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8 Management compliance jobs in the Hong Kong

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Financial Compliance/Asset & Liability Management (Multiple opening) (HK$30K-$60K)

  • Global Executive Consultants Ltd.
  • 30.04.2024
Financial Compliance/Asset & Liability Management (Multiple opening) (HK$30K-$60K) (Ref. No.: 25539) Our client, a leading Chinese bank is now urgently looking for high caliber candidate to join t...
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Compliance Manager, Asset Management

  • Hong Kong, Hong Kong Hong Kong
  • One Paramount Recruitment Limited
  • Posted 1 day ago
Responsibilities ： Ensure investment compliance primarily with the use of the trading system Code investment restrictions and guidelines into the trading system for pre-trade and post-trade compli...
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Asset Management - Senior Compliance Associate

  • Hong Kong, Hong Kong Hong Kong
  • Larson Maddox
  • 14.05.2024
CLIENT BACKGROUND Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. JOB R...
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Assistant Manager to Manager, Operational Risk Management (Compliance...

  • Hong Kong, Hong Kong Hong Kong
  • Industrial and Commercial Bank of China (Asia) Limited
  • 11.05.2024
Job Responsibilities Formulate, update, amend and implement policy and procedures on operational risk management and operational resilience. Provide support to the implementation of operational re...
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Financial Compliance/Asset & Liability Management (Multiple opening) (HK$30K-$60K)

  • Hong Kong, Hong Kong Hong Kong
  • Global Executive Consultants Ltd.
  • 29.04.2024
Financial Compliance/Asset & Liability Management (Multiple opening) (HK$30K-$60K) (Ref. No.: 25539) Our client, a leading Chinese bank is now urgently looking for high caliber candidate to join t...
Apply Now!

Asset Management Compliance

  • Hong Kong, Hong Kong Hong Kong
  • Ashford Benjamin Ltd
  • 01.05.2024
Responsibilities: Responsible for compliance program, policies and procedures Identify, monitor, and communicate regulatory changes trends and proposals to senior management Review marketing mater...
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Vice President, Retail Approval & Risk Compliance Management

  • Hong Kong, Hong Kong Hong Kong
  • Talent Axis
  • 01.05.2024
Role & responsibilities: Supervise the credit risk and service quality control of the credit approval process. Review credit policies, secured and unsecured lending policy guidelines and procedure...
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Regulatory compliance, Private Wealth Management (SFC), VP

  • Hong Kong, Hong Kong Hong Kong
  • Unicorn Advisor (HK) Limited
  • 01.05.2024
- Required to have prior SFC regulatory working experiences - Very strong in wealth management product due diligence and compliance experiences - Fluent in Mandarin is a MUST
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