143 Compliance Management jobs in Hong Kong
SVP, Regulatory Compliance
Posted 1 day ago
Job Viewed
Job Description
1 day ago Be among the first 25 applicants
This is a pivotal leadership position at the heart of our company's governance and integrity framework. As the SVP of Regulatory Compliance, you will be the designated Compliance Officer, serving as our primary liaison with the Hong Kong Monetary Authority (HKMA). You will be entrusted with the ultimate responsibility for owning, maintaining, and enhancing our compliance framework to ensure we not only meet but exceed regulatory expectations. This strategic role is critical to our license to operate, our public reputation, and our ability to innovate responsibly.
Key Responsibilities:
- Regulatory Relationship Management:
- Lead and manage all regulatory engagement with the HKMA and other relevant authorities. Act as the primary, official point of contact for supervisory teams, handling inquiries, coordinating examinations, and ensuring timely, accurate, and high-quality responses.
- Cultivate and maintain a relationship of trust and transparency with our regulators.
- Compliance Framework & Governance:
- Own and continuously enhance the company's compliance framework, including all policies, procedures, and internal controls to ensure robust adherence to all applicable laws, particularly the Payment Systems and Stored Value Facilities Ordinance (PSSVFO) and other relevant guidelines and circulars.
- Proactively oversee the regulatory monitoring process to identify, assess, and implement necessary changes in response to the evolving legal and regulatory landscape.
- Leadership & Culture:
- Drive a strong, proactive compliance culture throughout the entire organization, from the board level to daily operations.
- Develop and deliver impactful, ongoing compliance training programs for all staff to ensure a high level of awareness and competence across the company.
- Serve as a key member of the leadership team, providing guidance and strategic input on all matters with regulatory implications.
- Advisory & Assurance:
- Act as a strategic advisor to the business and senior management, providing pragmatic and commercially-minded compliance guidance on new products, business initiatives, and emerging technologies.
- Lead internal compliance reviews and risk assessments to provide assurance to the Board and senior management on the effectiveness of the control environment.
- Designated Officer Roles:
- Formally act as the designated Compliance Officer and Code of Conduct Officer for the company, maintaining all required regulatory records and fulfilling all statutory obligations associated with these roles.
Qualifications & Experience:
- A minimum of 10 years of progressive experience in regulatory compliance, risk management, or internal audit within an HKMA-regulated Authorized Institution (AI), Stored Value Facility (SVF), or a relevant regulatory body.
- Deep, demonstrable expertise in the Hong Kong regulatory environment, particularly the Banking Ordinance, PSSVFO and the HKMA's AML/CFT guidelines. Direct experience with Banking or SVF regulations is strongly preferred.
- Bachelor's degree in Law, Finance, Accounting, or a related discipline. Relevant professional qualifications are highly advantageous.
- Proven track record of successfully managing relationships and communications with financial regulators, especially the HKMA.
- Exceptional communication, interpersonal, and stakeholder management skills, with the gravitas to engage effectively with senior management, the Board of Directors, and regulators.
- A proactive, hands-on, and commercially-minded leader with unwavering integrity and a commitment to upholding the highest ethical standards.
General Culture and Benefits of RD Technologies
- Exciting and collaborative startup environment.
- Give your best while having fun and grow as a person.
- A flat structure: your ideas get heard by the right people very quickly.
- Creating your own profile in the startup ecosystem.
- Casual dress code.
- Free coffee, tea, drinks and snacks daily.
- In-house gym facilities.
- Regular and fun company activities.
- Other leaves in addition to annual leaves, e.g. marriage leave, birthday leave, compassionate leave.
Data collected would be used for recruitment purposes only. Applicants who do not hear from us may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Business Development and Sales
Referrals increase your chances of interviewing at RD Technologies by 2x
Get notified about new Vice President Compliance jobs in Hong Kong, Hong Kong SAR .
Vice President, Product Compliance (Corporate Banking) (Asst) Vice President, Portfolio Management & Risk Analytics (Personal Banking) Vice President, Cybersecurity Risk Lead, Asia Pacific Vice President, Credit Policy and Portfolio Management (Unsecured Lending), Risk Management Group AVP - Compliance Assurance (Corporate Bank) Compliance Officer (Virtual Bank Candidate Welcome) Vice-President - Compliance 2nd Level Controls, Asia Pacific Senior Compliance Officer, General Compliance Vice President, High Risk Review - APAC, Financial Crimes Office Asia, Intelligence and AnalyticsCentral & Western District, Hong Kong SAR 2 weeks ago
AVP - IT Risk (Operational Risk), Corporate Bank Assistant Vice President - Operational Risk (IT Risk) Compliance Officer, Financial Crime, Compliance Compliance and Legal Officer - Consulting Firm Assistant Vice President (12-month Contract) Global Markets Operations DepartmentWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrSVP, Regulatory Compliance
Posted 1 day ago
Job Viewed
Job Description
1 day ago Be among the first 25 applicants
This is a pivotal leadership position at the heart of our company's governance and integrity framework. As the SVP of Regulatory Compliance, you will be the designated Compliance Officer, serving as our primary liaison with the Hong Kong Monetary Authority (HKMA). You will be entrusted with the ultimate responsibility for owning, maintaining, and enhancing our compliance framework to ensure we not only meet but exceed regulatory expectations. This strategic role is critical to our license to operate, our public reputation, and our ability to innovate responsibly.
Key Responsibilities:
- Regulatory Relationship Management:
- Lead and manage all regulatory engagement with the HKMA and other relevant authorities. Act as the primary, official point of contact for supervisory teams, handling inquiries, coordinating examinations, and ensuring timely, accurate, and high-quality responses.
- Cultivate and maintain a relationship of trust and transparency with our regulators.
- Compliance Framework & Governance:
- Own and continuously enhance the company's compliance framework, including all policies, procedures, and internal controls to ensure robust adherence to all applicable laws, particularly the Payment Systems and Stored Value Facilities Ordinance (PSSVFO) and other relevant guidelines and circulars.
- Proactively oversee the regulatory monitoring process to identify, assess, and implement necessary changes in response to the evolving legal and regulatory landscape.
- Leadership & Culture:
- Drive a strong, proactive compliance culture throughout the entire organization, from the board level to daily operations.
- Develop and deliver impactful, ongoing compliance training programs for all staff to ensure a high level of awareness and competence across the company.
- Serve as a key member of the leadership team, providing guidance and strategic input on all matters with regulatory implications.
- Advisory & Assurance:
- Act as a strategic advisor to the business and senior management, providing pragmatic and commercially-minded compliance guidance on new products, business initiatives, and emerging technologies.
- Lead internal compliance reviews and risk assessments to provide assurance to the Board and senior management on the effectiveness of the control environment.
- Designated Officer Roles:
- Formally act as the designated Compliance Officer and Code of Conduct Officer for the company, maintaining all required regulatory records and fulfilling all statutory obligations associated with these roles.
Qualifications & Experience:
- A minimum of 10 years of progressive experience in regulatory compliance, risk management, or internal audit within an HKMA-regulated Authorized Institution (AI), Stored Value Facility (SVF), or a relevant regulatory body.
- Deep, demonstrable expertise in the Hong Kong regulatory environment, particularly the Banking Ordinance, PSSVFO and the HKMA's AML/CFT guidelines. Direct experience with Banking or SVF regulations is strongly preferred.
- Bachelor's degree in Law, Finance, Accounting, or a related discipline. Relevant professional qualifications are highly advantageous.
- Proven track record of successfully managing relationships and communications with financial regulators, especially the HKMA.
- Exceptional communication, interpersonal, and stakeholder management skills, with the gravitas to engage effectively with senior management, the Board of Directors, and regulators.
- A proactive, hands-on, and commercially-minded leader with unwavering integrity and a commitment to upholding the highest ethical standards.
General Culture and Benefits of RD Technologies
- Exciting and collaborative startup environment.
- Give your best while having fun and grow as a person.
- A flat structure: your ideas get heard by the right people very quickly.
- Creating your own profile in the startup ecosystem.
- Casual dress code.
- Free coffee, tea, drinks and snacks daily.
- In-house gym facilities.
- Regular and fun company activities.
- Other leaves in addition to annual leaves, e.g. marriage leave, birthday leave, compassionate leave.
Data collected would be used for recruitment purposes only. Applicants who do not hear from us may consider their application unsuccessful and their data will be destroyed within 24 months of receipt.
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Business Development and Sales
Referrals increase your chances of interviewing at RD Technologies by 2x
Get notified about new Vice President Compliance jobs in Hong Kong, Hong Kong SAR .
Vice President, Product Compliance (Corporate Banking) (Asst) Vice President, Portfolio Management & Risk Analytics (Personal Banking) Vice President, Cybersecurity Risk Lead, Asia Pacific Vice President, Credit Policy and Portfolio Management (Unsecured Lending), Risk Management Group AVP - Compliance Assurance (Corporate Bank) Compliance Officer (Virtual Bank Candidate Welcome) Vice-President - Compliance 2nd Level Controls, Asia Pacific Senior Compliance Officer, General Compliance Vice President, High Risk Review - APAC, Financial Crimes Office Asia, Intelligence and AnalyticsCentral & Western District, Hong Kong SAR 2 weeks ago
AVP - IT Risk (Operational Risk), Corporate Bank Assistant Vice President - Operational Risk (IT Risk) Compliance Officer, Financial Crime, Compliance Compliance and Legal Officer - Consulting Firm Assistant Vice President (12-month Contract) Global Markets Operations DepartmentWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrManager, Regulatory Compliance & Advisory
Posted 10 days ago
Job Viewed
Job Description
3 days ago Be among the first 25 applicants
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Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.
To support the Director, Advisory & Regulatory Compliance in discharging his duties and ensure compliance with relevant law, regulations and Group policies. Providing advice on products and marketing campaign/promotions, liaison for product and marketing materials’ approval by Compliance, as well as providing advisory support for Product and Marketing teams. The role will also provide support on projects and new business initiatives as well as regulatory change implementation, as well as administrative support to the Compliance Advisory team.
Job Responsibilities
- Conduct independent product compliance review throughout the product development cycle as well as post-sales monitoring, including but not limited to ensure the product design meets all applicable regulatory requirements and “Treat Customer Fairly” principle, review the relevant sales and marketing materials as well as the training materials; (iii) product promotion campaign; (iv) marketing campaign, etc.
- Provide advice on product and marketing initiatives
- Provide support on projects and new business initiatives and coordination for regulatory change implementation as and when required
- Provide administrative support in the maintenance of Regulatory Matrix and the Regulatory Compliance System
- Degree holder in related disciplines
- Have over 8 years working experience with at least 5 years in product compliance area in life insurance industry
- Excellent knowledge of (i) laws and regulatory requirements applicable to Life insurance products, and (ii) Life insurance operations (including life administration and agency administration), e.g. underwriting, policy administration, claims, and sales channels (covering agency, bancassurance and broker channels)
- Demonstrate ability on adoption of agile way of working, flexible to change, and ability to make independent, sound and informed decisions
- Excellent command of English and Chinese (written and spoken)
- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Finance and Sales
Referrals increase your chances of interviewing at Prudential Hong Kong by 2x
Get notified about new Regulatory Compliance Manager jobs in Hong Kong, Hong Kong SAR .
Senior Regulatory Compliance Manager (Private Banking) Senior Manager, Global Compliance & Ethics (Bangkok Based, Relocation Provided) Senior Compliance Manager-Consumer Protection FSO - Risk Consulting - NFR (Regulatory Compliance) - Manager or above - HK (Senior) Business Compliance Manager (Corporate Business Compliance Division) Senior Manager, FinCrime Compliance (Bangkok Based, Relocation Provided) Compliance Manager / Senior Manager - Life Insurer Senior Manager & Team Head / Senior Manager – Business & Compliance Department under eMPF Company Assistant Manager – Facilities Management and Projects (13-month Contract) Distribution Operation & Administration, Specialist (Asst Manager Level) Senior Technology Risk Manager (Overseas Branch) Senior Manager – Leasing & Tenancy Compliance Technology Risk Management – Manager (Overseas Branch)Hong Kong, Hong Kong SAR
$36,000.00
-
$70,000.00
3 weeks ago
Central & Western District, Hong Kong SAR 4 weeks ago
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#J-18808-LjbffrManager, Regulatory Compliance & Advisory
Posted 3 days ago
Job Viewed
Job Description
3 days ago Be among the first 25 applicants
Get AI-powered advice on this job and more exclusive features.
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Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.
To support the Director, Advisory & Regulatory Compliance in discharging his duties and ensure compliance with relevant law, regulations and Group policies. Providing advice on products and marketing campaign/promotions, liaison for product and marketing materials’ approval by Compliance, as well as providing advisory support for Product and Marketing teams. The role will also provide support on projects and new business initiatives as well as regulatory change implementation, as well as administrative support to the Compliance Advisory team.
Job Responsibilities
- Conduct independent product compliance review throughout the product development cycle as well as post-sales monitoring, including but not limited to ensure the product design meets all applicable regulatory requirements and “Treat Customer Fairly” principle, review the relevant sales and marketing materials as well as the training materials; (iii) product promotion campaign; (iv) marketing campaign, etc.
- Provide advice on product and marketing initiatives
- Provide support on projects and new business initiatives and coordination for regulatory change implementation as and when required
- Provide administrative support in the maintenance of Regulatory Matrix and the Regulatory Compliance System
- Degree holder in related disciplines
- Have over 8 years working experience with at least 5 years in product compliance area in life insurance industry
- Excellent knowledge of (i) laws and regulatory requirements applicable to Life insurance products, and (ii) Life insurance operations (including life administration and agency administration), e.g. underwriting, policy administration, claims, and sales channels (covering agency, bancassurance and broker channels)
- Demonstrate ability on adoption of agile way of working, flexible to change, and ability to make independent, sound and informed decisions
- Excellent command of English and Chinese (written and spoken)
- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Finance and Sales
Referrals increase your chances of interviewing at Prudential Hong Kong by 2x
Get notified about new Regulatory Compliance Manager jobs in Hong Kong, Hong Kong SAR .
Senior Regulatory Compliance Manager (Private Banking) Senior Manager, Global Compliance & Ethics (Bangkok Based, Relocation Provided) Senior Compliance Manager-Consumer Protection FSO - Risk Consulting - NFR (Regulatory Compliance) - Manager or above - HK (Senior) Business Compliance Manager (Corporate Business Compliance Division) Senior Manager, FinCrime Compliance (Bangkok Based, Relocation Provided) Compliance Manager / Senior Manager - Life Insurer Senior Manager & Team Head / Senior Manager – Business & Compliance Department under eMPF Company Assistant Manager – Facilities Management and Projects (13-month Contract) Distribution Operation & Administration, Specialist (Asst Manager Level) Senior Technology Risk Manager (Overseas Branch) Senior Manager – Leasing & Tenancy Compliance Technology Risk Management – Manager (Overseas Branch)Hong Kong, Hong Kong SAR
$36,000.00
-
$70,000.00
3 weeks ago
Central & Western District, Hong Kong SAR 4 weeks ago
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#J-18808-LjbffrManager, Group Enterprise Risk Management/ Compliance
Posted 6 days ago
Job Viewed
Job Description
3 days ago Be among the first 25 applicants
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This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.
Your role:
- Provide risk management and regulatory compliance support to ensure effective controls on the daily operation of PCCW Group and its insurance business
- Maintain an effective implementation of the Risk and Compliance governance structure for relevant business activities
- Coordinate with the First Line of Defense and Group Legal team to enable business untis are operating in a strict compliance with relevant laws, regulations and internal policy guidelines
- Monitor the current relevant regulatory landscape and devise action plan corresponding to changes of regulatory requirements
- Organize training/ briefing with business units to promote their awareness of the Group policy requirements
- Liaise with the First Line of Defence on the preparation of risk and compliance reporting to relevant management/ relevant authorities/ insurance principals
- Support the review and evaluation of commercial deals and new initiatives of the business units
To succeed in this role:
- University degree with a minimum of 3 to 5 years’ experience in risk management/regulatory compliance, preferably gained from the insurance industry
- Sound knowledge of relevant laws, regulations and guidelines, e.g. HKIA
- Proficient communication, interpersonal and stakeholder management skills
- Prior experience in engagement with regulators is preferred
- Knowledge of life insurance and general insurance products is a plus
- Self-motivated, independent team player with strong problem-solving skills
- Excellent command of written and spoken English and Chinese
If you have the desire for an exciting and rewarding career, please apply by sending your resume immediately, quoting your present and expected salary by clicking "Apply Now" or email to
For more information on other job opportunities of PCCW/HKT Corporate Functions, please visit our website. (
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Legal
- Industries Telecommunications
Referrals increase your chances of interviewing at HKT by 2x
Get notified about new Enterprise Risk Manager jobs in Hong Kong, Hong Kong SAR .
Wan Chai District, Hong Kong SAR 2 weeks ago
Senior Operational Risk Manager – Tech Risk Senior Manager, Risk and Compliance HSIL (HK) FSO - Risk Consulting - FSRM (Model Quant for Credit & Climate) - Experienced Senior/Manager - Hong Kong Manager, WPB Business Risk Management (HK) APAC Bank Internal Audit (40-50k) Welcome Big4 Business Continuity & Resilience Manager Risk and Compliance Analyst (AML) - Legal industry | Great Culture! Business Analyst, Post-trade Risk ($35-50k) - financial institution Analyst, Liquidity Risk Management, Risk Management Office for Asia TRAINEE: Valuation and Risk Analysis Analyst CYBER SECURITY AND RISK ANALYST / CYBER SECURITY ENGINEER Network Project Manager with Financial Services & Low Latency Background Cybersecurity Project Coordinator/Manager, 45k+We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrManager, Group Enterprise Risk Management/ Compliance
Posted today
Job Viewed
Job Description
3 days ago Be among the first 25 applicants
Get AI-powered advice on this job and more exclusive features.
This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.
Your role:
- Provide risk management and regulatory compliance support to ensure effective controls on the daily operation of PCCW Group and its insurance business
- Maintain an effective implementation of the Risk and Compliance governance structure for relevant business activities
- Coordinate with the First Line of Defense and Group Legal team to enable business untis are operating in a strict compliance with relevant laws, regulations and internal policy guidelines
- Monitor the current relevant regulatory landscape and devise action plan corresponding to changes of regulatory requirements
- Organize training/ briefing with business units to promote their awareness of the Group policy requirements
- Liaise with the First Line of Defence on the preparation of risk and compliance reporting to relevant management/ relevant authorities/ insurance principals
- Support the review and evaluation of commercial deals and new initiatives of the business units
To succeed in this role:
- University degree with a minimum of 3 to 5 years’ experience in risk management/regulatory compliance, preferably gained from the insurance industry
- Sound knowledge of relevant laws, regulations and guidelines, e.g. HKIA
- Proficient communication, interpersonal and stakeholder management skills
- Prior experience in engagement with regulators is preferred
- Knowledge of life insurance and general insurance products is a plus
- Self-motivated, independent team player with strong problem-solving skills
- Excellent command of written and spoken English and Chinese
If you have the desire for an exciting and rewarding career, please apply by sending your resume immediately, quoting your present and expected salary by clicking "Apply Now" or email to
For more information on other job opportunities of PCCW/HKT Corporate Functions, please visit our website. (
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Legal
- Industries Telecommunications
Referrals increase your chances of interviewing at HKT by 2x
Get notified about new Enterprise Risk Manager jobs in Hong Kong, Hong Kong SAR .
Wan Chai District, Hong Kong SAR 2 weeks ago
Senior Operational Risk Manager – Tech Risk Senior Manager, Risk and Compliance HSIL (HK) FSO - Risk Consulting - FSRM (Model Quant for Credit & Climate) - Experienced Senior/Manager - Hong Kong Manager, WPB Business Risk Management (HK) APAC Bank Internal Audit (40-50k) Welcome Big4 Business Continuity & Resilience Manager Risk and Compliance Analyst (AML) - Legal industry | Great Culture! Business Analyst, Post-trade Risk ($35-50k) - financial institution Analyst, Liquidity Risk Management, Risk Management Office for Asia TRAINEE: Valuation and Risk Analysis Analyst CYBER SECURITY AND RISK ANALYST / CYBER SECURITY ENGINEER Network Project Manager with Financial Services & Low Latency Background Cybersecurity Project Coordinator/Manager, 45k+We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrProject Management & Compliance Manager
Posted 10 days ago
Job Viewed
Job Description
4 days ago Be among the first 25 applicants
- Develop and implement international business strategic plans and annual operational plans, driving the achievement of business goals and optimizing operational processes to improve efficiency.
- Lead the full lifecycle management of international projects, including the development of project plans, progress control, risk management, and cross-team collaboration, ensuring high-quality project delivery.
- Establish and improve the international business data analysis system, monitor key performance indicators (KPIs), and leverage data analysis to identify business opportunities and challenges, proposing targeted optimization solutions and driving their implementation.
- Track industry trends and competitor dynamics, and formulate business expansion strategies in conjunction with market demands, driving the successful commercialization of new products/services.
- Build and refine the compliance management framework for international business, developing compliance policies, processes, and operational guidelines to ensure adherence to domestic and international laws, regulations, industry standards, and internal control requirements.
2.Compliance Operation:
- Develop and implement international business strategic plans and annual operational plans, driving the achievement of business goals and optimizing operational processes to improve efficiency.
- Lead the full lifecycle management of international projects, including the development of project plans, progress control, risk management, and cross-team collaboration, ensuring high-quality project delivery.
- Establish and improve the international business data analysis system, monitor key performance indicators (KPIs), and leverage data analysis to identify business opportunities and challenges, proposing targeted optimization solutions and driving their implementation.
- Track industry trends and competitor dynamics, and formulate business expansion strategies in conjunction with market demands, driving the successful commercialization of new products/services.
- Build and refine the compliance management framework for international business, developing compliance policies, processes, and operational guidelines to ensure adherence to domestic and international laws, regulations, industry standards, and internal control requirements.
- Identify, assess, and mitigate compliance risks in international business operations, implementing risk management measures and maintaining continuous monitoring to ensure safe and stable business development.
- Conduct compliance audits and inspections, performing specific audits on critical projects or high-risk areas, monitoring the progress of issue rectifications, and reducing compliance risk exposure.
- Collaborate with internal teams to review company policies, contracts, and business processes, providing compliance recommendations to ensure alignment with international compliance standards.
- Coordinate the regular compilation of internal compliance handbooks and guidelines, enhancing compliance education and guidance.
- Organize and carry out compliance audits for key projects, continuously tracking identified issues and the progress of rectifications.
- Collaborate with group audit and internal regulatory departments to address and resolve issues within the specified timeframe.
- Conduct regular compliance investigations on internal policy documents, orders, etc., monitor departmental compliance status, and produce relevant reports.
Job Requirements:
- Bachelor’s degree or above, preferably in Computer Science, Communications, Information Technology, Management, or Law.
- 5+ years of experience in business operations, compliance management, or related fields; telecommunications industry experience is preferred.
- Strong analytical skills and proficiency in using data analysis tools.
- Excellent English communication skills, with the ability to conduct daily communications fluently.
- Strong sense of responsibility and stress management skills, with the ability to adapt to international travel.
- Global vision and cross-cultural communication skills.
- High professional ethics and standards.
Preferred Qualifications:
- Overseas study or work experience.
- Relevant certifications such as PMP, CIPP/E, ITIL.
- Familiarity with DICT (Digital Information and Communications Technology) business models or international operations of telecommunications carriers.
Interested parties please send your full resume with current & expected salary by apply now. Please indicate the reference number in the subject line.
All personal data provided will be used for consideration of your job application only.
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Business Development, Information Technology, and Project Management
- Industries Telecommunications
Referrals increase your chances of interviewing at China Mobile International Limited by 2x
Get notified about new Operations Compliance Manager jobs in New Territories, Hong Kong SAR .
Sha Tin District, Hong Kong SAR 2 weeks ago
Associate Manager / Senior Principal Officer - Internal Audit & ComplianceNew Territories, Hong Kong SAR 14 hours ago
Assistant Manager, Information Security AssuranceSha Tin District, Hong Kong SAR 2 weeks ago
Sha Tin District, Hong Kong SAR 2 weeks ago
Sha Tin District, Hong Kong SAR 1 week ago
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#J-18808-LjbffrBe The First To Know
About the latest Compliance management Jobs in Hong Kong !
Project Management & Compliance Manager
Posted 3 days ago
Job Viewed
Job Description
4 days ago Be among the first 25 applicants
- Develop and implement international business strategic plans and annual operational plans, driving the achievement of business goals and optimizing operational processes to improve efficiency.
- Lead the full lifecycle management of international projects, including the development of project plans, progress control, risk management, and cross-team collaboration, ensuring high-quality project delivery.
- Establish and improve the international business data analysis system, monitor key performance indicators (KPIs), and leverage data analysis to identify business opportunities and challenges, proposing targeted optimization solutions and driving their implementation.
- Track industry trends and competitor dynamics, and formulate business expansion strategies in conjunction with market demands, driving the successful commercialization of new products/services.
- Build and refine the compliance management framework for international business, developing compliance policies, processes, and operational guidelines to ensure adherence to domestic and international laws, regulations, industry standards, and internal control requirements.
2.Compliance Operation:
- Develop and implement international business strategic plans and annual operational plans, driving the achievement of business goals and optimizing operational processes to improve efficiency.
- Lead the full lifecycle management of international projects, including the development of project plans, progress control, risk management, and cross-team collaboration, ensuring high-quality project delivery.
- Establish and improve the international business data analysis system, monitor key performance indicators (KPIs), and leverage data analysis to identify business opportunities and challenges, proposing targeted optimization solutions and driving their implementation.
- Track industry trends and competitor dynamics, and formulate business expansion strategies in conjunction with market demands, driving the successful commercialization of new products/services.
- Build and refine the compliance management framework for international business, developing compliance policies, processes, and operational guidelines to ensure adherence to domestic and international laws, regulations, industry standards, and internal control requirements.
- Identify, assess, and mitigate compliance risks in international business operations, implementing risk management measures and maintaining continuous monitoring to ensure safe and stable business development.
- Conduct compliance audits and inspections, performing specific audits on critical projects or high-risk areas, monitoring the progress of issue rectifications, and reducing compliance risk exposure.
- Collaborate with internal teams to review company policies, contracts, and business processes, providing compliance recommendations to ensure alignment with international compliance standards.
- Coordinate the regular compilation of internal compliance handbooks and guidelines, enhancing compliance education and guidance.
- Organize and carry out compliance audits for key projects, continuously tracking identified issues and the progress of rectifications.
- Collaborate with group audit and internal regulatory departments to address and resolve issues within the specified timeframe.
- Conduct regular compliance investigations on internal policy documents, orders, etc., monitor departmental compliance status, and produce relevant reports.
Job Requirements:
- Bachelor’s degree or above, preferably in Computer Science, Communications, Information Technology, Management, or Law.
- 5+ years of experience in business operations, compliance management, or related fields; telecommunications industry experience is preferred.
- Strong analytical skills and proficiency in using data analysis tools.
- Excellent English communication skills, with the ability to conduct daily communications fluently.
- Strong sense of responsibility and stress management skills, with the ability to adapt to international travel.
- Global vision and cross-cultural communication skills.
- High professional ethics and standards.
Preferred Qualifications:
- Overseas study or work experience.
- Relevant certifications such as PMP, CIPP/E, ITIL.
- Familiarity with DICT (Digital Information and Communications Technology) business models or international operations of telecommunications carriers.
Interested parties please send your full resume with current & expected salary by apply now. Please indicate the reference number in the subject line.
All personal data provided will be used for consideration of your job application only.
Seniority level- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Business Development, Information Technology, and Project Management
- Industries Telecommunications
Referrals increase your chances of interviewing at China Mobile International Limited by 2x
Get notified about new Operations Compliance Manager jobs in New Territories, Hong Kong SAR .
Sha Tin District, Hong Kong SAR 2 weeks ago
Associate Manager / Senior Principal Officer - Internal Audit & ComplianceNew Territories, Hong Kong SAR 14 hours ago
Assistant Manager, Information Security AssuranceSha Tin District, Hong Kong SAR 2 weeks ago
Sha Tin District, Hong Kong SAR 2 weeks ago
Sha Tin District, Hong Kong SAR 1 week ago
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#J-18808-LjbffrManager, Wealth Management Compliance Advisory - Mox
Posted 10 days ago
Job Viewed
Job Description
Join to apply for the Manager, Wealth Management Compliance Advisory - Mox role at myGwork - LGBTQ+ Business Community
Manager, Wealth Management Compliance Advisory - Mox1 day ago Be among the first 25 applicants
Join to apply for the Manager, Wealth Management Compliance Advisory - Mox role at myGwork - LGBTQ+ Business Community
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This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.
About Mox Bank
Mox is built by and for the ones who aspire to live life to the fullest - we call them Generation Mox!
The name Mox reflects the endless opportunities we can create, - Mobile eXperience; Money eXperience; Money X (multiplier), eXponential growth, eXploration. it's all up for us to define together.
Why Mox
Mox helps you grow - your money, your world, your possibilities. We equip you with the financial management tools, information and insights you need to make your dreams, big or small, come true.
Everything at Mox - from our products, features, to rewards - is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox.
Mox rewards you with an array of banking and lifestyle benefits. Who says banking can't be fun?
Job Summary
We are looking for a Manager, Wealth Management Compliance Advisory.
Key Responsibilities
- Provide compliance advisory to Investment and Insurance Business and/or support units on all relevant compliance issues and to liaise with regulators.
- Support licensing applications for insurance and digital asset, manage Compliance policies and standards updates, licensing matter, continuous professional training, outsourcing and other regulatory compliance work in the team.
- Manage regulatory changes process including dissemination, tracking regulation implementation, perform gap analysis and other follow up actions to ensure the Bank complies all applicable Group requirements and regulatory requirements.
- Handle and advise on regular submissions / ad-hoc surveys, regulatory information request / enquires / inspection, and liaise with regulators and coordinate appropriate responses to their queries.
- Assist to review advertising and marketing materials, new product initiatives, and obtain regulators' approval as required.
- Support the Compliance team to review and advise on customer complaints and liaise with regulators as necessary.
- Ensure prompt escalation of regulatory issues to management.
- Prepare the MIS reporting and committee materials.
- Experience in Investment, Digital Assets and Insurance business is preferable.
- University graduate or above in any discipline.
- Minimum 5 years' experience in regulatory compliance advisory for investment and insurance business. Preferably with an exposure in the Insurance, Digital Asset or Wealth sector.
- Posssess a comprehensive risk management mindset including compliance risk, financial crime risk, credit risk, fraud risk and operational risks, etc.
- Good knowledge of laws and regulations applicable to banks relating to investment and insurance, good analytical skills and incident management experience.
- Sound business acumen, able to make judgment independently with strong sense of ownership.
- Excellent analytical skills and meticulous to details.
- Above all, possess an "can-do" attitude and willing to challenge the status quo.
- Seniority level Not Applicable
- Employment type Full-time
- Job function Finance and Sales
- Industries Technology, Information and Internet
Referrals increase your chances of interviewing at myGwork - LGBTQ+ Business Community by 2x
Sign in to set job alerts for “Wealth Manager” roles. Wealth Management - Institutional Wealth Advisor 2025 Asset and Wealth Management Challenge - Hong KongShenzhen, Guangdong, China CN¥20,000.00-CN¥30,000.00 1 year ago
Private Wealth Management Asia, Relationship Manager, Greater China Team Asset & Wealth Management, Third Party Wealth, Private Banking, Associate / Vice President, Hong Kong Asset & Wealth Management, Client Solutions Group, Third Party Wealth, Analyst / Associate - Hong Kong Asia Wealth Management - MSI Night Desk, Hong Kong 2025 Wealth Management Trainee Program (Fresh Grad & IANG are Welcomed) Junior Relationship Manager, Corporate Banking (Ref.: CV_CBD_JRM) Asset & Wealth Management, Private Wealth Management, Family Office Wealth Strategist. Vice President, Hong Kong 2025 Wealth Management Trainee / Internship (Fresh Grad & IANG are Welcomed) Wealth Management Manager / Trainee (graduates 2024 2025 are welcome )We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrManager, Wealth Management Compliance Advisory - Mox
Posted 10 days ago
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About Mox Bank
Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox!
About Mox Bank
Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox!
The name Mox reflects the endless opportunities we can create, - Mobile eXperience; Money eXperience; Money X (multiplier), eXponential growth, eXploration… it’s all up for us to define together.
Why Mox
Mox helps you grow – your money, your world, your possibilities. We equip you with the financial management tools, information and insights you need to make your dreams, big or small, come true.
Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox.
Mox rewards you with an array of banking and lifestyle benefits. Who says banking can’t be fun?
Job Summary
We are looking for a Manager, Wealth Management Compliance Advisory.
Key Responsibilities
- Provide compliance advisory to Investment and Insurance Business and/or support units on all relevant compliance issues and to liaise with regulators.
- Support licensing applications for insurance and digital asset, manage Compliance policies and standards updates, licensing matter, continuous professional training, outsourcing and other regulatory compliance work in the team.
- Manage regulatory changes process including dissemination, tracking regulation implementation, perform gap analysis and other follow up actions to ensure the Bank complies all applicable Group requirements and regulatory requirements.
- Handle and advise on regular submissions / ad-hoc surveys, regulatory information request / enquires / inspection, and liaise with regulators and coordinate appropriate responses to their queries.
- Assist to review advertising and marketing materials, new product initiatives, and obtain regulators’ approval as required.
- Support the Compliance team to review and advise on customer complaints and liaise with regulators as necessary.
- Ensure prompt escalation of regulatory issues to management.
- Prepare the MIS reporting and committee materials.
- Experience in Investment, Digital Assets and Insurance business is preferable.
- University graduate or above in any discipline.
- Minimum 5 years’ experience in regulatory compliance advisory for investment and insurance business. Preferably with an exposure in the Insurance, Digital Asset or Wealth sector.
- Posssess a comprehensive risk management mindset including compliance risk, financial crime risk, credit risk, fraud risk and operational risks, etc.
- Good knowledge of laws and regulations applicable to banks relating to investment and insurance, good analytical skills and incident management experience.
- Sound business acumen, able to make judgment independently with strong sense of ownership.
- Excellent analytical skills and meticulous to details.
- Above all, possess an “can-do” attitude and willing to challenge the status quo.
- Seniority level Mid-Senior level
- Employment type Full-time
- Job function Finance and Sales
- Industries Banking
Referrals increase your chances of interviewing at Standard Chartered by 2x
Sign in to set job alerts for “Wealth Manager” roles. 2025 Asset and Wealth Management Challenge - Hong KongShenzhen, Guangdong, China CN¥20,000 - CN¥30,000 1 year ago
Private Wealth Management Asia, Relationship Manager, Greater China Team Asset & Wealth Management, Private Wealth Management, Family Office Wealth Strategist. Vice President, Hong Kong Multi Family Office - Wealth Manager - Private Banker Asset & Wealth Management, Client Solutions Group, Third Party Wealth, Analyst / Associate - Hong Kong Junior Relationship Manager, Corporate Banking (Ref.: CV_CBD_JRM) Asia Wealth Management - MSI Night Desk, Hong Kong Wealth Manager / Financial Planner / High Net-Worth Advisor Private Wealth Management: Head of INVESTMENT & ProductWe’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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