175 Compliance Officers jobs in Hong Kong

Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) .

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• Implement and manage an effective legal compliance program
• Develop and review company policies
• Advise management on the company’s compliance with laws and regulations through detailed reports
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks
• Assess company operations to determine compliance risk
• Ensure all employees are educated on the latest regulations and processes
• Resolve employee concerns about legal compliance

• Minimal experience level: Over 1 year
• Career Level: Entry Level
• Minimum English Level: Business Level (English usage about 50%)
• Minimum Education Level: Bachelor's Degree
• Required Skills: Knowledge in legal and regulatory compliance procedures, professional maturity

• American-style Employee Stock Option Scheme
• Negotiable salary based on experience
• Bonuses paid on top of indicated salary

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Legal

Join to apply for the Legal & Compliance Associate role at Lalamove

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Join to apply for the Legal & Compliance Associate role at Lalamove

Our Legal & Compliance Team is seeking for a corporate lawyer familiar with the HK listing rules compliance, general corporate governance and compliance and corporate transactions, open to lawyers from in-house or private practice. This role represents an excellent opportunity to transition into a reputable company with strong financial backing, and with international/regional projects, and to gain experience in handling legal matters, managing legal risks, and ensuring compliance with applicable laws and regulations across various markets where the group operates.

What You'll Do

• Developing and implementing legal policies and guidelines to protect the group’s interests and ensure compliance with all applicable laws and regulations;
• Drafting documents (e.g. announcements, circulars, board papers and etc.) and providing advice and analysis in relation to the day-to-day operation of the group including but not limited to listing rules compliance, corporate governance and other regulatory/privacy-related matters;
• Conducting legal research and analysis on legal/compliance developments (e.g. listing rules, data protection and etc.) that may impact the group’s operations and recommending appropriate courses of action;
• Providing legal training to business stakeholders on key legal issues and best practices;
• Providing timely and practical legal advice and analysis to the group to assist in commercial projects and legal affairs of the group, including reviewing and drafting contracts, agreements, and other legal documents;
• Assisting other senior lawyers with different tasks assigned from time to time and effective administration of the Legal & Compliance Team.
  
  

• 2-4 years’ post-qualification experience gained from reputable law firms or MNCs.
• Qualified in Hong Kong or other common law jurisdictions or the U.S.
• Experience in Hong Kong listing rules compliance, corporate governance and compliance and commercial transactions.
• Experience in dealing with data protection issues and regulatory practice relating to international businesses
• Exceptional attention to detail and excellent presentation and interpersonal skills with ability to work independently or in a team.
• Strong sense of responsibility and responsiveness.
• Energetic with excellent communication skills in both English and Chinese (Cantonese and Mandarin).
• Able to demonstrate strong commercial awareness.
• Prior in-house experience is an advantage.
  
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales
• Industries Transportation, Logistics, Supply Chain and Storage and Information Services

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Wan Chai District, Hong Kong SAR 6 days ago

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Join to apply for the Legal & Compliance Associate role at Lalamove

Continue with Google Continue with Google

Join to apply for the Legal & Compliance Associate role at Lalamove

Our Legal & Compliance Team is seeking for a corporate lawyer familiar with the HK listing rules compliance, general corporate governance and compliance and corporate transactions, open to lawyers from in-house or private practice. This role represents an excellent opportunity to transition into a reputable company with strong financial backing, and with international/regional projects, and to gain experience in handling legal matters, managing legal risks, and ensuring compliance with applicable laws and regulations across various markets where the group operates.
What You'll Do

• Developing and implementing legal policies and guidelines to protect the group’s interests and ensure compliance with all applicable laws and regulations;
• Drafting documents (e.g. announcements, circulars, board papers and etc.) and providing advice and analysis in relation to the day-to-day operation of the group including but not limited to listing rules compliance, corporate governance and other regulatory/privacy-related matters;
• Conducting legal research and analysis on legal/compliance developments (e.g. listing rules, data protection and etc.) that may impact the group’s operations and recommending appropriate courses of action;
• Providing legal training to business stakeholders on key legal issues and best practices;
• Providing timely and practical legal advice and analysis to the group to assist in commercial projects and legal affairs of the group, including reviewing and drafting contracts, agreements, and other legal documents;
• Assisting other senior lawyers with different tasks assigned from time to time and effective administration of the Legal & Compliance Team.
  

• 2-4 years’ post-qualification experience gained from reputable law firms or MNCs.
• Qualified in Hong Kong or other common law jurisdictions or the U.S.
• Experience in Hong Kong listing rules compliance, corporate governance and compliance and commercial transactions.
• Experience in dealing with data protection issues and regulatory practice relating to international businesses
• Exceptional attention to detail and excellent presentation and interpersonal skills with ability to work independently or in a team.
• Strong sense of responsibility and responsiveness.
• Energetic with excellent communication skills in both English and Chinese (Cantonese and Mandarin).
• Able to demonstrate strong commercial awareness.
• Prior in-house experience is an advantage.
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales
• Industries Transportation, Logistics, Supply Chain and Storage and Information Services

Referrals increase your chances of interviewing at Lalamove by 2x

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Wan Chai District, Hong Kong SAR 6 days ago

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Join to apply for the Quality Surveyor | Manufacturing Process Audit | Regulatory Compliance | Quality Assurance role at Hong Kong Aero Engine Services Limited (HAESL)

We are looking for a dedicated Quality Surveyor to join our team. In this role, you will be crucial in ensuring compliance with regulatory and customer requirements while conducting internal audits and driving continuous improvements in our business processes.

• Conduct internal audits to assess compliance and operational effectiveness.
• Liaise with external auditors during organization-wide audits.
• Ensure the organization meets all regulatory and customer requirements.
• Conduct quality investigations to identify and resolve issues.
• Drive continuous improvements in business processes and production workflows.

• A university graduate, preferably in Engineering, Quality Assurance or a related field.
• Minimum 3 years of auditing experience, preferably in the aviation industry.
• Experience in audit/compliance monitoring is an advantage.
• Strong command of spoken and written English and Cantonese/Chinese.
• Proficiency in MS Office; knowledge of macros, programming, and VBA is preferred.
• Candidates with less experience may be considered for the Assistant Quality Surveyor role.

We offer a competitive benefits package including coach subsidy, staff canteen subsidy, double pay, incentive bonuses, medical coverage for dependents and children, education subsidies, and more.

Please submit your CV online. If you do not hear from us within four weeks, consider your application unsuccessful. Data collected will only be used for recruitment purposes.

Join to apply for the Quality Surveyor | Manufacturing Process Audit | Regulatory Compliance | Quality Assurance role at Hong Kong Aero Engine Services Limited (HAESL)

We are looking for a dedicated Quality Surveyor to join our team. In this role, you will be crucial in ensuring compliance with regulatory and customer requirements while conducting internal audits and driving continuous improvements in our business processes.

• Conduct internal audits to assess compliance and operational effectiveness.
• Liaise with external auditors during organization-wide audits.
• Ensure the organization meets all regulatory and customer requirements.
• Conduct quality investigations to identify and resolve issues.
• Drive continuous improvements in business processes and production workflows.

• A university graduate, preferably in Engineering, Quality Assurance or a related field.
• Minimum 3 years of auditing experience, preferably in the aviation industry.
• Experience in audit/compliance monitoring is an advantage.
• Strong command of spoken and written English and Cantonese/Chinese.
• Proficiency in MS Office; knowledge of macros, programming, and VBA is preferred.
• Candidates with less experience may be considered for the Assistant Quality Surveyor role.

We offer a competitive benefits package including coach subsidy, staff canteen subsidy, double pay, incentive bonuses, medical coverage for dependents and children, education subsidies, and more.

Please submit your CV online. If you do not hear from us within four weeks, consider your application unsuccessful. Data collected will only be used for recruitment purposes.

The Delta Asia Financial Group is a full-fledged banking and financial services group encompassing the territories of Hong Kong, Macau and Pearl-River-Delta regions.

Established in Macau in 1935, the Group boasts a rich history spanning 90 years. Initially focused on banking services, the Group has evolved into a financial conglomerate, now offering a wide array of integrated services, including banking, securities investment, insurance consultancy, and wealth management.

With strong financial strength, “people-oriented" spirit and rich investment experience, the Group is dedicated to provide customers with professional and caring financial services.

At Delta Asia Financial Group, we foster a supportive and empowering environment that enables our employees to shape rewarding career journeys. We are committed to your professional growth and development, and to creating a workplace culture that values collaboration, innovation, and excellence.

Responsibilities

• Provide compliance advisory service and support to business and operation units within the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interests and mitigate compliance and legal risks
• Formulate and implement compliance strategies and work plan in order to identify, analyse and mitigate compliance risk with respect to the internal and external requirements including but not limited to internal policies and procedures, regulatory codes, guidelines and related laws & regulations
• Perform Company Secretary functions
• Develop, review compliance related policies and procedures
• Provide advice and guidance on compliance issues for the launch of new products / services
• Provide practical recommendations for internal stakeholders on departmental operational manuals and compliance review findings to address identified issue
• Ensure Suspicious Transaction Reports are submitted to the Hong Kong Joint Financial Intelligence Unit (JFIU) and the Macau financial intelligence unit (GIF) by the group entities in a timely basis
• Take the role as the AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions in Hong Kong for regulators
• Liaise with regulators and government authorities on matters relating to the group companies businesses and regulatory matters
• Foster a strong compliance culture within the Group and ensure that business operations uphold high compliance standards
• Keep abreast of regulatory requirements and changes/developments in Group’s business operation and ensuring the scope of review aligns with regulatory priorities as well as the Group’s operational needs
  
  

• Bachelor's degree holder or above in Law, Business or related discipline
• Preferably holding certifications such as AAMLP or CAMS
• Seasoned professional with 10+ experience in legal & compliance roles in the banking, securities and insurance industries
• Macau working experience preferred
• Extensive knowledge in banking and wealth management products, related regulations and guidelines, especially for AML/CFT and the market practice
• Proven experience in managing regulatory matters and dealing with regulators, including AMCM, IA, SFC, and others
• Strong analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Possesses a growth mindset with excellent problem-solving skills
• Excellent command of both written and spoken English and Chinese, including Mandarin
• Frequent travel to Macau
  
  

• 22-25 days of Annual Leave
• Caring Leave (including birthday leave, graduation leave, wedding leave, volunteer leave etc.)
• Attractive remuneration package
  
  

• Seniority level Executive

• Employment type Other

• Job function Finance and Consulting

Referrals increase your chances of interviewing at Delta Asia Financial Group by 2x

Hong Kong, Hong Kong SAR HK$110,000 - HK$150,000 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

The Delta Asia Financial Group is a full-fledged banking and financial services group encompassing the territories of Hong Kong, Macau and Pearl-River-Delta regions.
Established in Macau in 1935, the Group boasts a rich history spanning 90 years. Initially focused on banking services, the Group has evolved into a financial conglomerate, now offering a wide array of integrated services, including banking, securities investment, insurance consultancy, and wealth management.
With strong financial strength, “people-oriented" spirit and rich investment experience, the Group is dedicated to provide customers with professional and caring financial services.
At Delta Asia Financial Group, we foster a supportive and empowering environment that enables our employees to shape rewarding career journeys. We are committed to your professional growth and development, and to creating a workplace culture that values collaboration, innovation, and excellence.
Responsibilities

• Provide compliance advisory service and support to business and operation units within the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interests and mitigate compliance and legal risks
• Formulate and implement compliance strategies and work plan in order to identify, analyse and mitigate compliance risk with respect to the internal and external requirements including but not limited to internal policies and procedures, regulatory codes, guidelines and related laws & regulations
• Perform Company Secretary functions
• Develop, review compliance related policies and procedures
• Provide advice and guidance on compliance issues for the launch of new products / services
• Provide practical recommendations for internal stakeholders on departmental operational manuals and compliance review findings to address identified issue
• Ensure Suspicious Transaction Reports are submitted to the Hong Kong Joint Financial Intelligence Unit (JFIU) and the Macau financial intelligence unit (GIF) by the group entities in a timely basis
• Take the role as the AML/CFT Officer for the Bank in Macau and the MIC of AML/CFT and Compliance Function Head of Registered Institutions in Hong Kong for regulators
• Liaise with regulators and government authorities on matters relating to the group companies businesses and regulatory matters
• Foster a strong compliance culture within the Group and ensure that business operations uphold high compliance standards
• Keep abreast of regulatory requirements and changes/developments in Group’s business operation and ensuring the scope of review aligns with regulatory priorities as well as the Group’s operational needs
  

• Bachelor's degree holder or above in Law, Business or related discipline
• Preferably holding certifications such as AAMLP or CAMS
• Seasoned professional with 10+ experience in legal & compliance roles in the banking, securities and insurance industries
• Macau working experience preferred
• Extensive knowledge in banking and wealth management products, related regulations and guidelines, especially for AML/CFT and the market practice
• Proven experience in managing regulatory matters and dealing with regulators, including AMCM, IA, SFC, and others
• Strong analytical, interpersonal and communication skills with flexibility and adaptability to changes
• Possesses a growth mindset with excellent problem-solving skills
• Excellent command of both written and spoken English and Chinese, including Mandarin
• Frequent travel to Macau
  

• 22-25 days of Annual Leave
• Caring Leave (including birthday leave, graduation leave, wedding leave, volunteer leave etc.)
• Attractive remuneration package
  

• Seniority level Executive

• Employment type Other

• Job function Finance and Consulting

Referrals increase your chances of interviewing at Delta Asia Financial Group by 2x

Hong Kong, Hong Kong SAR HK$110,000 - HK$150,000 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Legal Compliance Manager - Global Insurance Firm role at Michael Page .

3 days ago - Be among the first 25 applicants.

Get AI-powered advice on this job and more exclusive features.

• Looking for a law degree background and in-house compliance experience.
• Candidates with regulatory experience with the IA are highly preferred.

This organisation is a well-established, large organisation within the professional services industry, known for its commitment to excellence and comprehensive solutions. It operates globally and is recognised for fostering a culture of innovation and professionalism.

As a Legal Compliance Manager, your main responsibilities will include:

• Developing and implementing compliance policies and procedures in line with regulatory requirements.
• Monitoring and assessing legal and regulatory changes, ensuring timely communication to relevant stakeholders.
• Conducting internal compliance audits and preparing detailed reports.
• Providing expert advice on compliance matters to various departments within the organisation.
• Managing relationships with regulatory bodies and external auditors.
• Delivering training and awareness programs on compliance-related topics.
• Ensuring all operations and activities align with both local and international compliance standards.
• Collaborating with the Risk & Compliance department to mitigate risks effectively.

A successful Legal Compliance Manager should have:

• A relevant degree in law, business, or a related discipline.
• 3-5+ years of compliance experience, preferably from an insurance firm.
• Candidates from financial services firms will also be considered.
• Legal background preferred but not necessarily qualified lawyers.
• A strong understanding of compliance frameworks within the professional services industry.
• Excellent analytical and problem-solving skills.
• Outstanding communication skills to interact with stakeholders and regulatory bodies.
• Detail-oriented and results-driven with a proactive approach to compliance challenges.

• Comprehensive benefits, including health insurance and retirement plans.
• Ample holiday leave to support work-life balance.
• Opportunities for professional development and career advancement.
• A collaborative and inclusive work environment in Hong Kong.

Join to apply for the Legal Compliance Manager - Global Insurance Firm role at Michael Page .

3 days ago - Be among the first 25 applicants.

Get AI-powered advice on this job and more exclusive features.

• Looking for a law degree background and in-house compliance experience.
• Candidates with regulatory experience with the IA are highly preferred.

This organisation is a well-established, large organisation within the professional services industry, known for its commitment to excellence and comprehensive solutions. It operates globally and is recognised for fostering a culture of innovation and professionalism.

As a Legal Compliance Manager, your main responsibilities will include:

• Developing and implementing compliance policies and procedures in line with regulatory requirements.
• Monitoring and assessing legal and regulatory changes, ensuring timely communication to relevant stakeholders.
• Conducting internal compliance audits and preparing detailed reports.
• Providing expert advice on compliance matters to various departments within the organisation.
• Managing relationships with regulatory bodies and external auditors.
• Delivering training and awareness programs on compliance-related topics.
• Ensuring all operations and activities align with both local and international compliance standards.
• Collaborating with the Risk & Compliance department to mitigate risks effectively.

A successful Legal Compliance Manager should have:

• A relevant degree in law, business, or a related discipline.
• 3-5+ years of compliance experience, preferably from an insurance firm.
• Candidates from financial services firms will also be considered.
• Legal background preferred but not necessarily qualified lawyers.
• A strong understanding of compliance frameworks within the professional services industry.
• Excellent analytical and problem-solving skills.
• Outstanding communication skills to interact with stakeholders and regulatory bodies.
• Detail-oriented and results-driven with a proactive approach to compliance challenges.

• Comprehensive benefits, including health insurance and retirement plans.
• Ample holiday leave to support work-life balance.
• Opportunities for professional development and career advancement.
• A collaborative and inclusive work environment in Hong Kong.