What Jobs are available for Compliance Specialist in Hong Kong?

1. Compliance and reporting

2. Ensure all transactions comply with Hong Kong Customs and Excise Department MSO regulations and AML requirements.

3. Monitor suspicious transactions and file a STR as required.

4. KYC/CDD customer management

5. Participate in KYC/CDD of customer fund accounts to ensure that the source of customer funds is legal.

6. Cooperate with the internal teams to review customer transaction patterns and ensure that fund operations comply with established policies.

7. Other duties

8. Assist in developing and optimizing processes related to compliance.

9. Participate in and assist in risk management to ensure the stable operation of the business.
10. Assist in applying for payment licenses.

• Bachelor's degree or above, major in Finance, Economics or a related discipline preferred.
• About 3 years of relevant work experience in finance, banking, payment industry or MSO.
• Familiar with MSO account management, KYC, AML, and other compliance processes and regulatory requirements.
• Excellent communication skills, able to collaborate effectively with internal teams and external regulatory agencies.
• Fluent in Cantonese, Mandarin, and English (able to communicate with banks, customers, and customs).
• Possess good professional ethics and teamwork spirit.

Key Responsibilities:

Compliance and reporting

• Ensure all transactions comply with Hong Kong Customs and Excise Department MSO regulations and Anti Money Laundering (AML) requirements .
• Prepare regular cash flow reports to the compliance team and management.
• Monitor suspicious transactions and file a suspicious transaction report (STR) as required.

KYC/CDD customer management

• Participate in KYC/Due Diligence (CDD) of customer fund accounts to ensure that the source of customer funds is legal.
• Cooperate with the compliance department to review customer transaction patterns and ensure that fund operations comply with established policies.

Other duties

• Assist in developing and optimizing processes related to compliance.
• Participate in and assist in risk management to ensure the stable operation of the business.
• Assist in applying for finance licenses

Job Requirements:

Educational background

• Bachelor's degree or above, major in finance, economics or related fields preferred.

Work experience

• More than 3 years of relevant work experience in finance, banking, payment industry or MSO.
• Familiar with MSO account management, Anti Money Laundering (AML), compliance requirements, etc.

Skill requirements

• Familiar with KYC, AML and other compliance processes and regulatory requirements.
• Excellent communication skills, able to collaborate effectively with internal teams and external regulatory agencies.

Other requirements

• Fluent in Cantonese, Mandarin, and English (able to communicate with banks, customers, and customs).
• Hong Kong permanent resident status is preferred.
• Possess good professional ethics and teamwork spirit.

Bank of Singapore opens doors to new opportunities.

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group's global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today

Main Duties

• Handle staff dealing issues including preparation of consent letter sent to securities brokers of staff, in particular with expected increase in front office. This task is important in accordance with HK SFC Code of Conduct requirements
• Provide compliance briefing to new joiners so as to ensure new joiners adapt to BOS and regulatory requirements as well as bank culture
• Handle staff registration of licensed staff with HKMA so that front office can carry out regulated activities and account opening asap
• Handle various staff declarations such as external business and shareholding declarations, staff annual declaration checking and filing so that potential conflict of interests can be properly monitored in accordance with Group's and regulatory standards
• Review and approve Continuous Professional Training/Ongoing Professional Training hours for front office in order to maintain their licenses with HKMA/SFC
• Provide support to handle company secretarial tasks (e.g. filing of change of BOS directors and their particulars to HK SFC and Companies Registrars etc) of BOS HK
• Provide regulatory compliance advice and support to management and staff of HK Branch
• Provide support to the existing general compliance and product compliance sub teams
• Assist in completing regulatory submission, surveys, offsite reviews and ad hoc requests (both HKMA and SFC)
• Assist in providing regulatory compliance related support in GA audit
• Provide all necessary support to head office RC when needed

Competence Requirements

• Minimum of 3-5 years' industry experience
• Holds a bachelor's degree, or equivalent
• Private bank or brokerage experience from advisory is desired
• Has the ability to work well within a matrix organization
• The ability to drill down to root cause, develop solutions, and lead process change
• Preferable for candidates with HKIB Enhanced Competency Framework (ECF) professional qualification

国惠(香港)控股有限公司成立于2018年8月,注册资本金3000万美元,系山东发展集团在境外的重要投融资平台,具有香港区位优势和信息流、资金流、资本流富集优势和丰富的国际资源与市场经验。公司作为山东发展投资集团在香港的重要桥头堡和境外战略平台,是连接内地与海外市场的桥梁和纽带。公司围绕服务集团主责主业和高质量发展,突出用好香港区位优势和信息流、资金流、资本流富集优势,充分发挥境外投资、境外融资、境内外贸易等功能。

Responsibilities:

• Provide in-house legal and compliance support to the company;
• Provide legal updates and draft, review and revise contracts and documents;
• Ensure that the Compliance Manual and all policies and procedures prepared are kept up to date;
• Monitor the Company's regulated business activities and ensures compliance with the relevant rules, regulations and/or ordinances;
• Identify/assess and mitigate potential risks within an organization, monitor risk levels;
• Collaborate with various departments to integrate risk management into business processes and promote a strong risk culture;
• Liaise with external professionals and regulatory bodies;
• Perform ad hoc projects.

Requirements:

• Bachelor degree or above in laws, risk management or equivalent (FRM an advantage);
• Min 2 years' relevant experience, preferably in finance, investment, securities, asset management, private equities or related industries (Chinese financial institution an advantage);
• Good team player, well organized and proactive;
• Strong communication skills and good command of English and Chinese (including Mandarin);
• Able to work independently and under pressure;
• Handle ad hoc duties and assignments;
• Immediately available is highly preferred.

Please provide your CV in Chinese version.

岗位职责:

• 为公司提供全面的法律合规支持;
• 及时更新法律法规动态,负责各类合同文件的起草、审核与修订;
• 持续完善公司《合规手册》及各项制度流程的更新维护;
• 监督公司受监管业务活动,确保符合相关法规及监管要求;
• 系统识别、评估并缓释业务风险,动态监控风险水平;
• 协同各业务部门将风险管理嵌入业务流程,培育全员风险文化;
• 对接外部专业机构及监管部门;
• 完成其他临时交办事项。

任职要求:

• 法律、风险管理等相关专业本科及以上学历(持FRM证书者优先);
• 两年以上金融、投资、证券、资管或私募等相关领域从业经验(中资金融机构从业经验优先);
• 具备良好的团队协作精神,工作条理清晰且积极主动;
• 出色的中英文沟通能力(含普通话);
• 能独立工作并承受工作压力;
• 可妥善处理各类临时性工作任务;
• 可立即到岗者优先考虑。

烦请提供中文版简历。

This is a hands-on role, where the individual will contribute to the development and implementation of the sanctions compliance program for a tech group.

Responsibilities

• Review, maintain and develop a robust sanctions compliance program at group level
• Provide professional and practical guidance, support, monitoring, advice and training in relation to sanctions matters to various business lines globally, including financial and non-financial sectors
• Lead and execute sanctions inspections, reviews, and health check-ups to business lines and subsidiaries, including sanctions screening system testing
• Lead and execute sanctions investigations
• Provide sanctions related training
• Liaise with auditors and stakeholders to do sanctions risk assessments, audits, and reviews
• Closely monitor and follow up international sanctions regulation developments and trends
• Perform ad-hoc tasks as requested by senior management.

Qualifications

• Bachelor degree or above, major in law is preferred
• At least 3 years of sanctions compliance experience gained from companies with global presence and operations, global financial institution(s), law firms, or consulting firms, experiences in sanctions advisory is a plus; position to offer will depend on candidate's experiences
• Strong knowledge of global sanctions programs
• Familiar with sanctions screening systems
• Self-motivated, excellent team work ability, ability to make independent judgment calls; ability to multi-task and take responsibility in challenging situations
• Proficiency in Mandarin and English
• Candidates with strong potential will also be considered where not all above qualifications could be met

Product Compliance Specialist (childrenswear)

Overview

A leading North American retailer specializing in apparel for babies and young children is seeking a Product Safety & Testing Specialist. This role offers meaningful work, continuous learning, and a collaborative environment guided by values of inclusion and innovation.

A typical day will include the following:-

1. Product Risk Assessment- Manage product risk assessment processes and evaluate garment factory performance with QA support.
2. Support safety failure analysis and integrate inspection system data into risk evaluations.
3. Maintain vendor and factory testing performance statistics to identify training needs.
4. Deliver product risk levels and implement monitoring processes
5. Product Testing Compliance & Process Enhancement- Provide technical testing support to vendors including fabric mills, trims suppliers, and garment factories.
6. Collaborate cross-functionally to clarify testing requirements and support lab accreditation/component testing programs.
7. Coordinate with third-party labs to ensure cost-effective technical support, manage retest requests, and support research projects.

To succeed in this role, you will have:-

• Higher Diploma or above in Apparel, Textile Engineering, Chemistry, or related field.

• Minimum 3 years of experience in QA, product safety, or lab testing in the garment industry; experience in kidswear is a plus.

• Strong understanding of safety and testing requirements across US, EU, and China markets.

Apply NOW:-

Please send your CV with a Word file to Hugo Ng from ConnectedGroup ) for more details.

The email address can also be found on LinkedIn / Connected Group ).

Product Compliance Specialist (childrenswear)

Overview
A leading North American retailer specializing in apparel for babies and young children is seeking a Product Safety & Testing Specialist. This role offers meaningful work, continuous learning, and a collaborative environment guided by values of inclusion and innovation.

A typical day will include the following:-

1. Product Risk Assessment

2. Manage product risk assessment processes and evaluate garment factory performance with QA support.

3. Support safety failure analysis and integrate inspection system data into risk evaluations.

4. Maintain vendor and factory testing performance statistics to identify training needs.

5. Deliver product risk levels and implement monitoring processes

6. Product Testing Compliance & Process Enhancement

7. Provide technical testing support to vendors including fabric mills, trims suppliers, and garment factories.

8. Collaborate cross-functionally to clarify testing requirements and support lab accreditation/component testing programs.

9. Coordinate with third-party labs to ensure cost-effective technical support, manage retest requests, and support research projects.

To succeed in this role, you will have:-

• Higher Diploma or above in Apparel, Textile Engineering, Chemistry, or related field.

• Minimum 3 years of experience in QA, product safety, or lab testing in the garment industry; experience in kidswear is a plus.

• Strong understanding of safety and testing requirements across US, EU, and China markets.

Apply NOW:-

Please send your CV with a Word file to Hugo Ng from ConnectedGroup
)
for more details.

The email address can also be found on LinkedIn / Connected Group ).

Role Introduction

Report To
: Cargo Security and Compliance Manager

This role is part of our Cargo Service Delivery Department, committed to delivering operational excellence and building trusted partnerships across our cargo network.

As the Cargo Compliance Specialist (Projects), you will be responsible for driving compliance initiatives and ensuring adherence to regulatory and operational standards across Cathay Pacific's global cargo operations.

You will play a key role in managing compliance-related projects, identifying gaps, and implementing effective solutions to strengthen our governance framework. In addition, you will lead cross-functional collaboration to embed compliance best practices and support continuous improvement in service delivery and operational integrity.

Key Responsibilities

• Review the import / export control list from related authorities' legislations and assess cases to be used by LLM rule training in the matching database
• Prepare training data to train the model used for import / export license control screening, and prepare testing data to evaluate the performance, quality, and safety of the trained LLM
• Provide detailed examples and justifications to fine-tune LLM in the event of unexpected results, and maintain the LLM overall performance at an agreed level
• Ensure the Import / Export License Control Check project deliverables meet the business requirements, users' acceptance, and are delivered within the project timeline
• Participate in system review, follow up on any outstanding issues, and complete the review and resolve the issue in a timely & accurate manner
• Execute the cutover plan, support the change management, cutover preparation and transition activities
• Perform ad-hoc duties arising from trade control as assigned by Cargo Security and Compliance Manager

Requirements

• Tertiary education qualifications or above in Supply Chain Management or Trade Control related discipline
• 2-3 years working experience in cargo / logistics field in aviation industry or project management is a plus
• Knowledge in Artificial Intelligence, Large Language Module, Import and Export
• Licensing and Control is an advantage
• Proficiency in MS Office applications (Word, Excel and PowerPoint)
• Strong communication and presentation skills
• Excellent acumen with analytical, planning and problem-solving skills
• Able to work under pressure and to tight deadlines
• Excellent command of both spoken and written English. Fluent Cantonese and Putonghua is an advantage
• Fresh graduates will also be considered

Personal & Application Information

Cathay Pacific is an Equal Opportunities Employer. Personal data provided by job applicants will be used strictly in accordance with our Applicant Personal Information Collection Statement and for recruitment purposes only. Candidates not notified within eight weeks may consider their application unsuccessful. We keep records of your data for no longer than is necessary for the purpose for which we obtained them and any other permitted linked purposes. If your application is unsuccessful, we will keep your details on file for as long as is necessary to process your application or for the purposes of further job opportunities if you agree to such longer periods.

About the role

As a Tax Specialist at Rina Hong Kong Limited, you will play a crucial role in providing expert tax advice and compliance services to our diverse client base. This full-time position is based in the Wan Chai District and is an excellent opportunity to further develop your tax expertise within a dynamic and growing professional services firm.

What you'll be doing

• Preparing and reviewing complex tax returns, ensuring full compliance with relevant tax regulations
• Conducting tax research and analysis to identify tax planning opportunities for clients
• Advising clients on a range of tax matters, including corporate income tax, personal income tax, and VAT
• Collaborating with cross-functional teams to provide integrated tax and advisory services
• Staying up-to-date with changes in tax legislation and communicating the impact to clients
• Mentoring and training junior team members to develop their tax expertise

What we're looking for

• Relevant degree in Accounting, Finance, or Taxation with a professional tax qualification (e.g., CTA, ACCA)
• Minimum 5 years of experience in a tax advisory or compliance role, preferably within a professional services firm
• Strong technical knowledge of tax laws and regulations, with the ability to apply this knowledge in a practical, client-focused manner
• Excellent communication and interpersonal skills, with the ability to explain complex tax issues to non-technical stakeholders
• Proven track record of delivering high-quality work and exceeding client expectations
• Proficient in using tax software and technology to enhance productivity and accuracy

What we offer

• Competitive salary and bonus structure
• Opportunities for career progression and personal development
• Comprehensive benefits package, including health insurance and retirement savings plan
• Supportive and collaborative work environment that values work-life balance

About us

Rina Hong Kong Limited is a leading professional services firm providing a wide range of tax, accounting, and advisory services to businesses of all sizes. With a strong focus on innovation and client satisfaction, we are committed to helping our clients navigate the evolving business landscape and achieve their goals.

Apply now to join our team and be part of our continued success.