19 Environmental Regulations jobs in Hong Kong

You will assist the Asia Pacific Compliance Manager located in Nanjing:

• Assist in overseeing corporate compliance programme
• Ensuring documentation and client database is updated
• Supporting the preparation of different and regular compliance reporting
• Supporting the preparation of new clients submission to the Global Client Acceptance Committee
• Assisting in the review of investor’s KYC
• Assisting in the various second level control testing
• Providing guidance on internal policies and procedures
• Answering specific questions from internal staff on KYC and compliance processes
• Supporting any other (internal/external) requests

YOUR PROFILE:

• You have a University degree in Law, Finance or Economics.
• You have ideally 3 to 4 years of experience in Fund Administration and/or Corporate Service Compliance
• You are proficient in Microsoft Office, especially in Excel
• You are fluent in English. Any other language is considered as an advantage
• You are results-oriented while being conscious of risk management
• You are able to multitask and handle key deliverables with challenging deadlines
• You have a keen eye for details and willing to execute tasks hands-on
• Having knowledge on AML/KYC regulations of Asia Pacific regions will be considered as an advantage

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Accounting/Auditing and Finance

Referrals increase your chances of interviewing at Alter Domus by 2x

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Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) .

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• Implement and manage an effective legal compliance program
• Develop and review company policies
• Advise management on the company’s compliance with laws and regulations through detailed reports
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks
• Assess company operations to determine compliance risk
• Ensure all employees are educated on the latest regulations and processes
• Resolve employee concerns about legal compliance

• Minimal experience level: Over 1 year
• Career Level: Entry Level
• Minimum English Level: Business Level (English usage about 50%)
• Minimum Education Level: Bachelor's Degree
• Required Skills: Knowledge in legal and regulatory compliance procedures, professional maturity

• American-style Employee Stock Option Scheme
• Negotiable salary based on experience
• Bonuses paid on top of indicated salary

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Legal

You will assist the Asia Pacific Compliance Manager located in Nanjing:

• Assist in overseeing corporate compliance programme
• Ensuring documentation and client database is updated
• Supporting the preparation of different and regular compliance reporting
• Supporting the preparation of new clients submission to the Global Client Acceptance Committee
• Assisting in the review of investor’s KYC
• Assisting in the various second level control testing
• Providing guidance on internal policies and procedures
• Answering specific questions from internal staff on KYC and compliance processes
• Supporting any other (internal/external) requests

YOUR PROFILE:

• You have a University degree in Law, Finance or Economics.
• You have ideally 3 to 4 years of experience in Fund Administration and/or Corporate Service Compliance
• You are proficient in Microsoft Office, especially in Excel
• You are fluent in English. Any other language is considered as an advantage
• You are results-oriented while being conscious of risk management
• You are able to multitask and handle key deliverables with challenging deadlines
• You have a keen eye for details and willing to execute tasks hands-on
• Having knowledge on AML/KYC regulations of Asia Pacific regions will be considered as an advantage

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Accounting/Auditing and Finance

Referrals increase your chances of interviewing at Alter Domus by 2x

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Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) .

Get AI-powered advice on this job and more exclusive features.

• Implement and manage an effective legal compliance program
• Develop and review company policies
• Advise management on the company’s compliance with laws and regulations through detailed reports
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks
• Assess company operations to determine compliance risk
• Ensure all employees are educated on the latest regulations and processes
• Resolve employee concerns about legal compliance

• Minimal experience level: Over 1 year
• Career Level: Entry Level
• Minimum English Level: Business Level (English usage about 50%)
• Minimum Education Level: Bachelor's Degree
• Required Skills: Knowledge in legal and regulatory compliance procedures, professional maturity

• American-style Employee Stock Option Scheme
• Negotiable salary based on experience
• Bonuses paid on top of indicated salary

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Legal

Direct message the job poster from Avenir Group

Key Responsibilities:

• Conduct Compliance Monitoring and Surveillance reviews to evaluate the firm’s adherence to key regulatory requirements.

• Perform in-depth assessments of compliance risks and controls in alignment with the Compliance Testing Plan.

• Support the transaction approval process by reviewing transactions against established compliance criteria.

• Assist in addressing regulatory inquiries and preparing responses to regulatory bodies.

• Prepare and deliver compliance reports to management, maintaining incident logs and employee conduct breach records.

• Advise on data privacy, intellectual property, and tax considerations ensuring compliance and asset protection.

Requirements:

• Bachelor’s degree or higher in Law, Finance, Business, or a related discipline.

• 5+ years of compliance experience within Asset Management, Hedge Funds(HF), Venture Capital (VC) and Private Equity (PE) with a strong understanding of regulatory frameworks.

• In-depth knowledge of Hong Kong market regulations (SFC, HKMA) and investment management compliance.

• Excellent communication and interpersonal skills, with the ability to engage stakeholders at all levels.

• Fluent in English and Chinese (written and spoken).

• Prefer candidates who are familiar with financial regulations, and capable of handling license applications and compliance matters.

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Legal

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Central & Western District, Hong Kong SAR 4 weeks ago

Central & Western District, Hong Kong SAR 1 week ago

Wan Chai District, Hong Kong SAR 6 days ago

Central & Western District, Hong Kong SAR 59 minutes ago

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Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA .

The Compliance Officer, Financial Crime will be part of the CSI’s Regional Financial Crime Compliance team, Legal and Compliance, reporting to the Regional Head of Financial Crime Compliance. The role involves maintaining a robust financial crime compliance framework, monitoring clients and transactions, and reporting irregularities or suspicions.

Key Responsibilities

• Assist the Regional Head of Financial Crime Compliance in advising management and teams on AML, KYC, and FCC requirements to facilitate client onboarding and business initiatives.
• Monitor regulatory changes and update CSI AML/CFT policies accordingly.
• Participate in projects to refine AML/FCC policies and integrate them into firm-wide controls.
• Monitor transactions for unusual activities, conduct reviews, and report to authorities as needed.
• Assist in risk assessments, remediation, and screenings of clients, vendors, and counterparties.
• Coordinate within departments to promote AML/FCC awareness and compliance culture.

Requirements

• Bachelor's degree, preferably in Law, Accounting, or related fields.
• Experience in financial institutions, AML compliance, and KYC processes.
• More experienced candidates may be considered for Assistant Manager, Financial Crime.
• Ability to multitask and meet deadlines under pressure.
• Knowledge of securities laws, operations, and analytical skills to assess risks.
• Proficiency in MS Office; knowledge of SAS is a plus.
• Strong communication skills in English and Chinese (Mandarin).
• Self-motivated, organized, and professional.

Additional Details

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Finance

This job is active and accepting applications.

• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

• Seniority level Associate

• Employment type Full-time

• Job function Finance

Referrals increase your chances of interviewing at Futu Holdings Limited by 2x

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• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

• Seniority level Associate

• Employment type Full-time

• Job function Finance

Referrals increase your chances of interviewing at Futu Holdings Limited by 2x

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Join to apply for the Chubb Life Global Office: Chief Compliance Officer, Chubb Life role at Chubb Life

Join to apply for the Chubb Life Global Office: Chief Compliance Officer, Chubb Life role at Chubb Life

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Job Description

The Chief Compliance Officer, Chubb Life provides leadership and direction for all compliance activities related to Chubb’s International Life and growing Wealth and Investment Management businesses.

Job Description

The Chief Compliance Officer, Chubb Life provides leadership and direction for all compliance activities related to Chubb’s International Life and growing Wealth and Investment Management businesses.

The role is responsible for developing, implementing and managing compliance programs, ensuring that compliance obligations and risks are effectively identified and managed. Cultivate and strengthen relationships with stakeholders at the global, regional and local levels, provide support and guidance to compliance teams, and drive a culture of compliance throughout the organization.

Duties And Responsibilities

Compliance Program Development

• Design and maintain a comprehensive compliance program aligned with legal and regulatory requirements, industry best practices, and organizational goals.
• Develop policies, procedures, and standards to promote ethical behavior and mitigate compliance risks and maintain the Chubb Life compliance policies program.
• Drive continuous improvement of the compliance program and compliance risk management.
• Coordinate with the compliance programs and activities of Chubb Global Compliance.
• Prepare Executive Committee reports on compliance activities.
  
  

• Provide guidance and support to business units on compliance matters and participate in cross-functional initiatives to address compliance issues and challenges.
• Drive compliance culture that invites inquiries from business lines, breaks down silos, provides practical, innovative, constructive advice, and flexibility in developing solutions.
  
  

• Stay updated on legislative and regulatory developments impacting our businesses.
• Implement controls and processes to ensure compliance with applicable laws, regulations, rules, and internal standards.
• Co-ordinate the dissemination of regulatory updates to relevant stakeholders and collaborate with teams to address compliance and regulatory requirements.
  
  

• Conduct risk assessments to identify compliance vulnerabilities and coordinate with the Risk team as required.
• Develop strategies to mitigate risks and implement risk control measures.
• Collaborate with relevant departments to integrate compliance risk management practices and foster a culture of compliance.
• Manage the requirements of the Chubb Business Compliance Framework, in coordination with global and local compliance teams.
  
  

• Manage the Compliance Assurance Review Program including coordinating and conducting reviews, supervising staff, drafting and finalizing reports.
• Lead the implementation of Chubb’s compliance risk management system, in coordination with global and local Compliance teams.
• Conduct internal investigations and prepare investigation reports.
  
  

• Review business activities, provide advice and develop solutions.
• Oversee and advise on matters related to Trade Sanctions (OFAC), Foreign Corrupt Practices Act, Chubb policies and procedures.
• Manage and support third party risk management and onboarding including conducting due diligence, preparing reports and advising business stakeholders.
• Maintain awareness of existing and new compliance requirements including issuing communications and conducting training to local compliance teams as required.
  
  

• Degree holder, preferably in Law.
  
  

• Minimum 15 years of extensive experience in compliance, risk management, or related fields in a leadership role.
• In-depth knowledge of the insurance industry and strong knowledge of relevant laws, regulations, and industry standards.
• Excellent understanding of compliance program development, maturation and implementation.
• Familiarity with Asia Pacific life insurance market dynamics, including regulatory bodies, market participants, and practices.
• Experience working with Asia Pacific insurance markets and supporting local teams in navigating compliance issues and challenges.
• Strategic leadership and ability to influence senior stakeholders in setting the right tone, and colleagues to work collaboratively to accomplish compliance objectives and goals.
• Strong leadership and management abilities to oversee a compliance team of direct and matrix reports.
  
  

• Proven experience in conducting risk assessments and implementing risk management strategies and frameworks.
• Exceptional analytical and problem-solving skills.
• Excellent communication and interpersonal skills to collaborate with stakeholders at all levels and across cultures.
• High levels of integrity and professionalism, trustworthy, straight forward, loyal and confident with a commitment to promoting a culture of compliance.
• Strong execution and organization abilities to ensure timely completion of deliverables, and ability to deliver quality and meticulous work within tight deadlines.
• Ability to achieve results directly and in teams and adapt to changing priorities and circumstances.
• High levels of energy and resilience with ability to maintain performance stability and efficiency under changing and adverse conditions.
• Excellent written and spoken English. Strong preference for Chinese language skills. Ability in other Asian languages a plus.
• Must have excellent report writing skills.

• Seniority level Not Applicable

• Employment type Full-time

• Job function Administrative
• Industries Insurance

Referrals increase your chances of interviewing at Chubb Life by 2x

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Central & Western District, Hong Kong SAR 9 months ago

Central & Western District, Hong Kong SAR 8 months ago

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