What Jobs are available for Aml Compliance in Hong Kong?

My client is looking for AML/FCC compliance- AD/VP level

stable candidates are preferred coming from securities brokerage firms (SFC)

MUST be fluent in Mandarin

All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured with security.

Full-time,Permanent

Focused on financial crime compliance and transaction monitoring within a legal and compliance team. The position involves investigating suspicious transactions, conducting AML screening, and supporting reporting and ad hoc compliance projects.

Client Details

The hiring company is a well-established, mid-sized organization within the financial services industry. They have a strong presence in the region and are dedicated to maintaining compliance and regulatory excellence.

Description

• Monitoring transactions for unusual or suspicious activity in accordance with compliance policies.
• Conducting in-depth investigations of flagged transactions.
• Preparing detailed reports on findings and submitting them to relevant stakeholders.
• Ensuring compliance with local and international financial regulations.
• Maintaining accurate records and documentation for compliance purposes.

Profile

• Educational background in finance, banking, or a related field.
• Experience in AML investigations;
• Attention to detail and the ability to analyze complex data sets.
• Proficiency in compliance tools and software.
• Excellent communication and report-writing skills.
• Good command in written and spoken English, Chinese and Mandarin;
• ACAMS or AAMLP qualifications are preferred.

Job Offer

• Opportunity to gain valuable experience in the financial services industry.
• Exposure to compliance and transaction monitoring processes.
• Work with a reputable organization in Hong Kong.

Responsibilities:

• Assist in developing and updating AML policy and procedure;
• Conduct AML compliance review and monitoring and other routine checking as required;
• Report the suspicious transactions to JFIU
• Prepare reports to Senior Management, and Regulators; and
• Handle ad-hoc AML/CFT projects and duties

Requirements:

• University graduates (e.g. Law or Accountancy) with 3 years (or above) of experience in AML Compliance or related functions gained from financial institutions;
• Good knowledge in AML Compliance functions and establishing different programs for Compliance review and monitoring.
• Sound knowledge in Brokerage and Wealth Management.
• Experience in AML Compliance and Compliance Review are preferred .
• Experience in conducting AML related system launches or in driving AML projects is an advantage.
• Good command of English and Chinese (Cantonese and Mandarin).
• Self-motivated, analytical, proactive and independent with excellent communication skills.

We offer attractive remuneration package with comprehensive benefit to the right candidate. Interested parties please click "Apply Now" to submit applications or send applications with detailed resume stating career history, present & expected salary and date available to Human Resources Department, Forthright Financial Holdings Company Limited. Applicants who are not contacted within 6 months may consider their applications for the specified position unsuccessful.

All information provided by applicants will be used only for recruitment purpose and will be used strictly confidential. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Group and its related/partnership companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job applications is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Group to do so, after which the personal data will be destroyed.

A corporate bank in Hong Kong is seeking an experienced Anti-Money Laundering Manager to join their compliance team.

What You'll Do

• Act as a Subject Matter Expert on AML-related topics, providing advisory support to stakeholders as needed
• Review customer due diligence/account opening documents (including corporate clients and private banking clients) to ensure compliance with Know Your Customer (KYC), anti-money laundering (AML), and counter-terrorism financing (CTF) requirements
• Conduct transaction monitoring and investigate suspicious transactions/alerts identified through the AML/CFT systems
• Assist in managing AML/CFT related internal/external examinations/audits
• Assist in reviewing AML/CFT related procedures to ensure they meet regulatory requirements
• Participate in the New Product Approval process, assessing potential AML/CFT risks associated with new offerings
• Provide support to the Bank's AML system
• Support AML/CFT related ad-hoc tasks and projects

Qualifications

• Bachelor's degree in Law, Finance, Accounting or a related discipline
• 10 years of experience in AML-related areas within financial institutions
• Knowledge in banking products, services and operations
• Good interpersonal, analytical and presentation skills
• Strong sense of responsibility and teamwork spirit
• Professional qualification on AML/CFT, e.g AAMLP/ CAMLP, CAMS would be an advantage
• Proficiency in both written and spoken Chinese and English

A corporate bank in Hong Kong is seeking an experienced Anti-Money Laundering Manager to join their compliance team.

What you'll do:

• Act as a Subject Matter Expert on AML-related topics, providing advisory support to stakeholders as needed
• Review customer due diligence/account opening documents (including corporate clients and private banking clients) to ensure compliance with Know Your Customer (KYC), anti-money laundering (AML), and counter-terrorism financing (CTF) requirements
• Conduct transaction monitoring and investigate suspicious transactions/alerts identified through the AML/CFT systems
• Assist in managing AML/CFT related internal/external examinations/audits
• Assist in reviewing AML/CFT related procedures to ensure they meet regulatory requirements
• Participate in the New Product Approval process, assessing potential AML/CFT risks associated with new offerings
• Provide support to the Bank's AML system
• Support AML/CFT related ad-hoc tasks and projects

Qualifications:

• Bachelor's degree in Law, Finance, Accounting or a related discipline
• 10 years of experience in AML-related areas within financial institutions
• Knowledge in banking products, services and operations
• Good interpersonal, analytical and presentation skills
• Strong sense of responsibility and teamwork spirit
• Professional qualification on AML/CFT, e.g AAMLP/ CAMLP, CAMS would be an advantage
• Proficiency in both written and spoken Chinese and English

Responsibilities:

• Assist in developing and updating AML policy and procedure;
• Conduct AML compliance review and monitoring and other routine checking as required;
• Report the suspicious transactions to JFIU
• Prepare reports to Senior Management, and Regulators; and
• Handle ad-hoc AML/CFT projects and duties

Requirements:

• University graduates (e.g. Law or Accountancy) with 3 years (or above) of experience in AML Compliance or related functions gained from financial institutions;
• Good knowledge in AML Compliance functions and establishing different programs for Compliance review and monitoring.
• Sound knowledge in Brokerage and Wealth Management.
• Experience in AML Compliance and Compliance Review are preferred .
• Experience in conducting AML related system launches or in driving AML projects is an advantage.
• Good command of English and Chinese (Cantonese and Mandarin).
• Self-motivated, analytical, proactive and independent with excellent communication skills.

We offer attractive remuneration package with comprehensive benefit to the right candidate. Interested parties please click "Apply Now" to submit applications or send applications with detailed resume stating career history, present & expected salary and date available to Human Resources Department, Forthright Financial Holdings Company Limited. Applicants who are not contacted within 6 months may consider their applications for the specified position unsuccessful.

All information provided by applicants will be used only for recruitment purpose and will be used strictly confidential. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Group and its related/partnership companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job applications is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Group to do so, after which the personal data will be destroyed.

Job Purpose & Objectives

• Assist and support business management in identifying, assessing, measuring and mitigating compliance risks.

• Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the context of corporate governance.

• Handle regulatory issues related to business partners and ensure appropriate management escalation.

• Manage relationship and develop mutual understanding with the regulators and monitoring authorities with respect to compliance matters.

• Work closely with business partners to broaden and deepen their knowledge and behaviour on business and industry specific regulatory requirements.

Key Responsibilities

• Provide advice and support to the business units and management with regard to potential regulatory impacts of relevant laws, rules, regulations and guidelines.

• Participate in reviewing new business/new product initiatives and provide compliance input to ensure compliance with applicable regulatory requirements and internal policies.

• Provide advice on KYC documentation and transactions screening, and monitor transaction alerts to ensure compliance with relevant anti-money laundering and sanction regulations.

• Prepare and update policies and procedures in line with Group Policy and with regard to local laws, rules, regulations and guidelines.

• Conduct compliance induction to new joiners and provide trainings to relevant staff on changes and development of laws, rules, regulations and guidelines.

• Ensure business activities are properly licensed and all relevant staff are properly registered with regulators as appropriate.

• Monitor key compliance issues and ensure prompt escalation to senior management or designated committee.

• Liaise with relevant regulators for any regulatory enquires and compliance related issues.

• Assist in regulatory reviews conducted by regulators and help prepare regulatory reporting, filings and self-assessments as required.

• Perform compliance review on business units in accordance with the standards and guidelines contained in the compliance monitoring plan.

• Assist in any other ad hoc projects.

Job Specifications

Qualification & Experience

• Degree holder in Finance, Accounting or Laws

•
At least 10 years' experience in Banking and AML Compliance

Knowledge & Skills

• In-depth knowledge of regulatory and compliance requirements in relation to

banking business

• Well-versed with banking services and financial products

• PC literacy (Microsoft Office including word, excel and powerpoint)

Language

• Proficient in written and spoken English

• Proficient in written and spoken Chinese

Other Skills (e.g. Interpersonal, Communication etc)

• Strong interpersonal and communication skills

• Customer-oriented

• Well-organized and meticulous in details

• Ability to work in a matrix reporting structure, multi-functional and cross-cultural environment

• Ability to work independently, self-motivated and be a team player

• Ability to work under pressure

Position Summary

The incumbent will be responsible for assisting in handling the AML/CFT ongoing monitoring compliance function for the Bank, including investigation and analysis of financial transactions to detect and report suspicious transactions to the relevant law enforcement agencies; post-reporting controls matters; transactions monitoring; development and enhancement of AML/CFT process for investigation, controls and tools for transaction monitoring; advisory support; reporting to and liaison with relevant Hong Kong authorities.

Responsibilities

• Perform AML/CFT on-going monitoring functions, including the detection and reporting of suspicious transactions and activities, and assessing AML/CFT-related intelligence (e.g. information in the requests from law enforcement agencies or enquiries from financial institutions)
• Monitor the post-reporting customer risk assessment and customer's transactions
• Conduct reviews for the enhancement of the AML/CFT monitoring functions of the Bank
• Develop and promote tools/monitoring systems and maintain the AML/CFT related database for the Bank
• Assist the Department Head / Section Head / Compliance Manager in streamlining operation procedures with reference to the respective policy and guidelines
• Handle reporting to and assist in liaison with the Joint Financial Intelligence Unit
• Assist in handling enquiries from relevant Hong Kong authorities on AML/CFT issues
• Assist in preparation of regular/ad hoc return/management report
• Assist in ad hoc projects as assigned

Requirements

• University graduate in a relevant discipline
• Relevant professional qualifications, such as AHKIB, CPA, would be advantageous
• Minimum 2 years' working experience in financial services industry, preferably from the banking industry in handling anti-money laundering compliance
• Able to exercise judgement, work independently and under pressure
• A team player with good communication skills (both English and Chinese)
• Proficient in MS Office
• Relevant qualification (e.g. AAMLP) under the ECF on AML/CFT is advantageous

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year.

Responsibilities

• Assisting in handling the AML/CFT ongoing monitoring compliance function for the Bank including investigation and analysis of financial transactions to detect and report suspicious transactions to the relevant law enforcement agencies
• Monitor the post-reporting customer risk assessment and customer's transactions
• Conduct reviews for the enhancement of the AML/CFT monitoring functions of the Bank
• Participate in providing timely advice about AML related regulations for business units
• Provide timely and accurate management information as required
• Assist in ad hoc projects as assigned

Requirements

• Bachelor degree holder with at least 3 years of AML experience in financial institutions
• Relevant HKIB qualification would be an advantage
• Sound knowledge in anti-money laundering related regulations, guidelines and practices
• Independent, good team player, analytical mind with sound communication and interpersonal skills
• Good organization skills and attention to details;
• Fluency in English and Chinese

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after 1 year.