167 Aml Compliance jobs in Hong Kong

Job Purpose & Objectives

• Assist and support business management in identifying, assessing, measuring and mitigating compliance risks.

• Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the context of corporate governance.

• Handle regulatory issues related to business partners and ensure appropriate management escalation.

• Manage relationship and develop mutual understanding with the regulators and monitoring authorities with respect to compliance matters.

• Work closely with business partners to broaden and deepen their knowledge and behaviour on business and industry specific regulatory requirements.

Key Responsibilities

• Provide advice and support to the business units and management with regard to potential regulatory impacts of relevant laws, rules, regulations and guidelines.

• Participate in reviewing new business/new product initiatives and provide compliance input to ensure compliance with applicable regulatory requirements and internal policies.

• Provide advice on KYC documentation and transactions screening, and monitor transaction alerts to ensure compliance with relevant anti-money laundering and sanction regulations.

• Prepare and update policies and procedures in line with Group Policy and with regard to local laws, rules, regulations and guidelines.

• Conduct compliance induction to new joiners and provide trainings to relevant staff on changes and development of laws, rules, regulations and guidelines.

• Ensure business activities are properly licensed and all relevant staff are properly registered with regulators as appropriate.

• Monitor key compliance issues and ensure prompt escalation to senior management or designated committee.

• Liaise with relevant regulators for any regulatory enquires and compliance related issues.

• Assist in regulatory reviews conducted by regulators and help prepare regulatory reporting, filings and self-assessments as required.

• Perform compliance review on business units in accordance with the standards and guidelines contained in the compliance monitoring plan.

• Assist in any other ad hoc projects.

Job Specifications

Qualification & Experience

• Degree holder in Finance, Accounting or Laws

• At least 10 years’ experience in Banking and AML Compliance

Knowledge & Skills

• In-depth knowledge of regulatory and compliance requirements in relation to

banking business

• Well-versed with banking services and financial products

• PC literacy (Microsoft Office including word, excel and powerpoint)

Language

• Proficient in written and spoken English

• Proficient in written and spoken Chinese

Other Skills (e.g. Interpersonal, Communication etc)

• Strong interpersonal and communication skills

• Well-organized and meticulous in details

• Ability to work in a matrix reporting structure, multi-functional and cross-cultural environment

• Ability to work independently, self-motivated and be a team player

• Ability to work under pressure

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance
• Industries Banking

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Central & Western District, Hong Kong SAR 2 months ago

Eastern District, Hong Kong SAR 5 days ago

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Job Purpose & Objectives

• Assist and support business management in identifying, assessing, measuring and mitigating compliance risks.

• Provide reasonable assurance that the Bank and its employees comply with applicable laws, regulations, internal rules and ethical standards within the context of corporate governance.

• Handle regulatory issues related to business partners and ensure appropriate management escalation.

• Manage relationship and develop mutual understanding with the regulators and monitoring authorities with respect to compliance matters.

• Work closely with business partners to broaden and deepen their knowledge and behaviour on business and industry specific regulatory requirements.

Key Responsibilities

• Provide advice and support to the business units and management with regard to potential regulatory impacts of relevant laws, rules, regulations and guidelines.

• Participate in reviewing new business/new product initiatives and provide compliance input to ensure compliance with applicable regulatory requirements and internal policies.

• Provide advice on KYC documentation and transactions screening, and monitor transaction alerts to ensure compliance with relevant anti-money laundering and sanction regulations.

• Prepare and update policies and procedures in line with Group Policy and with regard to local laws, rules, regulations and guidelines.

• Conduct compliance induction to new joiners and provide trainings to relevant staff on changes and development of laws, rules, regulations and guidelines.

• Ensure business activities are properly licensed and all relevant staff are properly registered with regulators as appropriate.

• Monitor key compliance issues and ensure prompt escalation to senior management or designated committee.

• Liaise with relevant regulators for any regulatory enquires and compliance related issues.

• Assist in regulatory reviews conducted by regulators and help prepare regulatory reporting, filings and self-assessments as required.

• Perform compliance review on business units in accordance with the standards and guidelines contained in the compliance monitoring plan.

• Assist in any other ad hoc projects.

Job Specifications

Qualification & Experience

• Degree holder in Finance, Accounting or Laws

• At least 10 years’ experience in Banking and AML Compliance

Knowledge & Skills

• In-depth knowledge of regulatory and compliance requirements in relation to

banking business

• Well-versed with banking services and financial products

• PC literacy (Microsoft Office including word, excel and powerpoint)

Language

• Proficient in written and spoken English

• Proficient in written and spoken Chinese

Other Skills (e.g. Interpersonal, Communication etc)

• Strong interpersonal and communication skills

• Well-organized and meticulous in details

• Ability to work in a matrix reporting structure, multi-functional and cross-cultural environment

• Ability to work independently, self-motivated and be a team player

• Ability to work under pressure

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance
• Industries Banking

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Central & Western District, Hong Kong SAR 2 months ago

Eastern District, Hong Kong SAR 5 days ago

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Join to apply for the AML Compliance, VP/AVP role at ConnectedGroup

Join to apply for the AML Compliance, VP/AVP role at ConnectedGroup

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Direct message the job poster from ConnectedGroup

We are assisting a major international bank in search of an expert in AML compliance. This person leads the development, oversight, and continuous enhancement of AML/CFT and sanctions compliance frameworks, providing expert advisory, monitoring, and training to ensure regulatory adherence and mitigate financial crime risks within the organization.
Job Duties & Responsibilities:

• Policy Oversight & Development : Assist compliance management in overseeing control measures per internal policies; review and enhance AML/CFT systems to ensure regulatory compliance.
• Advisory & Risk Assessment : Provide compliance advice on AML/CFT and sanctions matters, including high-risk transactions, alerts, transaction filtering (TF), and transaction monitoring (TM).
• Policy Maintenance : Update AML/CFT/Sanctions policies in line with regional and head office guidelines and legal requirements.
• Monitoring & Reporting : Detect suspicious transactions, prepare suspicious transaction reports (STRs), review internal disclosures, and determine reporting obligations.
• Testing & Controls : Conduct testing and monitoring of AML/CFT/Sanctions systems; manage regulatory reporting and initiatives.
• Training & Awareness : Promote AML/sanctions policies and deliver regular training to staff.
• Sanctions Compliance : Monitor sanctions program implementation and manage remediation of exceptions.
• Ad Hoc Projects : Support compliance management with special projects and initiatives.
  

• Education & Certification : Degree holder with qualifications in law, audit, banking, or equivalent. Certified AML/Sanctions professional (e.g., CAMS, CAMLP, AAMLCP).
• Experience : 6-10 years in AML/CFT/Sanctions compliance or financial crime investigation. AVP level may be considered for less experienced candidates.
• Knowledge & Skills :
  • Strong understanding of AML/CFT/Sanctions laws and banking products.
  • Analytical and problem-solving skills.
  • Ability to work independently and under pressure.
  • Proficiency in English and Chinese.
  • Strong PC skills and familiarity with AML systems/tools.

• Seniority level Executive

• Employment type Full-time

• Job function Accounting/Auditing
• Industries Banking

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Kowloon City District, Hong Kong SAR 2 weeks ago

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Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong)

1 week ago Be among the first 25 applicants

Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong)

Direct message the job poster from Bank of China (Hong Kong)

• Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable.
• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promote compliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.
  
  

• Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable.
• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promote compliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.
  
  

• Degree or above.
• 5 years working experience in banking and finance, of which 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage.
• Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
• Proficient in written, spoken English AND Chinese.
• Familiar with HKMA/SFC regulatory requirements.
  
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Business Development
• Industries Banking, Capital Markets, and Financial Services

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Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong)

1 week ago Be among the first 25 applicants

Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong)

Direct message the job poster from Bank of China (Hong Kong)

• Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable.
• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promote compliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.
  

• Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable.
• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promote compliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.
  

• Degree or above.
• 5 years working experience in banking and finance, of which 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage.
• Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
• Proficient in written, spoken English AND Chinese.
• Familiar with HKMA/SFC regulatory requirements.
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Business Development
• Industries Banking, Capital Markets, and Financial Services

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Direct message the job poster from CTF Life

Assist and provide support to the Head of Compliance and Team Lead in ensuring the compliance and regulatory requirements are fulfilled. Liaise and co-ordinate the compliance matters with the counterparts independently.

What the role is?

• Review suspicious transaction reports and enhanced due diligence cases identified as presenting elevated money laundering and terrorist financing (“ML/TF”) risks
• Review, update, and implement anti-money laundering and counter-terrorist financing (“AML/CTF”) compliance policies, procedures, and manuals
• Perform regular AML/CTF compliance reviews, including quality assurance reviews on the existing controls and Institutional ML/TF Risk Assessment and coordinate with relevant stakeholders to ensure appropriate follow-up actions
• Support internal and regulatory AML/CTF audits and investigations, and collaborate with stakeholders to facilitate effective resolution and follow-up
• Provide expert advice and support to Business and Operations teams on AML/CTF-related inquiries and initiatives, ensuring compliance with applicable regulations and internal policies
• Assist in conducting ML/TF risk assessment for new products, new business practices and new technologies
• Provide compliance guidance on matters related to and conduct compliance review on the Foreign Account Tax Compliance Act (“FATCA”) and the Common Reporting Standard (“CRS”)
• Participate in ad-hoc projects and tasks as assigned

What we look for?

• Degree holder, preferably in the disciplines of Business/ Accounting/ Law;
• Minimum of 7-10 years’ experience in handling compliance matters, with solid experience in AML/CTF and preferably in the insurance industry;
• Solid compliance knowledge on FATCA and CRS is definitely an asset;
• Responsible, proactive, attentive to details and be able to work independently;
• Willingness to learn new areas of compliance expertise;
• Ability to work under pressure;
• Good communication and interpersonal skills with the ability to deal with different counterparts;
• Good command of written and spoken English and Chinese;

Personal Information Collection Statement

At Chow Tai Fook Life Insurance Company Limited (“the Company”) we respect the privacy of your personal data and are committed to fully complying with the Personal Data (Privacy) Ordinance (“the Ordinance”).

The personal data that we collect and/or hold (whether contained in this application form or otherwise obtained) includes your personal details, contact information, education and training details, employment details, financial details, and information on your social circumstances.

Provision of personal data by you is mandatory for selection purposes. Personal data collected through this application will be used by the Company to assess your suitability to assume the job duties of the position for which you have applied. The Company may not be able to process your application if you fail to provide your personal data.

Applicants not contacted within four weeks after the interview / test may consider their application unsuccessful. The information provided will be kept for 2 years for consideration of other suitable posts.

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Other
• Industries Insurance and Financial Services

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Central & Western District, Hong Kong SAR 2 months ago

Eastern District, Hong Kong SAR 1 hour ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Direct message the job poster from CTF Life

Assist and provide support to the Head of Compliance and Team Lead in ensuring the compliance and regulatory requirements are fulfilled. Liaise and co-ordinate the compliance matters with the counterparts independently.

What the role is?

• Review suspicious transaction reports and enhanced due diligence cases identified as presenting elevated money laundering and terrorist financing (“ML/TF”) risks
• Review, update, and implement anti-money laundering and counter-terrorist financing (“AML/CTF”) compliance policies, procedures, and manuals
• Perform regular AML/CTF compliance reviews, including quality assurance reviews on the existing controls and Institutional ML/TF Risk Assessment and coordinate with relevant stakeholders to ensure appropriate follow-up actions
• Support internal and regulatory AML/CTF audits and investigations, and collaborate with stakeholders to facilitate effective resolution and follow-up
• Provide expert advice and support to Business and Operations teams on AML/CTF-related inquiries and initiatives, ensuring compliance with applicable regulations and internal policies
• Assist in conducting ML/TF risk assessment for new products, new business practices and new technologies
• Provide compliance guidance on matters related to and conduct compliance review on the Foreign Account Tax Compliance Act (“FATCA”) and the Common Reporting Standard (“CRS”)
• Participate in ad-hoc projects and tasks as assigned

What we look for?

• Degree holder, preferably in the disciplines of Business/ Accounting/ Law;
• Minimum of 7-10 years’ experience in handling compliance matters, with solid experience in AML/CTF and preferably in the insurance industry;
• Solid compliance knowledge on FATCA and CRS is definitely an asset;
• Responsible, proactive, attentive to details and be able to work independently;
• Willingness to learn new areas of compliance expertise;
• Ability to work under pressure;
• Good communication and interpersonal skills with the ability to deal with different counterparts;
• Good command of written and spoken English and Chinese;

Personal Information Collection Statement

At Chow Tai Fook Life Insurance Company Limited (“the Company”) we respect the privacy of your personal data and are committed to fully complying with the Personal Data (Privacy) Ordinance (“the Ordinance”).

The personal data that we collect and/or hold (whether contained in this application form or otherwise obtained) includes your personal details, contact information, education and training details, employment details, financial details, and information on your social circumstances.

Provision of personal data by you is mandatory for selection purposes. Personal data collected through this application will be used by the Company to assess your suitability to assume the job duties of the position for which you have applied. The Company may not be able to process your application if you fail to provide your personal data.

Applicants not contacted within four weeks after the interview / test may consider their application unsuccessful. The information provided will be kept for 2 years for consideration of other suitable posts.

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Other
• Industries Insurance and Financial Services

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Central & Western District, Hong Kong SAR 2 months ago

Eastern District, Hong Kong SAR 1 hour ago

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• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

• Seniority level Associate

• Employment type Full-time

• Job function Finance

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• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

• Seniority level Associate

• Employment type Full-time

• Job function Finance

Referrals increase your chances of interviewing at Futu Holdings Limited by 2x

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