14 Audit Analyst jobs in Hong Kong

Join to apply for the APAC Risk Assessment Analyst role at Interactive Brokers

2 days ago Be among the first 25 applicants

Join to apply for the APAC Risk Assessment Analyst role at Interactive Brokers

Get AI-powered advice on this job and more exclusive features.

Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.

Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
Job Description
Interactive Brokers Hong Kong Limited ("IBHK") is expanding its Risk Assessment Team (RA) within the New Accounts Department at our Hong Kong office. We are searching for candidates with prior experience in the financial services industry, extraordinary attention to detail, and strong communication skills. The RA department liaises with Interactive Brokers' retail and professional clients.
The IBHK RA is accountable for providing high-quality reviews of Anti-Money Laundering (AML), Know-Your-Customer (KYC), sanctioning and Politically Exposed Persons (PEP) issues for retail customers, financial advisors, hedge fund operators and other broker-dealers. We aim to facilitate client onboarding by providing regulatory and compliance guidance while building and maintaining long-term client relationships as we expand our global service offerings.
Responsibilities

• Perform Enhanced Due Diligence (EDD) review on Individual and Corporate applications following policies and desktop procedures; identify and escalate potential AML risks
• Analyze and verify the source of funds/wealth information through the public domain or documentation
• Investigate and process alerts from multiple queues, sourcing information as appropriate from external sources and/or internal personnel to investigate and process alerts effectively
• Evaluate and resolve negative news and/or red flags or potential PEP matches escalated by other New Account Teams
• Run checks in the Offshore Leaks Database and conduct public domain searches for negative information related to applicants and associated entities
• Provide advice on issues and escalations to other New Accounts Teams to address difficult applications and independently recommend risk-based decisions to AML
• Responsible for timely escalations of suspected financial crime to AML
• Work closely with other New Account teams and AML to review and evaluate all financial crime risks
  

• Bachelor's degree
• Experience: 2-3 years in Client Service and/or Financial Service preferred. Fresh graduates with a relevant academic background who are motivated and demonstrate the right aptitude will also be considered
• Minimum of 2 years' experience and familiarity, preferably gained in brokerage or corporate banking environment, with onboarding or reviewing high-risk client relationships and carrying out EDD
• Excellent written and oral communication skills in English and Cantonese; Mandarin is advantageous
• Strong research, investigatory, and problem-solving skills
• Ability to make risk-based recommendations and articulate those persuasively to other departments
• Able to multitask various projects and firm initiatives
• Prior experience in a highly automated environment and/or a high degree of comfort with computers and technology
• Intermediate experience with MS Outlook, MS Word, and MS Excel
• Ability to work and thrive in a fast-paced, medium-sized office environment
  

• Ability to identify, analyze, and escalate complex issues
• Excellent troubleshooting and problem-resolution skills
• Taking personal responsibility for identifying client needs while providing a high-value experience
• Efficient, self-motivated and hard-working
• Being able to multitask in a pressured environment
  

• Competitive Salary, annual performance-based bonus and stock grant
• Excellent health and welfare benefits including medical, dental, specialist and inpatient
• Competitive package of Annual Leave
• Daily lunch ordered in-house with a fully stocked kitchen
• Modern offices with multi-monitor setups
• Great work-life balance
• Unique opportunity to gain exposure to global financial products, markets and clientele
• Opportunities for career progression and job scope expansion in a global company with a growing local presence
• Hybrid work arrangement role permitting

• Seniority level Entry level

• Employment type Full-time

• Job function Finance and Sales

Referrals increase your chances of interviewing at Interactive Brokers by 2x

Get notified about new Risk Analyst jobs in Kwun Tong District, Hong Kong SAR .

Kowloon City District, Hong Kong SAR 6 days ago

Tsuen Wan District, Hong Kong SAR 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Corporate Audit Summer Analyst - 2026 - Hong Kong role at Bank of America

Join to apply for the Corporate Audit Summer Analyst - 2026 - Hong Kong role at Bank of America

• Penultimate year Undergraduate student with outstanding academic achievement
• Major in Accounting, Finance or Business
• Effective verbal and written communication
• Strong team player and client-focused
• Demonstrate energy and drive
• Fluency in English is essential
• Desire to learn about the multiple businesses within Bank of America
  
  
  

• Penultimate year Undergraduate student with outstanding academic achievement
• Major in Accounting, Finance or Business
• Effective verbal and written communication
• Strong team player and client-focused
• Demonstrate energy and drive
• Fluency in English is essential
• Desire to learn about the multiple businesses within Bank of America
  
  
  

• Maintaining robust processes for reviewing risk and controls throughout the Corporation.
• Assisting with the audit planning process including considerations around strategic, market, credit, liquidity, compliance and operational risk.
• Assisting with the audit plan for the company, developed upon the risk profile of the Company and reviewed on a quarterly basis.
• Understanding business processes, performing risk assessments and testing to evaluate the related controls.
• Working closely with, and influence each business regarding their control infrastructure
  
  
  

• Access to the bank’s learning hub containing a variety of learning resources, ranging from banking fundamentals to communication skills
• Structured and on-the-job training
• Networking and social opportunities
• Speaker series with senior management across all lines of business
• Corporate Social Responsibility project/learning
• Involvement in Opportunity and Inclusion training/events
• Consideration for full-time employment upon graduation
  
  
  

• Seniority level Internship

• Employment type Full-time

• Job function Accounting/Auditing and Finance
• Industries Banking

Referrals increase your chances of interviewing at Bank of America by 2x

Get notified about new Audit jobs in Hong Kong, Hong Kong SAR .

Hong Kong, Hong Kong SAR HK$240,000.00-HK$00,000.00 5 months ago

Hong Kong, Hong Kong SAR HK 240,000.00-HK 300,000.00 5 months ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Corporate Audit Summer Analyst - 2026 - Hong Kong role at Bank of America

Join to apply for the Corporate Audit Summer Analyst - 2026 - Hong Kong role at Bank of America

• Penultimate year Undergraduate student with outstanding academic achievement
• Major in Accounting, Finance or Business
• Effective verbal and written communication
• Strong team player and client-focused
• Demonstrate energy and drive
• Fluency in English is essential
• Desire to learn about the multiple businesses within Bank of America
  

• Penultimate year Undergraduate student with outstanding academic achievement
• Major in Accounting, Finance or Business
• Effective verbal and written communication
• Strong team player and client-focused
• Demonstrate energy and drive
• Fluency in English is essential
• Desire to learn about the multiple businesses within Bank of America
  

• Maintaining robust processes for reviewing risk and controls throughout the Corporation.
• Assisting with the audit planning process including considerations around strategic, market, credit, liquidity, compliance and operational risk.
• Assisting with the audit plan for the company, developed upon the risk profile of the Company and reviewed on a quarterly basis.
• Understanding business processes, performing risk assessments and testing to evaluate the related controls.
• Working closely with, and influence each business regarding their control infrastructure
  

• Access to the bank’s learning hub containing a variety of learning resources, ranging from banking fundamentals to communication skills
• Structured and on-the-job training
• Networking and social opportunities
• Speaker series with senior management across all lines of business
• Corporate Social Responsibility project/learning
• Involvement in Opportunity and Inclusion training/events
• Consideration for full-time employment upon graduation
  

• Seniority level Internship

• Employment type Full-time

• Job function Accounting/Auditing and Finance
• Industries Banking

Referrals increase your chances of interviewing at Bank of America by 2x

Get notified about new Audit jobs in Hong Kong, Hong Kong SAR .

Hong Kong, Hong Kong SAR HK$240,000.00-HK$00,000.00 5 months ago

Hong Kong, Hong Kong SAR HK 240,000.00-HK 300,000.00 5 months ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Finance Operations Analyst, Sales Audit role at BoF Careers

3 days ago Be among the first 25 applicants

Join to apply for the Finance Operations Analyst, Sales Audit role at BoF Careers

Get AI-powered advice on this job and more exclusive features.

Company Description

Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and hospitality. For more than 50 years, Ralph Lauren's reputation and distinctive image have been consistently developed across an expanding number of products, brands and international markets. The Company's brand names, which include Ralph Lauren, Ralph Lauren Collection, Ralph Lauren Purple Label, Polo Ralph Lauren, Double RL, Lauren Ralph Lauren, Polo Ralph Lauren Children, Chaps, among others, constitute one of the world's most widely recognized families of consumer brands. At Ralph Lauren, we unite and inspire the communities within our company as well as those in which we serve by amplifying voices and perspectives to create a culture of belonging, ensuring inclusion, and fairness for all. We foster a culture of inclusion through: Talent, Education & Communication, Employee Groups and Celebration.

Company Description

Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and hospitality. For more than 50 years, Ralph Lauren's reputation and distinctive image have been consistently developed across an expanding number of products, brands and international markets. The Company's brand names, which include Ralph Lauren, Ralph Lauren Collection, Ralph Lauren Purple Label, Polo Ralph Lauren, Double RL, Lauren Ralph Lauren, Polo Ralph Lauren Children, Chaps, among others, constitute one of the world's most widely recognized families of consumer brands. At Ralph Lauren, we unite and inspire the communities within our company as well as those in which we serve by amplifying voices and perspectives to create a culture of belonging, ensuring inclusion, and fairness for all. We foster a culture of inclusion through: Talent, Education & Communication, Employee Groups and Celebration.

Position Overview

The Finance Operations Analyst, Sales Audit (Accounting) will be responsible for sales, bank, and general ledger reconciliations in a particular scope to perform all details of sales auditing functions, as further described below, for all divisions within Asia-Pacific. Additionally, the candidate will be responsible for providing assistance in support of all facets of the closing and reporting process, related reconciliations and analyses, streamlining of procedures, and upholding controls for the region.

Essential Duties & Responsibilities

• Performs daily system auditing make sure that all the sales data are in place and report to business on daily store polling status
• Actively participate in the month-end close process including journal entry preparation and account reconciliations
• Prepares and issuance of mall certificate invoice and monthly statement submit to landlord for reimbursement
• Prepares monthly AR aging report and follow up on the status
• Identify and resolve cash over/short, mall certificate and credit card discrepancies
• Managing the credit card chargeback/retrieval process, including investigating, and responding to all credit card chargeback issues
• Responsible for performing and providing documentations for external auditor plus SOX (Sarbanes-Oxley) internal control compliance properly
• Assist in project and UAT related to Finance Sales Audit matters
• Archive & organize important sales audit paperwork and other ad hoc assignments Key Stakeholders:
• Retail Operations - work maintain and keep good process involving sales
• Merchant Service Provider - to ensure stores are set up appropriately
• Lease Finance Team - To ensure sales records to Landlords are accurate for rent computation
  
  

• Minimum 2 years or above relevant experience in commercial Accounting field, preferably in retail industry or MNCs
• High Diploma or Bachelor of Degree holder in Accounting or related discipline
• Experience with E-Commerce would be a plus
• Detail-oriented, good time management, self-motivated, strong problem-solving skills, willing to learn and ability to meet the deadline
• Good command of both written and spoken English, Cantonese, and Mandarin
• Excellent written and verbal communication and presentation skills
• Knowledge of Finance Systems - preferably Dynamic 365 / BI or similar ERP system and POS system
• Proficiency in using Microsoft applications (Excel, Word, Outlook, and PowerPoint)

• Seniority level Entry level

• Employment type Full-time

• Job function Finance and Sales
• Industries Advertising Services

Referrals increase your chances of interviewing at BoF Careers by 2x

Central & Western District, Hong Kong SAR 1 week ago

Kwun Tong District, Hong Kong SAR 8 months ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Finance Operations Analyst, Sales Audit role at Ralph Lauren

Join to apply for the Finance Operations Analyst, Sales Audit role at Ralph Lauren

Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and hospitality. For more than 50 years, Ralph Lauren's reputation and distinctive image have been consistently developed across an expanding number of products, brands and international markets. The Company's brand names, which include Ralph Lauren, Ralph Lauren Collection, Ralph Lauren Purple Label, Polo Ralph Lauren, Double RL, Lauren Ralph Lauren, Polo Ralph Lauren Children, Chaps, among others, constitute one of the world's most widely recognized families of consumer brands.

At Ralph Lauren, we unite and inspire the communities within our company as well as those in which we serve by amplifying voices and perspectives to create a culture of belonging, ensuring inclusion, and fairness for all. We foster a culture of inclusion through: Talent, Education & Communication, Employee Groups and Celebration.

The Finance Operations Analyst, Sales Audit (Accounting) will be responsible for sales, bank, and general ledger reconciliations in a particular scope to perform all details of sales auditing functions, as further described below, for all divisions within Asia-Pacific. Additionally, the candidate will be responsible for providing assistance in support of all facets of the closing and reporting process, related reconciliations and analyses, streamlining of procedures, and upholding controls for the region.

• Performs daily system auditing make sure that all the sales data are in place and report to business on daily store polling status
• Actively participate in the month-end close process including journal entry preparation and account reconciliations
• Prepares and issuance of mall certificate invoice and monthly statement submit to landlord for reimbursement
• Prepares monthly AR aging report and follow up on the status
• Identify and resolve cash over/short, mall certificate and credit card discrepancies
• Managing the credit card chargeback/retrieval process, including investigating, and responding to all credit card chargeback issues
• Responsible for performing and providing documentations for external auditor plus SOX (Sarbanes-Oxley) internal control compliance properly
• Assist in project and UAT related to Finance Sales Audit matters
• Archive & organize important sales audit paperwork and other ad hoc assignments
  
  

• Retail Operations – work maintain and keep good process involving sales
• Merchant Service Provider – to ensure stores are set up appropriately
• Lease Finance Team – To ensure sales records to Landlords are accurate for rent computation
  
  

• Minimum 2 years or above relevant experience in commercial Accounting field, preferably in retail industry or MNCs
• High Diploma or Bachelor of Degree holder in Accounting or related discipline
• Experience with E-Commerce would be a plus
• Detail-oriented, good time management, self-motivated, strong problem-solving skills, willing to learn and ability to meet the deadline
• Good command of both written and spoken English, Cantonese, and Mandarin
• Excellent written and verbal communication and presentation skills
• Knowledge of Finance Systems – preferably Dynamic 365 / BI or similar ERP system and POS system
• Proficiency in using Microsoft applications (Excel, Word, Outlook, and PowerPoint)

• Seniority level Associate

• Employment type Full-time

• Job function Finance
• Industries Retail Apparel and Fashion

Referrals increase your chances of interviewing at Ralph Lauren by 2x

Get notified about new Financial Analyst jobs in Tsim Sha Tsui, Hong Kong SAR .

Central & Western District, Hong Kong SAR 3 hours ago

Kwun Tong District, Hong Kong SAR 8 months ago

Central & Western District, Hong Kong SAR 1 day ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Finance Operations Analyst, Sales Audit role at Ralph Lauren

Join to apply for the Finance Operations Analyst, Sales Audit role at Ralph Lauren

Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and hospitality. For more than 50 years, Ralph Lauren's reputation and distinctive image have been consistently developed across an expanding number of products, brands and international markets. The Company's brand names, which include Ralph Lauren, Ralph Lauren Collection, Ralph Lauren Purple Label, Polo Ralph Lauren, Double RL, Lauren Ralph Lauren, Polo Ralph Lauren Children, Chaps, among others, constitute one of the world's most widely recognized families of consumer brands.
At Ralph Lauren, we unite and inspire the communities within our company as well as those in which we serve by amplifying voices and perspectives to create a culture of belonging, ensuring inclusion, and fairness for all. We foster a culture of inclusion through: Talent, Education & Communication, Employee Groups and Celebration.
The Finance Operations Analyst, Sales Audit (Accounting) will be responsible for sales, bank, and general ledger reconciliations in a particular scope to perform all details of sales auditing functions, as further described below, for all divisions within Asia-Pacific. Additionally, the candidate will be responsible for providing assistance in support of all facets of the closing and reporting process, related reconciliations and analyses, streamlining of procedures, and upholding controls for the region.

• Performs daily system auditing make sure that all the sales data are in place and report to business on daily store polling status
• Actively participate in the month-end close process including journal entry preparation and account reconciliations
• Prepares and issuance of mall certificate invoice and monthly statement submit to landlord for reimbursement
• Prepares monthly AR aging report and follow up on the status
• Identify and resolve cash over/short, mall certificate and credit card discrepancies
• Managing the credit card chargeback/retrieval process, including investigating, and responding to all credit card chargeback issues
• Responsible for performing and providing documentations for external auditor plus SOX (Sarbanes-Oxley) internal control compliance properly
• Assist in project and UAT related to Finance Sales Audit matters
• Archive & organize important sales audit paperwork and other ad hoc assignments
  

• Retail Operations – work maintain and keep good process involving sales
• Merchant Service Provider – to ensure stores are set up appropriately
• Lease Finance Team – To ensure sales records to Landlords are accurate for rent computation
  

• Minimum 2 years or above relevant experience in commercial Accounting field, preferably in retail industry or MNCs
• High Diploma or Bachelor of Degree holder in Accounting or related discipline
• Experience with E-Commerce would be a plus
• Detail-oriented, good time management, self-motivated, strong problem-solving skills, willing to learn and ability to meet the deadline
• Good command of both written and spoken English, Cantonese, and Mandarin
• Excellent written and verbal communication and presentation skills
• Knowledge of Finance Systems – preferably Dynamic 365 / BI or similar ERP system and POS system
• Proficiency in using Microsoft applications (Excel, Word, Outlook, and PowerPoint)

• Seniority level Associate

• Employment type Full-time

• Job function Finance
• Industries Retail Apparel and Fashion

Referrals increase your chances of interviewing at Ralph Lauren by 2x

Get notified about new Financial Analyst jobs in Tsim Sha Tsui, Hong Kong SAR .

Central & Western District, Hong Kong SAR 3 hours ago

Kwun Tong District, Hong Kong SAR 8 months ago

Central & Western District, Hong Kong SAR 1 day ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Finance Operations Analyst, Sales Audit role at BoF Careers

3 days ago Be among the first 25 applicants

Join to apply for the Finance Operations Analyst, Sales Audit role at BoF Careers

Get AI-powered advice on this job and more exclusive features.

Company Description
Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and hospitality. For more than 50 years, Ralph Lauren's reputation and distinctive image have been consistently developed across an expanding number of products, brands and international markets. The Company's brand names, which include Ralph Lauren, Ralph Lauren Collection, Ralph Lauren Purple Label, Polo Ralph Lauren, Double RL, Lauren Ralph Lauren, Polo Ralph Lauren Children, Chaps, among others, constitute one of the world's most widely recognized families of consumer brands. At Ralph Lauren, we unite and inspire the communities within our company as well as those in which we serve by amplifying voices and perspectives to create a culture of belonging, ensuring inclusion, and fairness for all. We foster a culture of inclusion through: Talent, Education & Communication, Employee Groups and Celebration.

Company Description
Ralph Lauren Corporation (NYSE:RL) is a global leader in the design, marketing and distribution of premium lifestyle products in five categories: apparel, accessories, home, fragrances, and hospitality. For more than 50 years, Ralph Lauren's reputation and distinctive image have been consistently developed across an expanding number of products, brands and international markets. The Company's brand names, which include Ralph Lauren, Ralph Lauren Collection, Ralph Lauren Purple Label, Polo Ralph Lauren, Double RL, Lauren Ralph Lauren, Polo Ralph Lauren Children, Chaps, among others, constitute one of the world's most widely recognized families of consumer brands. At Ralph Lauren, we unite and inspire the communities within our company as well as those in which we serve by amplifying voices and perspectives to create a culture of belonging, ensuring inclusion, and fairness for all. We foster a culture of inclusion through: Talent, Education & Communication, Employee Groups and Celebration.
Position Overview
The Finance Operations Analyst, Sales Audit (Accounting) will be responsible for sales, bank, and general ledger reconciliations in a particular scope to perform all details of sales auditing functions, as further described below, for all divisions within Asia-Pacific. Additionally, the candidate will be responsible for providing assistance in support of all facets of the closing and reporting process, related reconciliations and analyses, streamlining of procedures, and upholding controls for the region.
Essential Duties & Responsibilities

• Performs daily system auditing make sure that all the sales data are in place and report to business on daily store polling status
• Actively participate in the month-end close process including journal entry preparation and account reconciliations
• Prepares and issuance of mall certificate invoice and monthly statement submit to landlord for reimbursement
• Prepares monthly AR aging report and follow up on the status
• Identify and resolve cash over/short, mall certificate and credit card discrepancies
• Managing the credit card chargeback/retrieval process, including investigating, and responding to all credit card chargeback issues
• Responsible for performing and providing documentations for external auditor plus SOX (Sarbanes-Oxley) internal control compliance properly
• Assist in project and UAT related to Finance Sales Audit matters
• Archive & organize important sales audit paperwork and other ad hoc assignments Key Stakeholders:
• Retail Operations - work maintain and keep good process involving sales
• Merchant Service Provider - to ensure stores are set up appropriately
• Lease Finance Team - To ensure sales records to Landlords are accurate for rent computation
  

• Minimum 2 years or above relevant experience in commercial Accounting field, preferably in retail industry or MNCs
• High Diploma or Bachelor of Degree holder in Accounting or related discipline
• Experience with E-Commerce would be a plus
• Detail-oriented, good time management, self-motivated, strong problem-solving skills, willing to learn and ability to meet the deadline
• Good command of both written and spoken English, Cantonese, and Mandarin
• Excellent written and verbal communication and presentation skills
• Knowledge of Finance Systems - preferably Dynamic 365 / BI or similar ERP system and POS system
• Proficiency in using Microsoft applications (Excel, Word, Outlook, and PowerPoint)

• Seniority level Entry level

• Employment type Full-time

• Job function Finance and Sales
• Industries Advertising Services

Referrals increase your chances of interviewing at BoF Careers by 2x

Central & Western District, Hong Kong SAR 1 week ago

Kwun Tong District, Hong Kong SAR 8 months ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Senior Technical Manager - IT Risk and Controls Assessment role at The Hong Kong Jockey Club

1 day ago Be among the first 25 applicants

Join to apply for the Senior Technical Manager - IT Risk and Controls Assessment role at The Hong Kong Jockey Club

• Assist EM ITRG to implement the IT Risk Management framework & Methodology within the IT Division
• Support the EM ITRG to identify the Top Risks within the IT Division
• Maintain the control library, work with Risk Owners in identifying the Key Controls to their risks and ensuring controls are appropriate, effective and efficient
• Produce and maintain Key Risk Indicators (KRI) report
• Perform control assessments of third-party suppliers
• Reporting updates on the control assessment result and dashboard
• Collaborate with the IT Audit and Control Oversight team to assess key operational controls, including
• Key controls are scheduled for regular testing according to the risk profile
• Actions are identified to remediate the significant issues that fall outside of risk appetite levels during control testing
• Supporting the EM ITRG to ensure risk mitigation strategies are developed and implemented for material risks and risk changes
• Supporting the EM ITRG to ensure the incident management process covering all risks is robustly implemented, including
• Assess if there are control deficiencies or effectiveness that lead to incidents
• Analysis of trends is undertaken, to identify themes in smaller incidents and near miss large incidents, with the findings acted upon
  
  
  

• Assist EM ITRG to implement the IT Risk Management framework & Methodology within the IT Division
• Support the EM ITRG to identify the Top Risks within the IT Division
• Maintain the control library, work with Risk Owners in identifying the Key Controls to their risks and ensuring controls are appropriate, effective and efficient
• Produce and maintain Key Risk Indicators (KRI) report
• Perform control assessments of third-party suppliers
• Reporting updates on the control assessment result and dashboard
• Collaborate with the IT Audit and Control Oversight team to assess key operational controls, including
• Key controls are scheduled for regular testing according to the risk profile
• Actions are identified to remediate the significant issues that fall outside of risk appetite levels during control testing
• Supporting the EM ITRG to ensure risk mitigation strategies are developed and implemented for material risks and risk changes
• Supporting the EM ITRG to ensure the incident management process covering all risks is robustly implemented, including
• Assess if there are control deficiencies or effectiveness that lead to incidents
• Analysis of trends is undertaken, to identify themes in smaller incidents and near miss large incidents, with the findings acted upon
  
  
  

• Bachelor's Degree (preferred) in relevant risk management disciplines (e.g., Operational Risk management within an IT department or organisation, Information Security, IT Risk Management)
• Professional risk management certification (e.g., ISO 31000) and /or industry body affiliation is an advantage
• Experienced seasoned professional with expertise in developing and running an Operational Risk Management function within an IT Division or organisation
• Proven track record in leading a risk function in a Technology environment, particularly with experience in control assessment
• 7+ years of experience in enacting the first line of defence IT operational risk role and responsibilities
  
  
  

• Capable of understanding the Club's unique nature and culture in terms of Risk Management
• Capable of assessing and quantifying technology and operational risks, assessing mitigation measures and providing practical recommendations on risk mitigation controls when needed
• Understand industry best practices and trends on IT standards, governance, risk, and internal control
• Experience in Control Assessment methodology and have deployed Risk Control Self Assessment program (RCSA)
• Experience in delivering technology and/or operational risk management frameworks from inception
• Knowledge of enterprise architecture, service management, asset management, change management and systems migration
• A good understanding of business and product knowledge of the Club and the business strategies, priorities, risks and controls in his/her core or functional area of responsibility
• Technically astute and good analytical and decision-making ability
• Excellent communication and report-writing skills in English
• Good influencing and communication skills
• High professional and ethical standards
• Good relationship management skills
• Manage/handle multiple tasks, and work under pressure and with conflicting priorities
• Proactive with high levels of initiative
  
  
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Engineering and Information Technology
• Industries Non-profit Organizations

Referrals increase your chances of interviewing at The Hong Kong Jockey Club by 2x

Sha Tin District, Hong Kong SAR 17 hours ago

Sha Tin District, Hong Kong SAR 3 weeks ago

Sha Tin District, Hong Kong SAR 17 hours ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Senior Technical Manager - IT Risk and Controls Assessment role at The Hong Kong Jockey Club

1 day ago Be among the first 25 applicants

Join to apply for the Senior Technical Manager - IT Risk and Controls Assessment role at The Hong Kong Jockey Club

• Assist EM ITRG to implement the IT Risk Management framework & Methodology within the IT Division
• Support the EM ITRG to identify the Top Risks within the IT Division
• Maintain the control library, work with Risk Owners in identifying the Key Controls to their risks and ensuring controls are appropriate, effective and efficient
• Produce and maintain Key Risk Indicators (KRI) report
• Perform control assessments of third-party suppliers
• Reporting updates on the control assessment result and dashboard
• Collaborate with the IT Audit and Control Oversight team to assess key operational controls, including
• Key controls are scheduled for regular testing according to the risk profile
• Actions are identified to remediate the significant issues that fall outside of risk appetite levels during control testing
• Supporting the EM ITRG to ensure risk mitigation strategies are developed and implemented for material risks and risk changes
• Supporting the EM ITRG to ensure the incident management process covering all risks is robustly implemented, including
• Assess if there are control deficiencies or effectiveness that lead to incidents
• Analysis of trends is undertaken, to identify themes in smaller incidents and near miss large incidents, with the findings acted upon
  

• Assist EM ITRG to implement the IT Risk Management framework & Methodology within the IT Division
• Support the EM ITRG to identify the Top Risks within the IT Division
• Maintain the control library, work with Risk Owners in identifying the Key Controls to their risks and ensuring controls are appropriate, effective and efficient
• Produce and maintain Key Risk Indicators (KRI) report
• Perform control assessments of third-party suppliers
• Reporting updates on the control assessment result and dashboard
• Collaborate with the IT Audit and Control Oversight team to assess key operational controls, including
• Key controls are scheduled for regular testing according to the risk profile
• Actions are identified to remediate the significant issues that fall outside of risk appetite levels during control testing
• Supporting the EM ITRG to ensure risk mitigation strategies are developed and implemented for material risks and risk changes
• Supporting the EM ITRG to ensure the incident management process covering all risks is robustly implemented, including
• Assess if there are control deficiencies or effectiveness that lead to incidents
• Analysis of trends is undertaken, to identify themes in smaller incidents and near miss large incidents, with the findings acted upon
  

• Bachelor's Degree (preferred) in relevant risk management disciplines (e.g., Operational Risk management within an IT department or organisation, Information Security, IT Risk Management)
• Professional risk management certification (e.g., ISO 31000) and /or industry body affiliation is an advantage
• Experienced seasoned professional with expertise in developing and running an Operational Risk Management function within an IT Division or organisation
• Proven track record in leading a risk function in a Technology environment, particularly with experience in control assessment
• 7+ years of experience in enacting the first line of defence IT operational risk role and responsibilities
  

• Capable of understanding the Club's unique nature and culture in terms of Risk Management
• Capable of assessing and quantifying technology and operational risks, assessing mitigation measures and providing practical recommendations on risk mitigation controls when needed
• Understand industry best practices and trends on IT standards, governance, risk, and internal control
• Experience in Control Assessment methodology and have deployed Risk Control Self Assessment program (RCSA)
• Experience in delivering technology and/or operational risk management frameworks from inception
• Knowledge of enterprise architecture, service management, asset management, change management and systems migration
• A good understanding of business and product knowledge of the Club and the business strategies, priorities, risks and controls in his/her core or functional area of responsibility
• Technically astute and good analytical and decision-making ability
• Excellent communication and report-writing skills in English
• Good influencing and communication skills
• High professional and ethical standards
• Good relationship management skills
• Manage/handle multiple tasks, and work under pressure and with conflicting priorities
• Proactive with high levels of initiative
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Engineering and Information Technology
• Industries Non-profit Organizations

Referrals increase your chances of interviewing at The Hong Kong Jockey Club by 2x

Sha Tin District, Hong Kong SAR 17 hours ago

Sha Tin District, Hong Kong SAR 3 weeks ago

Sha Tin District, Hong Kong SAR 17 hours ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.