88 Brokerage Operations jobs in Hong Kong

6 days ago Be among the first 25 applicants

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• Oversee operational activities of securities business, including dealing, settlement, finance, risk management, compliance, with SFC Core Functions Manager-In-Charge responsibilities
• Oversee business development projects and to manage timelines, resources, and budgets effectively
• Foster collaboration, work closely with key stakeholders and take proactive measures to ensure front, middle and back-office operations are carried out efficiently and effectively for the business
• Ensure the corporation fully complies with the relevant SFO and Exchange rules and regulations
• Establish effective internal control policies and systems for the corporation’s operations, and optimize operational procedures constantly
• Drive sustainable growth, minimize costs, and to promote operational excellence.
• In-charge of different kinds of projects, including new system launch

Requirements

• Minimum 5 years of relevant experience working in licensed corporations/ financial institution with operational experience or prior experience as a COO
• Possess strong management and operational capabilities, with in-depth knowledge of back-office operations and risk management for global markets
• With comprehensive understanding of SFC/HKMA rules and regulations with ability to comply with the relevant SFO and Exchange rules and regulations
• Knowledgeable in the applications of financial technology utilized in securities trading systems, including project management experience with system testing and development
• Project management experience in Securities Brokerage is required, especially in new system launch

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Business Development, Management, and Strategy/Planning
• Industries Banking and Financial Services

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Get notified about new Brokerage Manager jobs in Hong Kong, Hong Kong SAR .

Quarry Bay, Hong Kong SAR HK$60,000.00-HK$80,000.00 1 week ago

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Join to apply for the Supervisor, Investment Operations (Contract) role at Principal Hong Kong .

We are seeking a diligent and dedicated individual to join our team as a Supervisor, Investment Operations (Contract) . This role offers an excellent opportunity to work with a skilled team focused on excellence.

• Prepare daily cash position reports and manage short-term investments, including Time Deposit Placement, ensuring compliance with guidelines.
• Assist with product updates and projects, collaborating with the Manager to update product information and manage various departmental projects.
• Open accounts and follow up on regular or ad hoc KYC requests with banks and financial institutions.
• Liaise with Portfolio Managers to determine cash flow needs, ensuring sufficient funding for redemptions and operational issues.
• Perform ad-hoc tasks to support departmental goals and objectives.

• University or college graduate in Banking, Finance, or related fields.
• Minimum 3 years of experience in investment funds operations, with knowledge of Treasury Products (FX/MM, custodian functions) as a plus.
• Holder of SFC RA 13 license is advantageous.
• Proficient in English and Cantonese (spoken and written).
• Detail-oriented, positive attitude, team player, self-motivated, able to work under pressure, and prioritize tasks.
• Proficient in Microsoft Word, Excel (familiarity with Macro and VBA is a plus), and PowerPoint.
• Less experienced candidates may be considered for Senior Officer level.

At Principal Financial Group, we foster an inclusive and collaborative environment that encourages professional growth. Join us to work alongside industry experts, contribute to our mission of outstanding service, and advance your career in a supportive setting.

• Seniority level: Associate
• Employment type: Contract
• Job function: Management and Manufacturing

Join to apply for the Supervisor, Investment Operations (Contract) role at Principal Hong Kong .

We are seeking a diligent and dedicated individual to join our team as a Supervisor, Investment Operations (Contract) . This role offers an excellent opportunity to work with a skilled team focused on excellence.

• Prepare daily cash position reports and manage short-term investments, including Time Deposit Placement, ensuring compliance with guidelines.
• Assist with product updates and projects, collaborating with the Manager to update product information and manage various departmental projects.
• Open accounts and follow up on regular or ad hoc KYC requests with banks and financial institutions.
• Liaise with Portfolio Managers to determine cash flow needs, ensuring sufficient funding for redemptions and operational issues.
• Perform ad-hoc tasks to support departmental goals and objectives.

• University or college graduate in Banking, Finance, or related fields.
• Minimum 3 years of experience in investment funds operations, with knowledge of Treasury Products (FX/MM, custodian functions) as a plus.
• Holder of SFC RA 13 license is advantageous.
• Proficient in English and Cantonese (spoken and written).
• Detail-oriented, positive attitude, team player, self-motivated, able to work under pressure, and prioritize tasks.
• Proficient in Microsoft Word, Excel (familiarity with Macro and VBA is a plus), and PowerPoint.
• Less experienced candidates may be considered for Senior Officer level.

At Principal Financial Group, we foster an inclusive and collaborative environment that encourages professional growth. Join us to work alongside industry experts, contribute to our mission of outstanding service, and advance your career in a supportive setting.

• Seniority level: Associate
• Employment type: Contract
• Job function: Management and Manufacturing

Join to apply for the Associate (Investment Operations) - Global Investment Firm role at Michael Page

1 day ago Be among the first 25 applicants

Join to apply for the Associate (Investment Operations) - Global Investment Firm role at Michael Page

About Our Client

Our client is a well-known global investment firm. As an Associate, Investment Operations, you will play a vital role in ensuring the smooth execution of financial transactions and investment processes.

• Global investment firm
• Excellent exposure
  
  
  

• Reconcile daily transactions and positions, including monthly market value and accrual reports, with prompt investigation and resolution of any discrepancies in coordination with custodians, brokers, and other counterparties.
• Identify and resolve trade settlement issues by engaging with custodians, brokers, and traders.
• Collaborate with internal and external stakeholders to facilitate accurate trade booking for Institutional Offers, IPOs, and Secondary Placements.
• Manage proxy voting instructions, security set-up, maintenance, and associated reporting tasks.
• Monitor and analyze corporate action events; prepare timely and accurate communications.
• Oversee client flows, maintaining efficient and responsive communication with the Front Office.
• Support bespoke client reporting deliverables, ensuring timely and precise output.
• Coordinate regularly with portfolio managers, traders, and custodians to address operational needs.
• Prepare documentation in support of internal and external audits.
• Maintain frequent communication across global teams (Investment, Trading, Relationship Management, IT, Senior Management) and with external stakeholders (custodians, clients, service providers).
  
  
  

• Bachelor's degree, ideally in Business Administration, Accounting, or Finance.
• 2+ years of relevant professional experience.
• Strong attention to detail with excellent written and verbal communication skills in English.
• Adept at managing shifting priorities and meeting deadlines in a dynamic environment.
  
  
  

• Excellent exposure
• Global investment firm
  
  
  

• Seniority level Entry level

• Employment type Full-time

• Job function Finance and Consulting
• Industries Financial Services, Accounting, and Banking

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Get notified about new Investment Associate jobs in Hong Kong SAR .

Central & Western District, Hong Kong SAR 1 week ago

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Join to apply for the Associate (Investment Operations) - Global Investment Firm role at Michael Page

1 day ago Be among the first 25 applicants

Join to apply for the Associate (Investment Operations) - Global Investment Firm role at Michael Page

About Our Client
Our client is a well-known global investment firm. As an Associate, Investment Operations, you will play a vital role in ensuring the smooth execution of financial transactions and investment processes.

• Global investment firm
• Excellent exposure
  

• Reconcile daily transactions and positions, including monthly market value and accrual reports, with prompt investigation and resolution of any discrepancies in coordination with custodians, brokers, and other counterparties.
• Identify and resolve trade settlement issues by engaging with custodians, brokers, and traders.
• Collaborate with internal and external stakeholders to facilitate accurate trade booking for Institutional Offers, IPOs, and Secondary Placements.
• Manage proxy voting instructions, security set-up, maintenance, and associated reporting tasks.
• Monitor and analyze corporate action events; prepare timely and accurate communications.
• Oversee client flows, maintaining efficient and responsive communication with the Front Office.
• Support bespoke client reporting deliverables, ensuring timely and precise output.
• Coordinate regularly with portfolio managers, traders, and custodians to address operational needs.
• Prepare documentation in support of internal and external audits.
• Maintain frequent communication across global teams (Investment, Trading, Relationship Management, IT, Senior Management) and with external stakeholders (custodians, clients, service providers).
  

• Bachelor's degree, ideally in Business Administration, Accounting, or Finance.
• 2+ years of relevant professional experience.
• Strong attention to detail with excellent written and verbal communication skills in English.
• Adept at managing shifting priorities and meeting deadlines in a dynamic environment.
  

• Excellent exposure
• Global investment firm
  

• Seniority level Entry level

• Employment type Full-time

• Job function Finance and Consulting
• Industries Financial Services, Accounting, and Banking

Referrals increase your chances of interviewing at Michael Page by 2x

Get notified about new Investment Associate jobs in Hong Kong SAR .

Central & Western District, Hong Kong SAR 1 week ago

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Join to apply for the Asset Management - Investment Operations Associate role at JPMorganChase

Join to apply for the Asset Management - Investment Operations Associate role at JPMorganChase

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Job Description

Are you ready to make a significant impact in Asset Management Operations Middle Office team? As an Investment Operations Associate, you'll collaborate with a dynamic team of experts to manage investment trade activities and support new business development. Join us to deepen your knowledge, partner with global teams, and take charge of change and transformation. We offer a collaborative environment where your career can thrive, and your contributions will be valued.

Job Description

Are you ready to make a significant impact in Asset Management Operations Middle Office team? As an Investment Operations Associate, you'll collaborate with a dynamic team of experts to manage investment trade activities and support new business development. Join us to deepen your knowledge, partner with global teams, and take charge of change and transformation. We offer a collaborative environment where your career can thrive, and your contributions will be valued.

As an Investment Operations Associate within Asset Management Operations Middle Office team, you will oversee the Investment Book of Record, ensuring accuracy and timely escalation of discrepancies. You will collaborate with various stakeholders to design and drive comprehensive solutions that meet business requirements. Your role is crucial in supporting the development of new products and operating models, while ensuring compliance with market and regulatory changes.

Job Responsibilities

• Oversee the Investment Book of Record to ensure any securities, derivatives and cash position discrepancies are identified and escalated to the Portfolio Managers in a timely manner
• Collaborate with various stakeholders (portfolio managers, trading desk, business management, compliance, controls, risk, client service, operations, internal and external service providers) to design and drive comprehensive solutions that meet business requirements
• Partner with Client Onboarding Management teams to set up new products and design new operating models
• Oversee offshored and outsourced activity whilst ensuring performance and service levels are met
• Keep informed of market and regulatory changes impacting the businesses and ensure processes/controls are in place to support changes
• Manage projects and initiatives, such as process improvement, business model changes, system implementation, new product or new market initiatives rollouts, and other ad hoc projects
• Ensure that a highly robust first line control framework is put in place to avoid and mitigate trading and settlement risks
  
  

• At least Bachelor's Degree in Business, Economics, or related disciplines
• At least of 5 years of relevant experience in Middle Office and/or Investment Operations related roles
• Exceptional expertise in the investment market and familiarity of cross asset expertise in the Derivatives market, with a strong understanding of the evolving market structure and regulatory environment
• Solid derivatives product knowledge of equity and fixed income related derivatives, including but not limited to Options, Forward, IRS, CDX, CDS, CFD
• Excellent interpersonal and communication skills with good command of written and spoken English
• Ability to work in a fast-paced and hybrid environment, a “can do” attitude and the willingness to learn new applications in an ever-changing environment
• A strong team player, passionate, detail-minded and keen to develop career in asset management industry
  
  

• Prior experience in Asset Management firm will be beneficial
• Fluency in Mandarin is an advantage
• Hold Chartered Financial Analyst (CFA) is an advantage
  
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Management and Manufacturing

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Get notified about new Investment Operations Associate jobs in Kwun Tong, Hong Kong SAR .

Wan Chai District, Hong Kong SAR 7 months ago

Central & Western District, Hong Kong SAR 6 days ago

Kwun Tong District, Hong Kong SAR 8 months ago

Central & Western District, Hong Kong SAR 1 week ago

Hong Kong, Hong Kong SAR HK$40,000.00-HK$45,000.00 1 week ago

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Join to apply for the Asset Management - Investment Operations Associate role at JPMorganChase

Join to apply for the Asset Management - Investment Operations Associate role at JPMorganChase

Get AI-powered advice on this job and more exclusive features.

Job Description
Are you ready to make a significant impact in Asset Management Operations Middle Office team? As an Investment Operations Associate, you'll collaborate with a dynamic team of experts to manage investment trade activities and support new business development. Join us to deepen your knowledge, partner with global teams, and take charge of change and transformation. We offer a collaborative environment where your career can thrive, and your contributions will be valued.

Job Description
Are you ready to make a significant impact in Asset Management Operations Middle Office team? As an Investment Operations Associate, you'll collaborate with a dynamic team of experts to manage investment trade activities and support new business development. Join us to deepen your knowledge, partner with global teams, and take charge of change and transformation. We offer a collaborative environment where your career can thrive, and your contributions will be valued.
As an Investment Operations Associate within Asset Management Operations Middle Office team, you will oversee the Investment Book of Record, ensuring accuracy and timely escalation of discrepancies. You will collaborate with various stakeholders to design and drive comprehensive solutions that meet business requirements. Your role is crucial in supporting the development of new products and operating models, while ensuring compliance with market and regulatory changes.
Job Responsibilities

• Oversee the Investment Book of Record to ensure any securities, derivatives and cash position discrepancies are identified and escalated to the Portfolio Managers in a timely manner
• Collaborate with various stakeholders (portfolio managers, trading desk, business management, compliance, controls, risk, client service, operations, internal and external service providers) to design and drive comprehensive solutions that meet business requirements
• Partner with Client Onboarding Management teams to set up new products and design new operating models
• Oversee offshored and outsourced activity whilst ensuring performance and service levels are met
• Keep informed of market and regulatory changes impacting the businesses and ensure processes/controls are in place to support changes
• Manage projects and initiatives, such as process improvement, business model changes, system implementation, new product or new market initiatives rollouts, and other ad hoc projects
• Ensure that a highly robust first line control framework is put in place to avoid and mitigate trading and settlement risks
  

• At least Bachelor's Degree in Business, Economics, or related disciplines
• At least of 5 years of relevant experience in Middle Office and/or Investment Operations related roles
• Exceptional expertise in the investment market and familiarity of cross asset expertise in the Derivatives market, with a strong understanding of the evolving market structure and regulatory environment
• Solid derivatives product knowledge of equity and fixed income related derivatives, including but not limited to Options, Forward, IRS, CDX, CDS, CFD
• Excellent interpersonal and communication skills with good command of written and spoken English
• Ability to work in a fast-paced and hybrid environment, a “can do” attitude and the willingness to learn new applications in an ever-changing environment
• A strong team player, passionate, detail-minded and keen to develop career in asset management industry
  

• Prior experience in Asset Management firm will be beneficial
• Fluency in Mandarin is an advantage
• Hold Chartered Financial Analyst (CFA) is an advantage
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Management and Manufacturing

Referrals increase your chances of interviewing at JPMorganChase by 2x

Get notified about new Investment Operations Associate jobs in Kwun Tong, Hong Kong SAR .

Wan Chai District, Hong Kong SAR 7 months ago

Central & Western District, Hong Kong SAR 6 days ago

Kwun Tong District, Hong Kong SAR 8 months ago

Central & Western District, Hong Kong SAR 1 week ago

Hong Kong, Hong Kong SAR HK$40,000.00-HK$45,000.00 1 week ago

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Admiralty

Type: Permanent

Salary: HK$70,000 - HK$0,000 per month (HK 840,000 - HK 960,000 per year)

Our client is a global investment manager seeking a Fund/Investment Operations Associate to join their Hong Kong operations team. The role involves managing fund operations, investment operations, trade monitoring, and settlement within Asian markets.

• 2-5 years of experience in fund operations, investment operations, trade monitoring, or settlement
• Experience within investment firms, asset management, or financial institutions

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Admiralty

Type: Permanent

Salary: HK$70,000 - HK$0,000 per month (HK 840,000 - HK 960,000 per year)

Our client is a global investment manager seeking a Fund/Investment Operations Associate to join their Hong Kong operations team. The role involves managing fund operations, investment operations, trade monitoring, and settlement within Asian markets.

• 2-5 years of experience in fund operations, investment operations, trade monitoring, or settlement
• Experience within investment firms, asset management, or financial institutions

Create your account to unlock features including One-Click apply.