20 Business Ethics jobs in Hong Kong

Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) .

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• Implement and manage an effective legal compliance program
• Develop and review company policies
• Advise management on the company’s compliance with laws and regulations through detailed reports
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks
• Assess company operations to determine compliance risk
• Ensure all employees are educated on the latest regulations and processes
• Resolve employee concerns about legal compliance

• Minimal experience level: Over 1 year
• Career Level: Entry Level
• Minimum English Level: Business Level (English usage about 50%)
• Minimum Education Level: Bachelor's Degree
• Required Skills: Knowledge in legal and regulatory compliance procedures, professional maturity

• American-style Employee Stock Option Scheme
• Negotiable salary based on experience
• Bonuses paid on top of indicated salary

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Legal

Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) .

Get AI-powered advice on this job and more exclusive features.

• Implement and manage an effective legal compliance program
• Develop and review company policies
• Advise management on the company’s compliance with laws and regulations through detailed reports
• Create and manage effective action plans in response to audit discoveries and compliance violations
• Regularly audit company procedures, practices, and documents to identify possible weaknesses or risks
• Assess company operations to determine compliance risk
• Ensure all employees are educated on the latest regulations and processes
• Resolve employee concerns about legal compliance

• Minimal experience level: Over 1 year
• Career Level: Entry Level
• Minimum English Level: Business Level (English usage about 50%)
• Minimum Education Level: Bachelor's Degree
• Required Skills: Knowledge in legal and regulatory compliance procedures, professional maturity

• American-style Employee Stock Option Scheme
• Negotiable salary based on experience
• Bonuses paid on top of indicated salary

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Legal

You will assist the Asia Pacific Compliance Manager located in Nanjing:

• Assist in overseeing corporate compliance programme
• Ensuring documentation and client database is updated
• Supporting the preparation of different and regular compliance reporting
• Supporting the preparation of new clients submission to the Global Client Acceptance Committee
• Assisting in the review of investor’s KYC
• Assisting in the various second level control testing
• Providing guidance on internal policies and procedures
• Answering specific questions from internal staff on KYC and compliance processes
• Supporting any other (internal/external) requests

YOUR PROFILE:

• You have a University degree in Law, Finance or Economics.
• You have ideally 3 to 4 years of experience in Fund Administration and/or Corporate Service Compliance
• You are proficient in Microsoft Office, especially in Excel
• You are fluent in English. Any other language is considered as an advantage
• You are results-oriented while being conscious of risk management
• You are able to multitask and handle key deliverables with challenging deadlines
• You have a keen eye for details and willing to execute tasks hands-on
• Having knowledge on AML/KYC regulations of Asia Pacific regions will be considered as an advantage

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Accounting/Auditing and Finance

Referrals increase your chances of interviewing at Alter Domus by 2x

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Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA .

The Compliance Officer, Financial Crime will be part of the CSI’s Regional Financial Crime Compliance team, Legal and Compliance, reporting to the Regional Head of Financial Crime Compliance. The role involves maintaining a robust financial crime compliance framework, monitoring clients and transactions, and reporting irregularities or suspicions.

Key Responsibilities

• Assist the Regional Head of Financial Crime Compliance in advising management and teams on AML, KYC, and FCC requirements to facilitate client onboarding and business initiatives.
• Monitor regulatory changes and update CSI AML/CFT policies accordingly.
• Participate in projects to refine AML/FCC policies and integrate them into firm-wide controls.
• Monitor transactions for unusual activities, conduct reviews, and report to authorities as needed.
• Assist in risk assessments, remediation, and screenings of clients, vendors, and counterparties.
• Coordinate within departments to promote AML/FCC awareness and compliance culture.

Requirements

• Bachelor's degree, preferably in Law, Accounting, or related fields.
• Experience in financial institutions, AML compliance, and KYC processes.
• More experienced candidates may be considered for Assistant Manager, Financial Crime.
• Ability to multitask and meet deadlines under pressure.
• Knowledge of securities laws, operations, and analytical skills to assess risks.
• Proficiency in MS Office; knowledge of SAS is a plus.
• Strong communication skills in English and Chinese (Mandarin).
• Self-motivated, organized, and professional.

Additional Details

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Finance

This job is active and accepting applications.

Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA .

The Compliance Officer, Financial Crime will be part of the CSI’s Regional Financial Crime Compliance team, Legal and Compliance, reporting to the Regional Head of Financial Crime Compliance. The role involves maintaining a robust financial crime compliance framework, monitoring clients and transactions, and reporting irregularities or suspicions.

Key Responsibilities

• Assist the Regional Head of Financial Crime Compliance in advising management and teams on AML, KYC, and FCC requirements to facilitate client onboarding and business initiatives.
• Monitor regulatory changes and update CSI AML/CFT policies accordingly.
• Participate in projects to refine AML/FCC policies and integrate them into firm-wide controls.
• Monitor transactions for unusual activities, conduct reviews, and report to authorities as needed.
• Assist in risk assessments, remediation, and screenings of clients, vendors, and counterparties.
• Coordinate within departments to promote AML/FCC awareness and compliance culture.

Requirements

• Bachelor's degree, preferably in Law, Accounting, or related fields.
• Experience in financial institutions, AML compliance, and KYC processes.
• More experienced candidates may be considered for Assistant Manager, Financial Crime.
• Ability to multitask and meet deadlines under pressure.
• Knowledge of securities laws, operations, and analytical skills to assess risks.
• Proficiency in MS Office; knowledge of SAS is a plus.
• Strong communication skills in English and Chinese (Mandarin).
• Self-motivated, organized, and professional.

Additional Details

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Finance

This job is active and accepting applications.

• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

• Seniority level Associate

• Employment type Full-time

• Job function Finance

Referrals increase your chances of interviewing at Futu Holdings Limited by 2x

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• Assist in managing the day-to-day operations of the AML compliance program
• Oversee a team of AML compliance officers and analysts
• Support the development and implementation of AML policies, procedures, and controls
• Assist in conducting AML risk assessments with risk-based approaches
• Review and approve AML investigations and Suspicious Activity Reports (SARs)
• Contribute to the enhancement of AML monitoring systems and processes
• Assist in managing relationships with regulators and external auditors on AML matters
• Support the development and delivery of AML training programs for staff
• Assist in preparing management reports on AML activities
• Participate in industry forums and stay updated on AML regulatory changes and best practices
• Support the integration of AML compliance into new products, services, and technologies
• Mentor and guide junior AML compliance staff
• Collaborate with other compliance and business units to ensure a holistic approach to AML risk management
• Assist in managing and responding to regulatory examinations related to AML

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus

• Seniority level Associate

• Employment type Full-time

• Job function Finance

Referrals increase your chances of interviewing at Futu Holdings Limited by 2x

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1 day ago Be among the first 25 applicants

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Direct message the job poster from Danos Group

About the Role

We are seeking an experienced Compliance professional to join a leading global alternative investment firm in Hong Kong. This role focuses on supporting the firm’s private funds business, with a particular emphasis on compliance matters related to marketing private funds directly to investors across Asia.

Key Responsibilities

• Provide compliance advisory and oversight for direct fund marketing, including reviewing materials and ensuring compliance with cross-border regulations.
• Maintain and enhance the compliance program for licensed entities, including regulatory filings, licensing, and policy updates.
• Advise internal teams on regulatory matters, AML, and other compliance issues.
• Monitor regulatory developments in key Asian jurisdictions and assess their impact.
• Support global and regional compliance projects and liaise with regulators and external advisers.

Key Requirements

• 8+ years of compliance experience with a US or European asset manager, with ideally expertise in direct private fund marketing in Asia.
• Strong knowledge of Asian regulatory regimes; experience with Hong Kong and Chinese regulators preferred.
• Proven ability to analyze complex regulations and deliver practical solutions.
• Bilingual in English and Chinese, with excellent communication and stakeholder management skills.
• Organized, detail-oriented, and able to manage multiple priorities in a fast-paced environment.

Why Join

• Opportunity to work with a globally recognized alternative investment platform
• Exposure to complex, high-profile private funds transactions and regulatory frameworks across Asia
• Collaborative and dynamic environment with strong career growth potential

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Other

Referrals increase your chances of interviewing at Danos Group by 2x

Get notified about new Vice President Compliance jobs in Hong Kong, Hong Kong SAR .

Central & Western District, Hong Kong SAR 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

1 day ago Be among the first 25 applicants

Get AI-powered advice on this job and more exclusive features.

Direct message the job poster from Danos Group

About the Role

We are seeking an experienced Compliance professional to join a leading global alternative investment firm in Hong Kong. This role focuses on supporting the firm’s private funds business, with a particular emphasis on compliance matters related to marketing private funds directly to investors across Asia.

Key Responsibilities

• Provide compliance advisory and oversight for direct fund marketing, including reviewing materials and ensuring compliance with cross-border regulations.
• Maintain and enhance the compliance program for licensed entities, including regulatory filings, licensing, and policy updates.
• Advise internal teams on regulatory matters, AML, and other compliance issues.
• Monitor regulatory developments in key Asian jurisdictions and assess their impact.
• Support global and regional compliance projects and liaise with regulators and external advisers.

Key Requirements

• 8+ years of compliance experience with a US or European asset manager, with ideally expertise in direct private fund marketing in Asia.
• Strong knowledge of Asian regulatory regimes; experience with Hong Kong and Chinese regulators preferred.
• Proven ability to analyze complex regulations and deliver practical solutions.
• Bilingual in English and Chinese, with excellent communication and stakeholder management skills.
• Organized, detail-oriented, and able to manage multiple priorities in a fast-paced environment.

Why Join

• Opportunity to work with a globally recognized alternative investment platform
• Exposure to complex, high-profile private funds transactions and regulatory frameworks across Asia
• Collaborative and dynamic environment with strong career growth potential

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Other

Referrals increase your chances of interviewing at Danos Group by 2x

Get notified about new Vice President Compliance jobs in Hong Kong, Hong Kong SAR .

Central & Western District, Hong Kong SAR 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.