What Jobs are available for Compliance Consultant in Hong Kong?

About the role

ComplianceDirect Consulting is seeking a talented and detail-oriented Compliance Consultant to join our team in the Admiralty District. In this full-time position, you will play a crucial role in ensuring our clients adhere to the latest banking and financial services regulations, mitigating risks and promoting a culture of compliance.

What you'll be doing

• Providing professional compliance and AML advice and support to licensed financial institutions
• Handling license applications with regulatory authorities such as the SFC and the Insurance Authority
• Conducting KYC and sanctions screening and compliance/AML monitoring
• Developing and implementing robust compliance/AML policies, procedures, and controls to meet regulatory requirements
• Conducting comprehensive compliance/AML reviews and risk assessments to identify areas of improvement for our clients
• Staying up-to-date with changes in banking and financial services regulations and industry best practices
• Assisting in company secretarial-related tasks

What we're looking for

• University graduate with a minimum 1 year of experience preferably in a compliance, AML or risk management role within the financial services industry (fresh graduates will also be considered)
• Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks
• Strong communication and presentation skills, with the ability to explain complex compliance issues to both technical and non-technical stakeholders
• Highly detail-oriented with a keen eye for compliance-related issues and a commitment to quality
• Good compliance sense, proactive, self-motivated and able to handle tasks independently
• Good command of written and spoken English, Chinese, Cantonese and Mandarin

What we offer

At ComplianceDirect Consulting, we believe in creating an environment where our employees can thrive. You'll receive on-the-job training and opportunities for professional development and career advancement. We also prioritise work-life balance with a supportive company culture.

About us

ComplianceDirect Consulting brings an innovative and cost-effective approach to compliance consulting services.  Our goal is to assist clients by providing them professional compliance solutions, regulatory license application services, essential compliance resources, and compliance training for clients. Our team of professional consultants help clients navigate the complex regulatory landscape, ensuring they meet their compliance obligations and mitigate risks. With a reputation for excellence and a commitment to innovation, we are dedicated to helping our clients succeed.

If you're ready to join a dynamic and growing team, we encourage you to apply now.

Job Description

• Assist in compliance or AML-related tasks
• Conduct internal investigations and activities monitoring
• Handle license applications with regulatory authorities such as the SFC and Insurance Authority
• Perform KYC, sanctions screening and compliance/AML monitoring

Requirements:

• University graduate
• 1 to 4 years experience (Fresh graduates with relevant background will also be considered)
• Good compliance sense, proactive, self-motivated and able to handle tasks independently
• Proficient in both English and Chinese.

Company Background:

Greeting ComplianceOne Consulting Limited ("ComplianceOne") is one of the most reputable consulting firms specializing in regulatory compliance from Hong Kong. In the past eight years, we have accumulated dozens of successful licensing cases under the regulatory regime of SFO and more than two hundred successful Money Service Operators (MSO) new license and license renewal cases. With an elite team of a dozen team members, we provide a board range of compliance services to different financial institutions in Hong Kong. You are also welcome to visit our website ) for more information about us.

Currently, ComplianceOne is looking for a young and energetic members with a thrist for knowledge and success to join our professional team as an Associate Compliance Consultant . You will be reporting to our Senior Compliance Consultants directly.

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Key Responsibilities:

• Handle SFC licensing matters;
• Provide advisory and consultancy service to clients who have engaged our Ongoing Compliance Support Service;
• Review and prepare operational procedures, policies, manuals, and other documents;
• Handle any other ad-hoc duties as required.

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Requirements:

• Degree holder in Business Administration, Finance, Economics, Accounting, Law or related discipline;
• Advanced studies in Compliance / Corporate Governance / AML field is preferred;
• Basic understanding of he financial market in Hong Kong, HKSI Licensing Examination (Paper 1, 2, 6, 7, 8, & 12), SFC Code of Conduct, SFC Licensing Handbook, Fit and Proper Guideline, AML Guideline, and etc.
• Minimum of 1-2 years working experience as in-house compliance officer or similar role at financial institutions, or as external compliance consultant at consultancy firms;
• Experience in dealing with the SFC, HKEx, HKMA, C&E Department, Insurance Authority, Audit or other local/overseas regulators will be of great advantage;
• Proficiency in both spoken and written English and Chinese, and Putonghua;
• Strong communication, analytical, and interpersonal skills;
• Proficient in Microsoft Office (Excel, Word, PowerPoint);
• Smart, energetic, thirst for knowledge, strive for success, self-motivated, hardworking, and meticulous.

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Remuneration Package:

• Attractive package to qualified candidate is offered;
• Year-end discretionary bonus based on business performance;
• Education allowance will be provided to enthusiastic employee;
• Group medical insurance;
• Annual body-check;
• 5 days a week, with 12+ days annual leave.

Job Overview:

We are seeking a proactive and results-driven Software Compliance Consultant to engage with customers who are using our software in a non-compliant manner. Through professional compliance consulting and tailored solutions, you will transform compliance risks into sales opportunities while safeguarding the company's intellectual property rights.

Key Responsibilities:

• Client Communication & Coordination:

• Conduct professional discussions with customers regarding software licensing issues.

• Address customer concerns and inquiries related to software compliance.
• Educate customers on licensing requirements and compliance standards.
• Maintain strong client relationships to ensure compliance issues are resolved effectively.

• Compliance Sales & Negotiation:

• Identify and engage potential customers using software non-compliantly.

• Develop and present customized compliance solutions and licensing options.
• Negotiate licensing terms to establish mutually beneficial agreements.
• Manage compliance sales cases to ensure successful deal closure.

• Business Development Support:

• Collaborate with vendors to negotiate licensing terms and compliance requirements.

• Assist in formulating procurement strategies to ensure compliance.
• Maintain customer compliance records and track compliance status.
• Support the sales team in identifying and developing new compliance-related business opportunities.

Qualifications & Requirements:

• 2-3 years of experience in software licensing, intellectual property, or a related field.
• Strong communication, negotiation, and sales skills.
• Familiarity with procurement processes and contract negotiation.
• Detail-oriented with strong risk awareness and business acumen.
• Proficiency in Cantonese is a plus.
• Ability to analyze and resolve complex compliance issues.
• Results-driven mindset with the ability to work under performance pressure.

Compensation & Benefits:

• Competitive base salary + performance-based bonuses.
• Comprehensive training and development programs.
• Clear career growth opportunities.

The Role

We're hiring contractors for a 6-month remediation project with a leading insurance company. The focus is on name screening and name search as part of compliance and risk review.

Role Overview:

• Conduct name screening and search using internal/external tools.
• Review and remediate historical data.
• Escalate potential matches per compliance protocols.

Key Requirements:

• Must have experience in name screening (AML, sanctions, PEP).
• Strong interest in risk and compliance in banking or insurance.
• Detail-oriented and able to work independently.

Apply Today

To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Deadline: October 23, 2025

By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.

Our client is a is a
high-growth fintech company
transforming the finance landscape across the region. With a focus on innovation and technology, the company delivers forward-thinking financial solutions designed to meet the diverse needs of individuals and businesses. Its regional presence and industry expertise enable it to tailor services to local markets while maintaining scalable and sustainable growth. It's currently expanding the team in Hong Kong.

Responsibilities:

• Lead the development and execution of IT compliance and governance programs to ensure companywide alignment with regulatory and industry standards.
• Coordinate and perform internal IT audits, identifying potential compliance risks and preparing the organization for external assessments.
• Establish, review, and update frameworks for regulatory compliance, emphasizing information security, data privacy, and risk management.
• Serve as the organization's primary contact for data protection matters, ensuring robust adherence to privacy regulations and effective incident response.
• Liaise with regulators, auditors, and data subjects regarding IT governance and privacy issues.
• Support company secretarial and corporate governance functions across multiple jurisdictions, ensuring compliance with local and international laws.
• Manage communication and collaboration among internal departments and external partners for compliance-related projects.
• Assist in the implementation of special projects related to IT security, data protection, and corporate compliance.

Requirements:

• Bachelor's degree in Information Systems, Business Administration, Law, or a related discipline.
• 2–5 years' experience in IT compliance, information security governance, or audit roles within regulated industries.
• Familiarity with ISO 27001, SOC 1/2, or similar certification frameworks and audit processes.
• Experience with intellectual property management or cross-border company governance is an advantage.
• Strong analytical skills, attention to detail, and a proactive approach to identifying and resolving compliance issues.
• Excellent organizational and multitasking abilities, with strong interpersonal and communication skills.
• Proficiency in English, Cantonese, and Mandarin is highly valued.
• Comfortable using Microsoft Office and other compliance or audit management tools.

Responsibilities

• Monitor and assess the effectiveness of compliance programs and make necessary improvements
• Conduct regular compliance review (e.g. AML, Transaction Monitoring) and risk assessments
• Develop, implement, maintain, and review compliance policies and procedures to fulfill SFC / HKEX requirements
• Assist in reviewing and analyzing new regulatory and statutory requirements to ensure the company comply with the relevant rules and regulations
• Handle staff licensing and keep track on the CPT register of the staffs
• Prepare compliance & AML training for staff
• Handle general enquiries from HKEX, SFC and other relevant regulators
• Assist in other ad-hoc duties as assigned

Requirements

• Bachelor's degree or above in related disciplines
• Minimum 3 years' relevant working experience in handling complicated compliance issues
• Solid working experience in general compliance
• Sound knowledge in rules and regulations administered by the SFC, market practices, financial products as well as securities business
• Self-motivated and able to work independently
• Good interpersonal and communication skills
• Excellent Command in both written and spoken English and Chinese (including Cantonese and Mandarin)
• Candidate with less experience will be considered as Assistant Compliance Officer

We offer competitive salary and package for the right candidate. Interested parties are requested to send their resume and expected monthly salary by clicking "Apply Now".

All information collected will be treated in strict confidence and only be used for recruitment purposes.Candidates not being invited for interview within 8 weeks after submission date may assume their application unsuccessful and their information will be destroyed within 12 months.

A reputable Hedgefund is seeking a Legal & Compliance Officer to support its legal and operational functions. This role offers broad exposure across compliance, documentation, and internal governance processes.

Responsibilities

• Support AML processes and manage due diligence for counterparties and service providers
• Coordinate account openings and documentation for investment-related activities
• Assist with the implementation of technology solutions to enhance operational efficiency
• Maintain and organize corporate records and legal documentation
• Prepare materials and take minutes for board and internal committee meetings
• Draft and review various legal documents including agreements, resolutions, and internal policies
• Collaborate with internal teams and external partners on documentation and procedural matters
• Handle ad-hoc tasks as assigned

Requirements

• Around 1-3 years of relevant experience in legal, compliance, or operational roles within financial services
• Strong organizational, analytical, and communication skills
• Proficiency in Microsoft Office; familiarity with AI tools is a plus
• Fluent in English; additional language skills are advantageous

Responsibilities

The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise Department (C&ED). Key duties include:

• Developing and updating anti-money laundering (AML) and counter-terrorist financing (CFT) policies and procedures.
• Acting as the main advisor for staff on daily AML/CFT compliance and transaction approvals.
• Managing the renewal of the Money Service Operator (MSO) license and corporate detail changes with the C&ED.
• Preparing and submitting statutory reports, such as suspicious transaction reports (STRs), to the JFIU and financial reports to the C&ED.
• Conducting regular institutional risk assessments to identify and mitigate financial risks.
• Opening correspondent accounts for MSOs and conducting daily transaction monitoring.
• Checking client documents, opening client accounts, and communicating with clients for additional information.

Requirements

Candidates must meet the following criteria:

• A bachelor's degree in Law, Finance, Business Administration, or a related field.
• A minimum of 3-5 years of proven experience in a compliance/AML role within a licensed Hong Kong Money Service Operator (MSO).
• Practical experience in conducting AML/CFT checks, customer due diligence (CDD), and transaction monitoring.
• Solid experience in developing and implementing compliance programs.
• Proficiency in English and Cantonese is essential.
• In-depth knowledge of AML/CFT ordinances and cross-border reporting regulations is required.
• Certification such as a Certified Anti-Money Laundering Specialist (CAMS) or an equivalent international certification is preferred.

Job Types: Full-time, Permanent

Pay: From $25,000.00 per month

Benefits:

• Opportunities for promotion
• Professional development

Application Question(s):

• Kindly indicate your expected salary

Experience:

• Compliance/AML: 4 years (Required)
• Financial Services: 4 years (Required)

License/Certification:

• Certified Anti Money Laundering Specialist (Required)

Work Location: In person