141 Financial Compliance jobs in Hong Kong

Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA .

The Compliance Officer, Financial Crime will be part of the CSI’s Regional Financial Crime Compliance team, Legal and Compliance, reporting to the Regional Head of Financial Crime Compliance. The role involves maintaining a robust financial crime compliance framework, monitoring clients and transactions, and reporting irregularities or suspicions.

Key Responsibilities

• Assist the Regional Head of Financial Crime Compliance in advising management and teams on AML, KYC, and FCC requirements to facilitate client onboarding and business initiatives.
• Monitor regulatory changes and update CSI AML/CFT policies accordingly.
• Participate in projects to refine AML/FCC policies and integrate them into firm-wide controls.
• Monitor transactions for unusual activities, conduct reviews, and report to authorities as needed.
• Assist in risk assessments, remediation, and screenings of clients, vendors, and counterparties.
• Coordinate within departments to promote AML/FCC awareness and compliance culture.

Requirements

• Bachelor's degree, preferably in Law, Accounting, or related fields.
• Experience in financial institutions, AML compliance, and KYC processes.
• More experienced candidates may be considered for Assistant Manager, Financial Crime.
• Ability to multitask and meet deadlines under pressure.
• Knowledge of securities laws, operations, and analytical skills to assess risks.
• Proficiency in MS Office; knowledge of SAS is a plus.
• Strong communication skills in English and Chinese (Mandarin).
• Self-motivated, organized, and professional.

Additional Details

• Seniority level: Entry level
• Employment type: Full-time
• Job function: Finance

This job is active and accepting applications.

Join to apply for the Manager, Financial Crime, Compliance role at CLSA .

The Compliance Manager, Financial Crime will be part of the CSI’s Regional Financial Crime Compliance team, Legal and Compliance, reporting into the Regional Head of Financial Crime Compliance. He/she will work with the team to maintain a robust financial crime compliance framework, ensure efficient monitoring of clients and transactions, and facilitate the identification and timely reporting of irregularities/suspicions.

Key Areas of Responsibilities

• Assist the Regional Head of Financial Crime Compliance in advising management, businesses, operations, and support teams on AML, KYC, and FCC requirements to facilitate client onboarding, business initiatives, and negotiations.
• Review and provide input on new business and infrastructure initiatives from a regulatory and best practice perspective.
• Monitor regulatory requirement changes and ensure CSI AML/CFT policies and procedures are up-to-date and compliant with the latest regulations.
• Facilitate understanding of AML/FCC policies among business lines and support functions, ensuring overall compliance with applicable laws and regulations.
• Lead or participate in compliance projects to refine AML/FCC policies and their integration into firm-wide controls.
• Responsible for client monitoring, review, investigation, and reporting to authorities when necessary.
• Coordinate with departments, middle and back office, and headquarters to ensure consistency and boost AML/FCC awareness and culture.
• Administer FCC training to staff and maintain FCC knowledge across the organization.

Requirements

• Degree in Law, Accounting, or related discipline.
• Experience in financial institutions, AML compliance, and KYC.
• Candidates with less experience may be considered for Assistant Manager role.
• Ability to multitask and meet deadlines in high-pressure environments.
• Knowledge of securities laws, operations, products, and services; analytical skills to assess risk attributes.
• Proficiency in MS Office; knowledge of SAS is advantageous.
• Interest in Compliance, self-motivated, organized, and good communicator.
• Fluent in English and Chinese (including Mandarin).

• Mid-Senior level

• Full-time

• Finance

Join to apply for the Manager, Financial Crime, Compliance role at CLSA .

The Compliance Manager, Financial Crime will be part of the CSI’s Regional Financial Crime Compliance team, Legal and Compliance, reporting into the Regional Head of Financial Crime Compliance. He/she will work with the team to maintain a robust financial crime compliance framework, ensure efficient monitoring of clients and transactions, and facilitate the identification and timely reporting of irregularities/suspicions.

Key Areas of Responsibilities

• Assist the Regional Head of Financial Crime Compliance in advising management, businesses, operations, and support teams on AML, KYC, and FCC requirements to facilitate client onboarding, business initiatives, and negotiations.
• Review and provide input on new business and infrastructure initiatives from a regulatory and best practice perspective.
• Monitor regulatory requirement changes and ensure CSI AML/CFT policies and procedures are up-to-date and compliant with the latest regulations.
• Facilitate understanding of AML/FCC policies among business lines and support functions, ensuring overall compliance with applicable laws and regulations.
• Lead or participate in compliance projects to refine AML/FCC policies and their integration into firm-wide controls.
• Responsible for client monitoring, review, investigation, and reporting to authorities when necessary.
• Coordinate with departments, middle and back office, and headquarters to ensure consistency and boost AML/FCC awareness and culture.
• Administer FCC training to staff and maintain FCC knowledge across the organization.

Requirements

• Degree in Law, Accounting, or related discipline.
• Experience in financial institutions, AML compliance, and KYC.
• Candidates with less experience may be considered for Assistant Manager role.
• Ability to multitask and meet deadlines in high-pressure environments.
• Knowledge of securities laws, operations, products, and services; analytical skills to assess risk attributes.
• Proficiency in MS Office; knowledge of SAS is advantageous.
• Interest in Compliance, self-motivated, organized, and good communicator.
• Fluent in English and Chinese (including Mandarin).

• Mid-Senior level

• Full-time

• Finance

Join to apply for the Assistant Manager (Quality Assurance), Financial Crime Compliance role at FWD Insurance

3 days ago Be among the first 25 applicants

Join to apply for the Assistant Manager (Quality Assurance), Financial Crime Compliance role at FWD Insurance

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About FWD Group

FWD Group is a pan-Asian life and health insurance business that serves approximately 30 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience. Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance. FWD Group is listed on the Main Board of The Stock Exchange of Hong Kong Limited under the stock code 1828.

About FWD Group

FWD Group is a pan-Asian life and health insurance business that serves approximately 30 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience. Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance. FWD Group is listed on the Main Board of The Stock Exchange of Hong Kong Limited under the stock code 1828.

For more information, please visit more information about FWD Hong Kong, please visit are seeking a highly experienced and detail-oriented Quality Assurance (QA) Manager to implement the QA framework within our Financial Crime Compliance (FCC) program including but not limited to, Anti-Money Laundering, Sanctions, Anti-Bribery & Corruption (ABC), and Anti-Fraud. This person will be responsible for conducting QA reviews across all FWD operating Business Units. This role is critical in ensuring the effectiveness and consistency of FCC controls throughout the insurance business, while driving continuous improvement and maintaining strong compliance with regulatory requirements and internal standards.

The Job

• Support the Compliance Quality Assurance team lead to monitor and review Anti Money Laundering (AML) control to ensure that the company’s operation complies with regulatory and internal requirements.

• Support the team lead to develop the Compliance testing framework.

• Implement, maintain, and enhance a robust QA program to assess the effectiveness of FCC processes across all departments, including but not limited to name screening, customer due diligence (CDD), premium collection, transaction monitoring and data quality in the AML system.

• Support to create comprehensive testing methodologies.

• Prepare QA reports with detailed findings and recommendations within agreed timelines. Follow up on management responses and remedial actions.

• Any ad hoc assignments or tasks that may be delegated from time to time.
  
  

• Degree holder in Computer Science, Business Administration or Information Systems is preferable.

• Minimum 3 years’ working experience in insurance industry.

• Familiar with insurance related legislations and regulatory requirements in Hong Kong and Bermuda.

• Exposure in AML system implementation is an advantage.

• Hands-on experience in conducting AML and review.

• Fluent in written and spoken English & Cantonese.

• Detailed person with strong analytical and research skills.

• Good interpersonal, presentation and communication skills.

• Knowledge in programming such as Python, VBA or SQL is a strong plus.

• Able to work under pressure and meet all deadlines.
  
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Quality Assurance
• Industries Insurance

Referrals increase your chances of interviewing at FWD Insurance by 2x

Kowloon City District, Hong Kong SAR 6 days ago

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Join to apply for the Senior Manager (Quality Assurance), Financial Crime Compliance role at FWD Insurance

1 day ago Be among the first 25 applicants

Join to apply for the Senior Manager (Quality Assurance), Financial Crime Compliance role at FWD Insurance

Get AI-powered advice on this job and more exclusive features.

About FWD Group

FWD Group is a pan-Asian life and health insurance business that serves approximately 30 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience. Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance. FWD Group is listed on the Main Board of The Stock Exchange of Hong Kong Limited under the stock code 1828.

About FWD Group

FWD Group is a pan-Asian life and health insurance business that serves approximately 30 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience. Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance. FWD Group is listed on the Main Board of The Stock Exchange of Hong Kong Limited under the stock code 1828.

For more information, please visit more information about FWD Hong Kong, please visit are seeking a highly experienced and detail-oriented Quality Assurance (QA) Senior Manager to implement the QA framework within our Financial Crime Compliance (FCC) program including but not limited to, Anti-Money Laundering, Sanctions, Anti-Bribery & Corruption (ABC), and Anti-Fraud. This person will be responsible for conducting QA reviews across all FWD operating Business Units. This role is critical in ensuring the effectiveness and consistency of FCC controls throughout the insurance business, while driving continuous improvement and maintaining strong compliance with regulatory requirements and internal standards.

The Job

• Lead the Quality Assurance team to monitor and review Anti Money Laundering (AML) control to ensure that the company’s operation complies with regulatory and internal requirements.

• Oversee the execution of compliance quality assurance tasks.

• Develop the Compliance testing framework.

• Create comprehensive testing methodologies. Implement, maintain, and enhance a robust QA program to assess the effectiveness of FCC processes across all departments, including but not limited to name screening, customer due diligence (CDD), premium collection and transaction monitoring and the data quality in the AML system.

• Prepare QA reports with detailed findings and recommendations within agreed timelines. Follow up on management responses and remedial actions.

• Any ad hoc assignments or tasks that may be delegated from time to time.
  
  

• Degree holder in Computer Science, Business Administration or Information Systems is preferable.

• Minimum 8 years’ working experience with strong business knowledge in insurance industry.

• Familiar with insurance related legislations and regulatory requirements in Hong Kong and Bermuda.

• Exposure in AML system implementation is an advantage.

• Hands-on experience in conducting AML/CFT reviews.

• Fluent in written and spoken English & Cantonese.

• Detailed person with strong analytical and research skills.

• Good interpersonal, presentation and communication skills.

• Strong management skills to deliver top quality solutions and ability to manage successful relationships with stakeholders.

• Proficiency in programming such as Python, VBA or SQL is a strong plus.

• Able to work under pressure and meet all deadlines.

• Able to work independently and to make prompt decisions.
  
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Quality Assurance
• Industries Insurance

Referrals increase your chances of interviewing at FWD Insurance by 2x

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Responsibilities:

1. Provide support on transaction monitoring and report preparation.
2. Assist in conducting AML Compliance review/testing.
3. Assist in implementing the AML policies and procedures to manage financial crime risks.

Minimum Requirements:

1. Degree holder or above in Law, Accounting, Business Administration, or equivalent qualifications at HKQF level 5.
2. Sound knowledge of the relevant laws and regulations pertinent to banking will be an advantage.
3. Good command of written and spoken English and Chinese.
4. Fresh graduates are also welcome.

Join to apply for the Chubb Life HK - Manager, Financial Crime, Compliance role at Chubb Life

Join to apply for the Chubb Life HK - Manager, Financial Crime, Compliance role at Chubb Life

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Job Description

The Manager, Financial Crime is responsible for leading the design, implementation, and ongoing enhancement of the insurer’s Financial Crime Compliance (FCC) program. This includes ensuring the effective management of risks related to anti-money laundering (AML), counter-terrorist financing (CTF), sanctions, anti-bribery and corruption (ABC), fraud, and market conduct. The role supports both preventative and investigative aspects of FCC, including policy development, system and process enhancements, stakeholder engagement, and regulatory reporting.

Job Description

The Manager, Financial Crime is responsible for leading the design, implementation, and ongoing enhancement of the insurer’s Financial Crime Compliance (FCC) program. This includes ensuring the effective management of risks related to anti-money laundering (AML), counter-terrorist financing (CTF), sanctions, anti-bribery and corruption (ABC), fraud, and market conduct. The role supports both preventative and investigative aspects of FCC, including policy development, system and process enhancements, stakeholder engagement, and regulatory reporting.

This position requires close collaboration with stakeholders across business units, operations, distribution, legal, risk, and Group Compliance. Experience in the insurance sector and working with intermediated channels (agents, brokers, partnerships) is highly preferred.

Key Responsibilities

• Program and Policy Development
• Develop, implement, and maintain financial crime compliance policies, procedures, and frameworks in alignment with regulatory requirements and group standards.
• Lead periodic reviews of the FCC framework and recommend improvements based on risk assessments and regulatory changes.
• Due Diligence, Transaction Monitoring and Screening
• Oversee the insurer’s customer due diligence (CDD), enhanced due diligence (EDD), and know-your-customer (KYC) practices.
• Ensure effective name screening, sanctions screening, and politically exposed person (PEP) screening processes are in place.
• Support the design, tuning, and review of transaction monitoring (TM) rules and scenarios relevant to insurance products and channels.
• Review alerts and coordinate filing of Suspicious Transaction Reports (STRs) where required.
• Investigations and Case Management
• Conduct or oversee internal investigations into financial crime incidents, including fraud, bribery, misconduct, and regulatory breaches.
• Work closely with Legal, HR, and other functions on case resolution and ensure proper documentation and escalation.
• Stakeholder Engagement and Advisory
• Act as a key compliance advisor to business units on financial crime risks in new products, distribution arrangements, and intermediary relationships.
• Collaborate with agency, partnership distribution, and operations teams to embed FCC controls across business processes.
• Training and Awareness
• Develop and deliver FCC training to staff, agents, and distribution partners on AML, ABC, fraud risk, and conduct expectations.
• Support the rollout of targeted campaigns to raise awareness on red flags and reporting obligations.
• Regulatory Engagement and Reporting
• Prepare internal and external reports on FCC activities, including updates to senior management, governance committees, and regulators.
• Support interactions with the Insurance Authority (IA), the Joint Financial Intelligence Unit (JFIU), and Group Compliance functions.
• Projects and Systems Enhancement
• Lead or support projects to enhance AML/CFT-related systems, such as screening tools, monitoring platforms, and case management solutions.
• Define business requirements and participate in UAT and implementation with IT and vendors.
  
  

• Bachelor's degree in Law, Risk, Business, or a related field.
• 6–10 years of experience in financial crime compliance, preferably within insurance or financial services.
• Strong working knowledge of Hong Kong AML/CFT regulation
• Experience working with distribution channels such as agents, brokers, and partnerships is preferrable.
• Practical knowledge of screening and monitoring systems and investigation procedures.
• Professional certifications (e.g. CAMS, ICA, CFE) are advantageous.
• Strong interpersonal, stakeholder management, and analytical skills.
• Strong interpersonal skills, objective-driven and results oriented. Able to work independently and together with business units under pressure.

• Seniority level Not Applicable

• Employment type Full-time

• Job function Legal
• Industries Insurance

Referrals increase your chances of interviewing at Chubb Life by 2x

Central & Western District, Hong Kong SAR 2 months ago

Hong Kong, Hong Kong SAR $50,000.00-$0,000.00 3 weeks ago

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Join to apply for the Assistant Manager (Quality Assurance), Financial Crime Compliance role at FWD Insurance

3 days ago Be among the first 25 applicants

Join to apply for the Assistant Manager (Quality Assurance), Financial Crime Compliance role at FWD Insurance

Get AI-powered advice on this job and more exclusive features.

About FWD Group
FWD Group is a pan-Asian life and health insurance business that serves approximately 30 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience. Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance. FWD Group is listed on the Main Board of The Stock Exchange of Hong Kong Limited under the stock code 1828.

About FWD Group
FWD Group is a pan-Asian life and health insurance business that serves approximately 30 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience. Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance. FWD Group is listed on the Main Board of The Stock Exchange of Hong Kong Limited under the stock code 1828.
For more information, please visit more information about FWD Hong Kong, please visit are seeking a highly experienced and detail-oriented Quality Assurance (QA) Manager to implement the QA framework within our Financial Crime Compliance (FCC) program including but not limited to, Anti-Money Laundering, Sanctions, Anti-Bribery & Corruption (ABC), and Anti-Fraud. This person will be responsible for conducting QA reviews across all FWD operating Business Units. This role is critical in ensuring the effectiveness and consistency of FCC controls throughout the insurance business, while driving continuous improvement and maintaining strong compliance with regulatory requirements and internal standards.
The Job

• Support the Compliance Quality Assurance team lead to monitor and review Anti Money Laundering (AML) control to ensure that the company’s operation complies with regulatory and internal requirements.

• Support the team lead to develop the Compliance testing framework.

• Implement, maintain, and enhance a robust QA program to assess the effectiveness of FCC processes across all departments, including but not limited to name screening, customer due diligence (CDD), premium collection, transaction monitoring and data quality in the AML system.

• Support to create comprehensive testing methodologies.

• Prepare QA reports with detailed findings and recommendations within agreed timelines. Follow up on management responses and remedial actions.

• Any ad hoc assignments or tasks that may be delegated from time to time.
  

• Degree holder in Computer Science, Business Administration or Information Systems is preferable.

• Minimum 3 years’ working experience in insurance industry.

• Familiar with insurance related legislations and regulatory requirements in Hong Kong and Bermuda.

• Exposure in AML system implementation is an advantage.

• Hands-on experience in conducting AML and review.

• Fluent in written and spoken English & Cantonese.

• Detailed person with strong analytical and research skills.

• Good interpersonal, presentation and communication skills.

• Knowledge in programming such as Python, VBA or SQL is a strong plus.

• Able to work under pressure and meet all deadlines.
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Quality Assurance
• Industries Insurance

Referrals increase your chances of interviewing at FWD Insurance by 2x

Kowloon City District, Hong Kong SAR 6 days ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Responsibilities:

• Provide support on transaction monitoring and report preparation.
• Assist in conducting AML Compliance review/testing.
• Assist in implementing the AML policies and procedures to manage financial crime risks.

Minimum Requirements:

• Degree holder or above in Law, Accounting, Business Administration, or equivalent qualifications at HKQF level 5.
• Sound knowledge of the relevant laws and regulations pertinent to banking will be an advantage.
• Good command of written and spoken English and Chinese.
• Fresh graduates are also welcome.