What Jobs are available for Financial Consulting in Hong Kong?
Showing 33 Financial Consulting jobs in Hong Kong
Cybersecurity Specialist, Financial Services Consulting
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Why join us
Forvis Mazars is a leader in audit, tax and advisory services worldwide, operating across 100+ countries and territories. Join us to grow your career through global opportunities, diverse projects, and continuous learning. Belong to a supportive environment where your unique perspective is valued, and success comes from teamwork. Impact with your bold ideas and help drive us forward.
As the financial services consulting team in Hong Kong, we provide integrated solutions to financial institutions to help them anticipating change in a complex and volatile environment and meeting challenges of increasingly stringent regulations. We are seeking a Cybersecurity Specialist who is passionate about cybersecurity within the financial services sector. Working with our financial services clients you will gain significant exposure to clients operating in complex environments. With the support of partners, directors, and managers, you will be expected to support to an increasing in demand for our FS consulting services.
What You Can Expect
In your role as a Cybersecurity Specialist, you will:
- Provide expert advice on security frameworks and best practices. Develop and implement cybersecurity strategies tailored to financial institutes and collaborate with clients to enhance their cyber security posture and compliance with regulations.
- Conduct risk assessments, vulnerability analyses, penetration testing and/or attack simulation to identify potential threats.
- Monitor and respond to security incidents, ensuring rapid remediation.
- Stay updated on emerging threats, technologies, and regulatory changes. Conduct training and awareness programs for clients and internal teams.
- Prepare and present reports on cyber security status and improvements.
- Conduct detailed penetration tests and vulnerability assessments across various IT systems within financial institutions, including but not limited to systems handling virtual assets.
- Develop security testing plans that are tailored not only to traditional financial systems but also to emerging technologies associated with virtual assets, such as blockchain.
- Collaborate with clients to assess and enhance their cybersecurity measures, with a particular focus on technologies involved in the management and transaction of virtual assets.
- Perform IT and security assessments based on regulatory requirements from bodies such as HKMA, SFC etc., ensuring compliance while addressing specific security concerns.
- Engage directly with client stakeholders, providing clear communication regarding security vulnerabilities, implications, and strategic recommendations.
- Maintain up-to-date knowledge of the latest cybersecurity threats, regulatory changes, and advancements in technology impacting both traditional financial services and the virtual assets sector.
Who We Are Looking For
- A bachelor's degree in Information Systems, Computer Science, Engineering, or a related field.
- 2-5 years of experience in cybersecurity, advantage with specific expertise in penetration testing and/ or simulation attacks. Candidate with more experiences will be considered for a senior role.
- Experience with Big4 or similar consulting firms. Experience in virtual assets, blockchain technology, or related fields is highly preferred.
- Relevant industry certification such as CISM, CISSP. Additional certifications in cybersecurity or blockchain technology, such as OSCP, OSCE, OSEE, GPEN, CREST, are advantageous.
- Demonstrated ability to think analytically and solve complex problems.
- Excellent interpersonal and communication skills, capable of engaging effectively with both technical and non-technical stakeholders.
- Proficiency in English; fluency in Cantonese and Putonghua is highly preferred.
- Advanced skills in report writing and the creation of professional, insightful presentations and reports.
- Familiar with security standard references such as OWASP, SANS, NIST.
- Knowledge and experience of security testing methods and techniques, including network, operating system and application system configuration review and internal/external penetration testing.
- Knowledge and experience in web and mobile application security review and testing are desirable.
What we offer
We recognise that rewards are important to you. On top of the basic salary you will be receiving, we offer a range of staff caring benefits and policies including medical and dental insurance, life insurance, a 5-day working week, discretionary performance bonus, birthday leave, and marriage leave. Please apply with a detailed resume, contact numbers, current salary, expected salary, and availability in strict confidence.
All applications received will be used strictly for selection purpose only.
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Manager / Senior Manager, Financial Services Consulting
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Why join us
Forvis Mazars is a leader in audit, tax and advisory services worldwide, operating across 100+ countries and territories. Join us togrowyour career through global opportunities, diverse projects, and continuous learning. Belong to a supportive environment where your unique perspective is valued, and success comes from teamwork. Impact with your bold ideas and help drive us forward.
As the financial services consulting team in Hong Kong, we provide integrated solutions to financial institutions to help them anticipating change in a complex and volatile environment and meeting challenges of increasingly stringent regulations. We are currently looking for individuals who are keen in developing a career in banking and capital markets, asset management and insurance consulting. Working with our financial services clients you will gain significant exposure to clients operating in complex environments. With the support of partners, directors, and managers, you will be expected to support to an increasing in demand for our FS consulting services.
What you can expect
As a Manager/ Sr. Manager, you will lead a client-centric advisory team in financial services industry, and your opportunities and exposures include but not limited to:
- Support the development on consulting engagement plans and project approaches, analyse client's current business processes and understanding the risk management environment for financial institutions
- Support the planning, execution and delivery of consulting engagements covering regulatory, operational and IT advisory with FS clients in areas such as client onboarding, KYC, AML, system architecture/ pre- or post-implementation, reviews; IT regulatory & licensing reviews (e.g. cybersecurity requirements on C-RAF and iCAST requirements, IS guideline, MCRA membership application, etc.)
- Utilise your skills in the areas of structured problem solving, business analysis, analytics, design thinking and lean process improvement to help our FS clients drive profitability and performance through their business operations
- Use of technology and data including FinTech/ RegTech/ InsuTech innovation with respect to financial institutions to promote innovation and achieve regulatory compliance
- Support change management including the revision or formulation of new policies, systems and controls aligned with regulatory requirements and regulators' expectations
- Plan, execute and communicate with engagement stakeholders of the financial institutions
- Identify current and emerging trends of regulatory requirements for the financial services sector in Hong Kong, Singapore, Mainland China and other Asian markets and global regulatory expectations
Who we are looking for
- University degree majoring in Finance, Accounting, Business, Legal, Information Systems, Computer Science/ Engineering or related subjects
- Minimum 4-5 years' experience gained in professional services firms, commercial banks or other financial institute experience will be an advantage
- Demonstrate good analytical, problem solving and presentation skills. Flexible, self-starter possessing intellectual curiosity. Effective time and project management with excellent interpersonal skills.
- Keen on career development on any of the following areas: financial services regulatory consulting, compliance, governance and internal controls, risk management, operational / technology risk management, business & system processes review, internal audit, cyber-security and business consulting
Interested in gaining experience in any of the following industries:
Banking and capital markets (client on-boarding / KYC / AML / investment product suitability and other regulatory compliance, front office activities in products / sales channels, middle and/or back office control, operational / technology risk management – commercial banking, private banking, investment banking)
- Asset management (distribution channels, controls and processes – prime brokerage, fund administration, fund management (retail, institutional, and/or real estate / private equity, etc.)
- Digital asset management/ trading (Cybersecurity, custodian management, licensing requirements)
- Insurance (underwriting, claims, reserving, Solvency II, policy administration systems – general or life insurance)
- Payment industry (Cybersecurity, settlement and clearing)
- Ability to identify and assess business process controls and linkage to IT systems
- Basic understanding of banking products and trade life-cycle
- Basic knowledge in banking and securities laws, rules and regulations and operations as well as different products and services offered by financial institutions
- Excellent communication skills in English and Chinese (Cantonese and Mandarin)
- Advanced report writing skills in English and Chinese, with the ability to create and organise varying forms of business information while developing it into cohesive, meaningful, professional reports and presentations
What we offer
We recognise that rewards are important to you. On top of the basic salary you will be receiving, we offer a range of staff caring benefits and policies including medical and dental insurance, life insurance, a 5-day working week, discretionary performance bonus, birthday leave and marriage leave. Please apply with detailed resume, contact numbers, current salary, expected salary and availability in strict confidence.
All applications received will be used strictly for selection purpose only.
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Financial Planning Analysis
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This role will serve as a key business partner to department heads, providing critical financial insights and analysis to support the formulation of sound financial and operational decisions. Responsible for budgeting, forecasting, long-range planning, management reporting, and variance analysis, the role requires translating data into actionable decision references to support the company in achieving its growth and profitability goals.
Key Responsibilities1. Planning & Forecasting
- Collaborate with department heads to advance the annual budgeting process and quarterly forecasting work, and participate in cross-departmental coordination and communication.
- Develop and maintain basic financial models to provide data support for strategic initiatives, scenario planning, and new business opportunities.
2. Management Reporting & Analysis
- Create dashboards and data visualizations to clearly convey core financial information to stakeholders without a financial background.
- Prepare and promptly distribute monthly, quarterly, and annual management reports, and clearly explain variances between budget, forecast, and prior-year data.
- Analyze key performance indicators (KPIs), financial trends, and operational metrics to assist in identifying potential risks and opportunities.
3. Financial System Support for Business
- Assist in designing or maintaining Enterprise Resource Planning (ERP) and financial systems tailored to economics, covering: Revenue tracking; Cost allocation; Hashpower sales.
- Support the integration of wallet systems and exchange data feeds to facilitate real-time synchronization of financial data. Assist in implementing dynamic cost accounting and participate in the optimization of relevant processes.
- Support the development of real-time dashboards for the Chief Financial Officer (CFO) and executive team, and organize data such as hashpower revenue, power efficiency, and profit and loss statements.
4. Tax Compliance
- Assist in formulating tax planning strategies to help reduce the company's tax burden while ensuring compliance with applicable laws and regulations.
- Identify tax-saving opportunities and propose preliminary recommendations, such as the application of tax-optimized transaction structures, tax credits, and preferential policies.
- Assist in preparing and filing local tax returns (including but not limited to corporate income tax returns) to ensure accuracy and timely submission.
- Bachelor's degree in Finance, Accounting, Economics, or a related field.
- Minimum of 3-4 years of experience in the accounting field, with relevant experience in general ledger accounting, financial reporting, or financial planning & analysis (FP&A).
- Basic analytical and problem-solving skills, with the ability to interpret financial data and provide basic reference insights.
- Basic understanding of the Web 3.0 industry or willingness to learn proactively, along with an open work attitude.
- Proficiency in financial modeling and Excel operations (pivot tables, lookup functions, common formulas).
- Ability to handle multiple tasks in a fast-paced environment and possess basic priority management skills.
- Priority will be given to candidates with experience in using ERP systems (e.g., NetSuite, SAP, Oracle) or FP&A software (e.g., Adaptive Insights, Hyperion, Anaplan).
- Priority will be given to candidates holding professional qualifications such as Chartered Financial Analyst (CFA), Certified Management Accountant (CMA), or Certified Public Accountant (CPA).
该岗位将作为部门负责人的重要业务伙伴,提供关键财务洞见与分析,辅助制定合理的财务及运营决策。该岗位负责预算编制、预测、长期规划、管理报告及差异分析工作,需能将数据转化为可落地的决策参考,支持公司达成增长及盈利目标。
核心职责一、规划与预测
配合部门负责人推进年度预算编制流程及季度预测工作,参与跨部门协同沟通。搭建并维护基础财务模型,为战略举措、情景规划及新业务机会提供数据支持。
二、管理报告与分析
- 制作仪表盘及数据可视化内容,向非财务背景相关方清晰传递核心财务信息。
- 编制并及时分发月度、季度及年度管理报告,对预算、预测与上年数据的差异进行清晰说明。
- 分析关键绩效指标(KPI)、财务趋势及运营指标,协助识别潜在风险与机遇。
三、财务系统支持
- 协助设计或维护符合经济特性的企业资源计划(ERP)及财务系统,涉及:
- 收入追踪;成本分摊;算力销售。配合完成钱包系统及交易所数据馈送的整合,助力财务数据实时同步。协助实施动态成本核算,参与相关流程优化。
- 支持为首席财务官(CFO)及高管团队搭建实时仪表盘,整理算力收入、电力效率、利润表等数据。
四、税务合规
- 协助制定税务规划策略,在符合相关法律法规的前提下,助力降低公司税务负担。
- 发掘节税机会并提出初步建议,如税务优化的交易结构、税收抵免与优惠政策的应用等。
- 协助编制并申报地方税纳税申报表(包括但不限于企业所得税申报表),确保数据准确、按时提交。
- 拥有金融学、会计学、经济学或相关专业学士学位。
- 至少 3-4 年会计领域工作经验,具备总账会计、财务报告或财务规划与分析相关经验。
- 具备基础分析与问题解决能力,能够解读财务数据并提供基础参考洞见。
- 对 Web 3.0 行业有初步了解或愿意主动学习,具备开放的工作态度。
- 熟练掌握财务建模及 Excel 操作(数据透视表、查找函数、常用公式)。
- 能够在快节奏环境中处理多项任务,具备基础的优先级管理能力。
- 有 ERP 系统(如 NetSuite、SAP、Oracle)或 FP&A 软件(如 Adaptive Insights、Hyperion、Anaplan)使用经验者优先。
- 持有特许金融分析师(CFA)、注册管理会计师(CMA)或注册会计师(CPA)等专业资格证书者优先。
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Consulting - Financial Services - Finance - Senior Consultant - Hong Kong
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FS Consulting – Business Consulting – Finance – Senior Consultant – Hong Kong
At EY, we're all in to shape your future with confidence.
We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.
Join EY and help to build a better working world.
The opportunity
The Finance Team works with clients to enhance the efficiency and effectiveness of their internal finance and accounting systems and processes. Finance team is designed to improve the performance of clients' finance and actuarial organizations and their businesses. We help organizations to achieve strategic alignment of their finance and actuarial organizations, help implement service and cost improvement initiatives and embed a performance management process and culture that unites the business around its core objectives.
Your key responsibilities
:
- Provide recommendations to our clients on improvements to the financial statement close process, contributing to the design and delivery of Target Operating Model
- Delivery of controls and process uplift and improvement through rationalisation, improvement and automation
- Data mapping and analysis to support finance process and controls improvements
- Assist in developing automated accounting and financial reporting solutions to suit the ambition and needs of our clients financial reporting teams to support the preparation of their financial and management reporting
- Support testing activities for finance systems (SIT/UAT/E2E) and assist with issue resolution and documentation
- Collaborate with cross-border teams and communicate effectively with key stakeholders to ensure project success
Skills and attributes for success
- Strong client service orientation and excellent communication skills
- Good understanding of accounting and financial reporting processes within the financial services industry
- Experience in IFRS 17 implementation, reporting or audit is preferred
- Knowledge of SOX requirements and robust ICFR frameworks
- Knowledge of financial reporting tools (e.g. Workiva, Alteryx) and/or general ledger ad sub-ledger (e.g. SAP, SAS, Aptitude, Oracle) a plus
- Strong problem-solving, analytical, and project-management skills
- Self-starter with proactive mindset and ability to work independently
To qualify for the role, you must have
- Bachelor's degree in accounting, finance, or related discipline. Professional accounting qualification preferred.
- Minimum of 3 years' experience in audit or finance, where the experience of working for Big4 firms and/or financial sector (banking and/or insurance) is preferred
- Good comprehensive understanding of the Finance function
- Able to communicate with seasoned Finance professionals of EY clients confidently
- Good understanding of IFRS 17/ LDTI is desired
- Excellent command of spoken and written English, Cantonese and Mandarin is preferred
What we look for
- Self-starter with proactive attitude to work
- Strong multiple task ability
- Very good communication skills, can maintain good relationship with both clients and team members
What we offer you
At EY, we'll develop you with future-focused skills and equip you with world-class experiences.
We'll empower you in a flexible environment, and fuel you and your extraordinary talents in a diverse and inclusive culture of globally connected teams. Learn
more
.
Are you ready to shape your future with confidence? Apply today.
To help create an equitable and inclusive experience during the recruitment process, please inform us as soon as possible about any disability-related adjustments or accommodations you may need.
EY | Building a better working world
EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.
Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.
EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories.
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AVP/SM - Financial Planning & Analysis (Macau based)
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PRIMARY RESPONSIBILITIES:
• Lead weekly/monthly/quarterly planning and forecasting submissions as well assist in coordinating key planning cycles – Long Range Plan, Operating Plan, and key estimates on volume and seasonality;
• Lead the planned implementation of financial reporting and budgeting system.
• Ability to develop and maintain complex financial models, including NPV, ROI, scenarios analysis.
• Analyze Budget/Forecast variances to Actual and review with management team
• Provide management with insights into drivers of financial forecast, risks, and opportunities;
• Audit and review of financial models to ensure they are both accurate and updated to reflect changing business needs
• Additional responsibilities include ensuring that the various reporting systems and source data are accurate and reconciled
•assist in the development and implementation of tools, systems, and processes to support the successful completion of timely and accurate forecasts. An understanding of accounting theory and practice (e.g. basic revenue recognition rules, company capitalization policies and proper expense timing) is required.
• Assist with various management presentations.
REQUIREMENTS:
• 8-10 years of financial analysis experience in a high growth fast pace environment with demonstrated career advancement
• Analytical background working directly in an FP&A environment modeling bookings, revenue, costs and expenses preferably for consumer mobile/consumer internet business, consulting or advisory background will also be considered
• Ability to build finance-focused dashboards in Power BI, leveraging Python and SQL for data preparation and analysis. Experience working with structured economic datasets or proprietary databases
•Executive Communication & Visual Storytelling: Strong ability to design and build impactful PowerPoint presentations that convey complex information through clear, compelling visual narratives. Skilled in tailoring messages for senior management audiences, with a focus on clarity, strategic insight, and executive-level relevance
• Resume must reflect ability for critical thinking demonstrated by examples of specific projects and related outcomes
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Manager / AVP, Cost management (Financial Budgeting & Analysis)
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Main Responsibilities -
- Exam financial applications, prepare points to approve the cases from divisions, compile strategies and measures to cost management for the Bank and divisions, monitor the progress
- Conduct the fixed asset analysis and management
- Prepare reports for senior management, Head Office and Board of Directors
- Develop, maintain and review the cost to benefit of new business initiatives / products / marketing campaigns / sales incentive schemes
- Enhance the process and workflow
- Participate in ad-hoc assignments
Requirements -
- University degree in Accounting, Finance, Business or related disciplines, preferably with a recognized professional accounting qualification
- Minimum of 3 - 5 years' experience in cost management /financial planning and budgeting / management reporting, preferably with exposure to banking industry
- Proficiency in spoken and written Chinese and English, fluency in Putonghua an advantage
- Self-motivated and able to work under pressure
- Good communication, interpersonal and analytical skills
- Proficiency in application software including Excel, PowerPoint and Word
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Financial Planning and Analysis Manager
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Our Client is one successful brand in the retail market serving millions of customers every day. A need has arisen to hire a Financial Planning & Analysis Manager to join the team.
Reporting to the Finance Director, he/she needs to work closely with senior management to increase efficiency and profitability by assisting with the formulation of both the medium and long-term financial plan; and analyses data and understands the financial performance and position of the brand in order to perform variance analysis and identify key causes of business variances for performance measurement. He/she also plays a critical role in managing the FP&A function across processes, reporting needs, and elevating the existing FP&A business partnering capabilities. As a business partner, he/she is expected in delivering objectives as well as partnering with various business unit leaders on critical financial measurements including business reviews preparation, industry and market trends and analysis.
This is an exciting opportunity to work in a highly successful group with potential to grow further. You should be a degree holder with at least 10 years of FP&A experience gained from retail industry. Excellent commercial sense is essential together with the ability to work with people at different level. Strong leadership and negotiation skills are also required in order to be successful in this role.
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Financial Planning and Analysis Head
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As a crucial member in the Financial Control Department, the Financial Planning and Analysis (FP&A) Head is the finance business partner who supports our business units in fact-based decision making, and financial insights.
The role will oversee management reporting, planning, forecasting, risk & opportunities, KPI development and tracking, variance analysis etc. for our media and telecommunications operations, and corporate functions.
The Financial Planning and Analysis Head will lead a small team and report to the Chief Financial Officer.
Responsibilities:
- Develop and manage comprehensive financial plans, budgets, and forecasts for media and telecommunications operations, incorporating revenue streams from subscriptions, advertising, and network services.
- Lead variance analysis, KPI tracking, and scenario modeling to identify opportunities and risks in areas such as Telco B2C & B2B, content production, network investments, and regulatory compliance.
- Actively involved in liaising with business units and senior management in monthly forecasting, annual budget and risks & opportunities.
- Provide strategic financial insights to senior management on business solutions within the media and telecommunications ecosystem.
- Oversee the preparation of monthly, quarterly, and annual financial reports, ensuring accuracy and timely delivery to stakeholders.
- Support business on special projects and strategic initiatives with financial modeling, business cases, and presentation decks.
- Collaborate with cross-functional teams, including operations, sales, marketing and legal & regulatory, to align financial strategies with business objectives.
- Support implementation of NetSuite and Data Warehouse for reporting. Drive process improvements and implement advanced financial tools to enhance efficiency and facilitate data-driven decision-making.
Requirement:
- Bachelor's degree in Finance, Accounting, Business Administration, or a related business field.
- Chartered Accountant qualification (e.g., CPA, ACCA, or equivalent) is essential.)
- Minimum of 8-10 years of professional experience in FP&A, with at least 3 years in a managerial role, preferably within the telecommunications, media, or technology sectors.
- Proven track record in leading small teams and delivering high-impact financial analysis in a dynamic environment.
- Strong proficiency in financial modeling, Excel, and ERP systems e.g. Oracle is a plus.
- Detail-oriented, strong analytical skills, sensitive to numbers and be able to read behind the numbers.
- Excellent problem-solving, and communication skills, with the ability to present complex financial data to non-finance stakeholders.
- Ability to multi-task within a high-pressure environment while meeting strict deadlines.
- Ability to influence change and drive results in a collaborative manner.
- Fluency in both written and spoken English and Chinese.
We offer competitive remuneration packages and career development opportunities. Please visit our website for company details and other vacancies information.
Your application may be forwarded to any affiliate companies and successful applicant may be seconded to work at any office as assigned. The information received will be used for consideration of employment only and all personal data supplied will be destroyed within 3 months. We are an equal opportunity employer.
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Consulting - Financial Services - Cyber Security - Cyber Governance - Senior Consultant - Hong Kong
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Consulting - Financial Services - Cyber Security - Cyber Governance - Senior Consultant - Hong Kong
Cyber threats, social media, massive data storage, privacy requirements and continuity of the service as usual require heavy information security measures. As a cyber security professional, you will help lead the implementation of cyber security and data privacy programme for EY clients and support the clients in their desire to protect the business. You will belong to an international connected team of professionals helping EY clients with their most complex information security needs and contributing toward their business resilience.
The opportunity
We will support you with career-long training and coaching to develop your skills. as the global EY network is a leading service provider in this space, you will be working with the leading collaborative environment. So whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.
Responsibilities, Qualifications, Certifications
- Participate in Cyber Security engagements with a focus on regulatory-based security assessment, implementation of data protection programme and responsible for the day to day running of the engagements
- Work effectively as a team member, sharing responsibility, providing support, maintaining communication and updating senior team members on progress
- Help prepare reports and schedules that will be delivered to clients and other parties
- Develop and maintain productive working relationships with client personnel
- Build strong internal relationships within EY Consulting Services and with other service lines across the organization
Skills and attributes for success
As a Senior Associate in the Cyber Security Team, you will contribute technically to client engagements and services development activities. An important part of your role will be to actively establish, maintain and strengthen client's relationships. You will also identify potential business opportunities for the EY organization within existing engagements and escalate these as appropriate. Similarly, you will anticipate and identify risks within engagements and share any issues with senior members of the team.
In line with EY commitment to quality, you will confirm that work is of high quality and is reviewed by the next-level reviewer. As an influential member of the team, you will help to create a positive learning culture, coach and counsel junior team members and help them to develop.
To qualify for the role you must have
- A broad understanding on the regulatory environment of financial services industry
- In-depth knowledge in operationalizing the regulatory requirements, security standards and data protection requirements
- Knowledge in IT governance, audit and internal control principles
- Experience in designing and operating cyber security risk and management framework, policies, standards, procedures, with the use of NIST, ISO27001, CoBIT as well as other internationally recognized cyber security standards
- Experience in the implementation of GRC platform and data privacy management platform
- Experience in the design, implementation and operation of data privacy governance programme
Ideally, you'll also have
- A bachelor's degree in any discipline, with bachelor's degree in computer science, information technology, information systems, engineering, or related disciplines as a plus
- Strong inter-personal skills and able to interact effectively with both management and clients
- Excellent analytical, organizational and leadership ability
- Good command of written and spoken English. Mandarin will be a plus
- Related qualifications and/or industry certifications such as CISA, CISM, CISSP, CIPM, CIPP, CIPT or equivalent.
What we offer
- Continuous learning:
You'll develop the mindset and skills to navigate whatever comes next. - Success as defined by you:
We'll provide the tools and flexibility, so you can make a meaningful impact, your way. - Transformative leadership:
We'll give you the insights, coaching and confidence to be the leader the world needs. - Diverse and inclusive culture:
You'll be embraced for who you are and empowered to use your voice to help others find theirs.
If you can demonstrate that you meet the criteria above, please contact us as soon as possible.
Join us in building a better working world.
Apply now.
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FSO - Risk Consulting - Financial Risk Management (FSRM) - All Levels - Hong Kong
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The opportunity
With the growth of private banking in Hong Kong, we are building on our existing strengths to drive further business growth and deliver greater benefit to our clients. We're looking for an experienced and confident private banking regulatory compliance risk executive to join our Financial Services Risk Management (FSRM) team who can deliver expert regulatory risk advice, manage projects, deal assuredly with clients and regulators and build business opportunities.
Join our Business Consulting FSRM team within FSO and you will provide a highly integrated broad array of risk management services to capital market participants within global banking, capital markets and asset management. FSRM products and services include Anti-Money Laundering, regulatory compliance, operational risk and enterprise risk, prudential supervision, bank holding company reporting, credit risk/capital adequacy liquidity risk, market risk and financial crime compliance consulting services.
With so many offerings, you have the opportunity to develop your career through a broad scope of engagements, mentoring and formal learning. That's how we develop outstanding top people who team to deliver on our promises to all of our stakeholders, and in so doing, play a critical role in building a better working world for our people, for our clients and for our communities. Sound interesting? Well this is just the beginning. Because whenever you join, however long you stay, the exceptional EY experience lasts a lifetime.
Wide breadth of services of FSRM including, but not limited to:
- Undertaking risk management advice, remediation and transformation
- Conducting risk management framework design and operational effectiveness
- Regulatory and compliance consulting
- Enterprise risk and controls consulting
- Professional risk support for consulting, internal and external audit services
- Future operating models
- Responding to regulatory criticism and regulatory preparedness
- Providing guidance on current and emerging control practices
- Advising clients on risk culture, conduct and accountability regimes and practices
- Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support
Your Key Responsibilities
Manage EY projects with respect to:
- Substantive matters of current and emerging HKMA, SFC, and global regulatory expectations regarding key private banking compliance issues such as client onboarding, investor protection, licensing including cross-border compliance, suitability, sales practices, new product processes and product development
- Structure and function of private banking compliance roles and responsibilities and business models
- Use of technology and data including fintech and regtech innovation with respect to private banking
- Advice and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findings
- Regulatory issue remediation
- Regulatory change management including planning and communication with regulators
- Support mock exam reviews, policy development and drafting assistance with relationship management between regulators and financial institutions
- Compliance framework – understanding of core compliance functions: risk assessment, policy management, testing, monitoring and surveillance and reporting etc
- Support the revision or formulation of new policies and controls aligned with regulatory and compliance guidelines and requirements
To qualify for the role you must have
- A university degree majoring in accounting, information systems, business or legal related subjects
- At least 2+ years of solid experience in banks, regulators or reputable international accounting/big4 consulting firms with in-depth knowledge of regulatory compliance and risk management in private banking. Candidates with lesser experience will be considered at Staff Associate Level
- Practical experience of private banks' internal controls, regulatory compliance, risk governance and related operational knowledge
- Familiarity with the regulatory environment of Hong Kong with experience in liaising with HKMA and SFC. Experience in the Mainland Chinese market or of market entry issues there would be an advantage
- Good knowledge of banking and securities regulations and business operations as well as different private banking products and services
- Good command of both written and spoken English
- Ability to interact with executive levels of clients, regulators and EY management
- Good influencing skills and stakeholder relationship management skills, advanced conflict management/resolution skills and project coordination experience
- Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into clear, meaningful, professional reports and presentations
What Working At EY Offers
- Support, coaching and feedback from some of the most engaging colleagues around
- A variety of roles and client experiences, you will have the opportunity to work on multiple client projects solving complex problems across financial services
- Opportunities to develop new skills and progress your career
- The freedom and flexibility to handle your role in a way that's right for you
If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.
Join us in building a better working world.
Apply now.
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