142 Governance Risk Compliance jobs in Hong Kong

Consultant/Senior Consultant, Governance, Risk & Compliance Services (FS focused), Risk Consulting

KPMG China

Posted 10 days ago

Job Viewed

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Job Description

Join to apply for the Consultant/Senior Consultant, Governance, Risk & Compliance Services (FS focused), Risk Consulting role at KPMG China .

KPMG China offers multidisciplinary services from audit and tax to advisory, focusing on client needs and industry expertise. We are committed to delivering high-quality services and being responsible corporate citizens positively impacting the environment and community. At KPMG, you will turn insights into action, revealing opportunities for teams, clients, and the world.

Service Line Overview

Our Consulting practice integrates strategy and implementation, providing comprehensive solutions. Our dynamic team in Hong Kong and China possesses broad sector knowledge and a passion for success. We have grown significantly, offering leading governance, risk, and compliance advisory services to help clients focus on their core activities. Our environment fosters professional growth with diverse, engaging assignments, allowing insight into various business aspects from strategy to operational processes.

Key Responsibilities
  • Perform governance, internal control, internal audit, compliance reviews, and risk assessments for insurance clients.
  • Assist in recommending process improvements to enhance efficiency, scalability, or risk mitigation.
  • Advise clients on regulatory and business issues such as climate risk, accounting changes, and ESG.
  • Support project planning, scheduling, coordination, and reporting.
  • Identify control and performance improvement opportunities; communicate findings effectively.
  • Collaborate with project teams and assist engagement management to meet objectives.
  • Create impactful reports and presentations for client executives.
  • Support business development and proposal development efforts.
  • Lead and supervise a team of 2-3 professionals, overseeing training and development.
Experience & Background
  • Bachelor’s degree in a relevant field from an accredited university.
  • At least 3 years of relevant experience, with expertise in governance, risk management, internal controls, internal audit, business processes, or compliance, preferably in the insurance sector.
  • Qualified HKICPA, ACCA, AICPA, CIA, or equivalent.
  • Excellent presentation, report writing, and communication skills in English and Chinese (Mandarin advantageous).
  • Strong interpersonal and influencing skills.
  • Experience managing complex, cross-border projects in a dynamic environment is a plus.
  • Ability to adapt and succeed in fast-paced settings.
About KPMG

We are committed to diversity and inclusion, fostering an equitable workplace. We emphasize ESG principles, empowering our people to be agents of positive change, and helping clients achieve their ESG goals. Learn more about our ESG initiatives through our Impact Plan, focusing on Governance, People, Planet, and Prosperity.

We welcome all qualified candidates to apply and encourage you to bring your authentic self to work. Visit our website for more information.

#J-18808-Ljbffr
This advertiser has chosen not to accept applicants from your region.

Manager/Associate Director, Governance, Risk & Compliance Services (FS focused), Risk Consulting

KPMG China

Posted 10 days ago

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Job Description

Join to apply for the Manager/Associate Director, Governance, Risk & Compliance Services (FS focused), Risk Consulting role at KPMG China .

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KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients’ needs and their industries. We are committed to delivering high-quality services and becoming a responsible corporate citizen. At KPMG, you’ll translate insights into action and reveal opportunities for all—our teams, our clients, and our world.

Service Line Overview

KPMG’s Risk Consulting group addresses clients’ strategic and operational challenges, focusing on key risk areas related to strategy, operations, finance, and compliance.

Our Governance Risk Advisory Services provide leading-edge services on risk, regulation, governance, and compliance, enabling clients to better serve their stakeholders and communities.

We offer diverse professional experiences and career paths, allowing you to develop insights into various aspects of a client’s business, from strategy and governance to financial and operational processes. Our multidisciplinary environment ensures no two assignments are the same.

Key Responsibilities
  • Provide advisory and assurance services over prudential and regulatory reporting, governance, and controls
  • Offer technical advice on capital and liquidity regulatory reporting requirements
  • Assist in client opportunities and build internal and external relationships
  • Perform high-quality consulting projects and identify performance improvements
  • Manage multiple, complex engagements
  • Supervise and manage staff performance on engagements
  • Maintain up-to-date knowledge of auditing, risk management, corporate governance, and regulatory developments
Experience & Background
  • 5-10 years of experience in Financial Services (Banking, Capital Markets, Wealth & Asset Management, Insurance)
  • Knowledge in internal audit, process improvement, governance, controls, ERM, compliance, or supply chain
  • Expertise in prudential regulatory reporting areas such as liquidity, interest rate risk, FX risk, capital, or market risk
  • Strong analytical, problem-solving, and client service skills
  • Excellent communication and interpersonal skills
  • Proficiency in English; bilingual in Chinese preferred
  • Experience handling complex, cross-border projects is advantageous
  • Qualified ACCA, HKICPA, CIA, or equivalent
About KPMG

We are committed to diversity and inclusion, fostering an inclusive workplace for personal and professional growth. We focus on ESG initiatives to make a positive impact on society and the environment. We welcome all qualified candidates to apply and explore opportunities with us. For more information, visit our website.

All personal information provided will be used solely for recruitment purposes, in accordance with our Privacy Statement. During the process, your data may be stored on third-party platforms.

If you have questions, contact KPMG China’s HR personnel in your application location.

Additional Details
  • Seniority level: Mid-Senior level
  • Employment type: Full-time
  • Job function: Finance and Sales
  • Industries: Professional Services

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Manager/Associate Director, Governance, Risk & Compliance Services (FS focused), Risk Consulting

Hong Kong, Hong Kong KPMG China

Posted 3 days ago

Job Viewed

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Job Description

Join to apply for the Manager/Associate Director, Governance, Risk & Compliance Services (FS focused), Risk Consulting role at KPMG China .

Get AI-powered advice on this job and more exclusive features.

KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients’ needs and their industries. We are committed to delivering high-quality services and becoming a responsible corporate citizen. At KPMG, you’ll translate insights into action and reveal opportunities for all—our teams, our clients, and our world.

Service Line Overview

KPMG’s Risk Consulting group addresses clients’ strategic and operational challenges, focusing on key risk areas related to strategy, operations, finance, and compliance.

Our Governance Risk Advisory Services provide leading-edge services on risk, regulation, governance, and compliance, enabling clients to better serve their stakeholders and communities.

We offer diverse professional experiences and career paths, allowing you to develop insights into various aspects of a client’s business, from strategy and governance to financial and operational processes. Our multidisciplinary environment ensures no two assignments are the same.

Key Responsibilities
  • Provide advisory and assurance services over prudential and regulatory reporting, governance, and controls
  • Offer technical advice on capital and liquidity regulatory reporting requirements
  • Assist in client opportunities and build internal and external relationships
  • Perform high-quality consulting projects and identify performance improvements
  • Manage multiple, complex engagements
  • Supervise and manage staff performance on engagements
  • Maintain up-to-date knowledge of auditing, risk management, corporate governance, and regulatory developments
Experience & Background
  • 5-10 years of experience in Financial Services (Banking, Capital Markets, Wealth & Asset Management, Insurance)
  • Knowledge in internal audit, process improvement, governance, controls, ERM, compliance, or supply chain
  • Expertise in prudential regulatory reporting areas such as liquidity, interest rate risk, FX risk, capital, or market risk
  • Strong analytical, problem-solving, and client service skills
  • Excellent communication and interpersonal skills
  • Proficiency in English; bilingual in Chinese preferred
  • Experience handling complex, cross-border projects is advantageous
  • Qualified ACCA, HKICPA, CIA, or equivalent
About KPMG

We are committed to diversity and inclusion, fostering an inclusive workplace for personal and professional growth. We focus on ESG initiatives to make a positive impact on society and the environment. We welcome all qualified candidates to apply and explore opportunities with us. For more information, visit our website.

All personal information provided will be used solely for recruitment purposes, in accordance with our Privacy Statement. During the process, your data may be stored on third-party platforms.

If you have questions, contact KPMG China’s HR personnel in your application location.

Additional Details
  • Seniority level: Mid-Senior level
  • Employment type: Full-time
  • Job function: Finance and Sales
  • Industries: Professional Services

Referrals can double your chances of interviewing. Sign in to set job alerts for “Risk Director” roles.

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This advertiser has chosen not to accept applicants from your region.

Consultant/Senior Consultant, Governance, Risk & Compliance Services (FS focused), Risk Consulting

Hong Kong, Hong Kong KPMG China

Posted 3 days ago

Job Viewed

Tap Again To Close

Job Description

Join to apply for the Consultant/Senior Consultant, Governance, Risk & Compliance Services (FS focused), Risk Consulting role at KPMG China .

KPMG China offers multidisciplinary services from audit and tax to advisory, focusing on client needs and industry expertise. We are committed to delivering high-quality services and being responsible corporate citizens positively impacting the environment and community. At KPMG, you will turn insights into action, revealing opportunities for teams, clients, and the world.

Service Line Overview

Our Consulting practice integrates strategy and implementation, providing comprehensive solutions. Our dynamic team in Hong Kong and China possesses broad sector knowledge and a passion for success. We have grown significantly, offering leading governance, risk, and compliance advisory services to help clients focus on their core activities. Our environment fosters professional growth with diverse, engaging assignments, allowing insight into various business aspects from strategy to operational processes.

Key Responsibilities
  • Perform governance, internal control, internal audit, compliance reviews, and risk assessments for insurance clients.
  • Assist in recommending process improvements to enhance efficiency, scalability, or risk mitigation.
  • Advise clients on regulatory and business issues such as climate risk, accounting changes, and ESG.
  • Support project planning, scheduling, coordination, and reporting.
  • Identify control and performance improvement opportunities; communicate findings effectively.
  • Collaborate with project teams and assist engagement management to meet objectives.
  • Create impactful reports and presentations for client executives.
  • Support business development and proposal development efforts.
  • Lead and supervise a team of 2-3 professionals, overseeing training and development.
Experience & Background
  • Bachelor’s degree in a relevant field from an accredited university.
  • At least 3 years of relevant experience, with expertise in governance, risk management, internal controls, internal audit, business processes, or compliance, preferably in the insurance sector.
  • Qualified HKICPA, ACCA, AICPA, CIA, or equivalent.
  • Excellent presentation, report writing, and communication skills in English and Chinese (Mandarin advantageous).
  • Strong interpersonal and influencing skills.
  • Experience managing complex, cross-border projects in a dynamic environment is a plus.
  • Ability to adapt and succeed in fast-paced settings.
About KPMG

We are committed to diversity and inclusion, fostering an equitable workplace. We emphasize ESG principles, empowering our people to be agents of positive change, and helping clients achieve their ESG goals. Learn more about our ESG initiatives through our Impact Plan, focusing on Governance, People, Planet, and Prosperity.

We welcome all qualified candidates to apply and encourage you to bring your authentic self to work. Visit our website for more information.

#J-18808-Ljbffr
This advertiser has chosen not to accept applicants from your region.

Risk & Compliance Manager

GOLD AVENUE

Posted 10 days ago

Job Viewed

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Job Description

Join to apply for the Risk & Compliance Manager role at GOLD AVENUE

1 day ago Be among the first 25 applicants

Join to apply for the Risk & Compliance Manager role at GOLD AVENUE

MISSION

he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading operations.

By proactively identifying, assessing, and mitigating market, credit, money laundering, sanction, and responsible sourcing risks, they help protect the company from financial volatility, counterparty exposures, reputational harm, and regulatory breaches.

Additionally, they contribute to fostering a strong risk and compliance culture across the organization, ensuring alignment with internal policies and external regulations.

Main Activities And Responsibilities

Market and Credit Risk Management:

  • Monitor, assess, and manage the company’s market and credit risk exposures related to precious metals and FX trading.
  • Support the development and maintenance of risk models and tools to evaluate potential market movements and counterparty risk.
  • Define and enforce risk limits in line with company policy to ensure effective control of trading and credit exposures.
  • Conduct regular stress testing, scenario analysis, and exposure reviews to assess potential financial impacts and vulnerabilities.
  • Prepare comprehensive risk reports and dashboards for senior management, highlighting exposures, trends, and recommended actions.

Compliance

  • Monitor regulatory requirements (AML laws, SFO Code of conduct, etc.)
  • Review of due diligence files at account opening, including conducting enhanced due diligence reviews
  • Perform periodic and event-driven reviews and counterparty screening.
  • Support to the Front department and Operations for account opening and set up.
  • Respond to compliance-related inquiries from internal and external stakeholders.
  • Monitor transactions, identify high-risk activity, review clarifications, and handle FIU reporting.
  • Organize compliance training sessions.
  • Prepare compliance, AML and responsible sourcing third-party audit process.
  • Investigate and respond to compliance breaches, ensuring corrective actions are implemented.
  • Design and implement compliance policies, procedures, and programs.

Required Education And Experience

  • Master’s degree in Finance, Economics, Mathematics, Risk Management, or a related field.
  • Professional certifications such as FRM (Financial Risk Manager) or CFA (Chartered Financial Analyst) are a plus.
  • Minimum of 7-10 years of experience in risk management, AML-CFT/sanction program compliance and financial regulation (SFC code of conduct), preferably within a commodities or banking environment. Responsible sourcing expertise is an advantage.
  • Demonstrated experience in working with regulatory bodies and managing audits, investigations, and compliance programs.
  • Advanced skills in Excel, VBA, SQL, and Python for data analysis and risk modeling.

Qualifications And Skills

  • Proficiency in English is required, with business-level proficiency in Cantonese. Additional languages are an advantage.
  • Strong knowledge of financial markets, including trading, derivatives, and hedging strategies.
  • Strong knowledge of the financial regulatory framework (including AML/CTF laws, SFC Code of Conduct).
  • Understanding of key financial instruments used in commodity and FX markets (Spot, Forwards, Swaps, Options, etc.). Experience in the precious metals industry is a plus.
  • Proficiency in risk modeling, statistical analysis, and market risk measurement techniques.
  • Excellent communication and presentation skills with the ability to interact with senior stakeholders.
  • Strong analytical and problem-solving skills.
  • Ability to work under pressure in a fast-paced trading environment, to prioritize appropriately, and to work autonomously.
  • Analytical skills, high attention to detail and accuracy in risk assessments.
  • Expertise in project management
  • Proactive and solution-oriented mindset.
  • High degree of personal integrity and the ability to advocate for ethical behavior across the organization

Department Risk Locations MKS PAMP PAMP (HONG KONG) Ltd.

Contact Priscilla Calmes Head of Human resources – Human Resources

Current Job Openings

  • Financial Risk Manager Risk
  • MKS PAMP PAMP (HONG KONG) Ltd.

More jobs

MKS PAMP PAMP (HONG KONG) Ltd.

Our Culture

MKS PAMP has a unique culture based on its family history, deeply linked to the founder’s worldview, which makes it a formidable force in the success of our business.

About MKS PAMP

MKS PAMP is the primary company of the MKS PAMP GROUP. We provide financial & physical trading services and operate a state-of-the-art precious metals refinery.

Founded in 1979

Co-workers About 350

Risk

  • MKS PAMP PAMP (HONG KONG) Ltd.

Risk & Compliance Manager

If you recognize yourself in this profile, and would like to join a multicultural, motivated and dynamic team with excellent values, we are looking forward to receiving your application!

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@mkspamp.com

Seniority level
  • Seniority level Mid-Senior level
Employment type
  • Employment type Full-time
Job function
  • Job function Finance and Sales
  • Industries Retail

Referrals increase your chances of interviewing at GOLD AVENUE by 2x

Get notified about new Risk Compliance Manager jobs in Hong Kong, Hong Kong SAR .

AML Compliance Manager (Regional Oversight and Fraud Risk Governance) - Financial Crime Compliance Department FSO - Risk Consulting - FSRM (Model Quant for Credit & Climate) - Experienced Senior/Manager - Hong Kong VP, Compliance Officer – Asset Management

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Risk & Compliance Manager

Hong Kong, Hong Kong GOLD AVENUE

Posted 3 days ago

Job Viewed

Tap Again To Close

Job Description

Join to apply for the Risk & Compliance Manager role at GOLD AVENUE

1 day ago Be among the first 25 applicants

Join to apply for the Risk & Compliance Manager role at GOLD AVENUE

MISSION
he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading operations.
By proactively identifying, assessing, and mitigating market, credit, money laundering, sanction, and responsible sourcing risks, they help protect the company from financial volatility, counterparty exposures, reputational harm, and regulatory breaches.
Additionally, they contribute to fostering a strong risk and compliance culture across the organization, ensuring alignment with internal policies and external regulations.
Main Activities And Responsibilities
Market and Credit Risk Management:

  • Monitor, assess, and manage the company’s market and credit risk exposures related to precious metals and FX trading.
  • Support the development and maintenance of risk models and tools to evaluate potential market movements and counterparty risk.
  • Define and enforce risk limits in line with company policy to ensure effective control of trading and credit exposures.
  • Conduct regular stress testing, scenario analysis, and exposure reviews to assess potential financial impacts and vulnerabilities.
  • Prepare comprehensive risk reports and dashboards for senior management, highlighting exposures, trends, and recommended actions.
Compliance
  • Monitor regulatory requirements (AML laws, SFO Code of conduct, etc.)
  • Review of due diligence files at account opening, including conducting enhanced due diligence reviews
  • Perform periodic and event-driven reviews and counterparty screening.
  • Support to the Front department and Operations for account opening and set up.
  • Respond to compliance-related inquiries from internal and external stakeholders.
  • Monitor transactions, identify high-risk activity, review clarifications, and handle FIU reporting.
  • Organize compliance training sessions.
  • Prepare compliance, AML and responsible sourcing third-party audit process.
  • Investigate and respond to compliance breaches, ensuring corrective actions are implemented.
  • Design and implement compliance policies, procedures, and programs.
Required Education And Experience
  • Master’s degree in Finance, Economics, Mathematics, Risk Management, or a related field.
  • Professional certifications such as FRM (Financial Risk Manager) or CFA (Chartered Financial Analyst) are a plus.
  • Minimum of 7-10 years of experience in risk management, AML-CFT/sanction program compliance and financial regulation (SFC code of conduct), preferably within a commodities or banking environment. Responsible sourcing expertise is an advantage.
  • Demonstrated experience in working with regulatory bodies and managing audits, investigations, and compliance programs.
  • Advanced skills in Excel, VBA, SQL, and Python for data analysis and risk modeling.
Qualifications And Skills
  • Proficiency in English is required, with business-level proficiency in Cantonese. Additional languages are an advantage.
  • Strong knowledge of financial markets, including trading, derivatives, and hedging strategies.
  • Strong knowledge of the financial regulatory framework (including AML/CTF laws, SFC Code of Conduct).
  • Understanding of key financial instruments used in commodity and FX markets (Spot, Forwards, Swaps, Options, etc.). Experience in the precious metals industry is a plus.
  • Proficiency in risk modeling, statistical analysis, and market risk measurement techniques.
  • Excellent communication and presentation skills with the ability to interact with senior stakeholders.
  • Strong analytical and problem-solving skills.
  • Ability to work under pressure in a fast-paced trading environment, to prioritize appropriately, and to work autonomously.
  • Analytical skills, high attention to detail and accuracy in risk assessments.
  • Expertise in project management
  • Proactive and solution-oriented mindset.
  • High degree of personal integrity and the ability to advocate for ethical behavior across the organization
Department Risk Locations MKS PAMP PAMP (HONG KONG) Ltd.
Contact Priscilla Calmes Head of Human resources – Human Resources
Current Job Openings
  • Financial Risk Manager Risk
  • MKS PAMP PAMP (HONG KONG) Ltd.
More jobs
MKS PAMP PAMP (HONG KONG) Ltd.
Our Culture
MKS PAMP has a unique culture based on its family history, deeply linked to the founder’s worldview, which makes it a formidable force in the success of our business.
About MKS PAMP
MKS PAMP is the primary company of the MKS PAMP GROUP. We provide financial & physical trading services and operate a state-of-the-art precious metals refinery.
Founded in 1979
Co-workers About 350
Risk
  • MKS PAMP PAMP (HONG KONG) Ltd.
Risk & Compliance Manager
If you recognize yourself in this profile, and would like to join a multicultural, motivated and dynamic team with excellent values, we are looking forward to receiving your application!
Loading application form
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Let’s recruit together and find your next colleague.
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@mkspamp.com Seniority level
  • Seniority level Mid-Senior level
Employment type
  • Employment type Full-time
Job function
  • Job function Finance and Sales
  • Industries Retail

Referrals increase your chances of interviewing at GOLD AVENUE by 2x

Get notified about new Risk Compliance Manager jobs in Hong Kong, Hong Kong SAR .

AML Compliance Manager (Regional Oversight and Fraud Risk Governance) - Financial Crime Compliance Department FSO - Risk Consulting - FSRM (Model Quant for Credit & Climate) - Experienced Senior/Manager - Hong Kong VP, Compliance Officer – Asset Management

Wan Chai District, Hong Kong SAR 1 week ago

Senior Credit Manager, Specialised Finance Risk Senior Operations Manager, Securities Brokerage Senior Audit Manager (Information Technology) Senior Audit Manager, Risk and Finance Audit Department (HK) Director, Strategic Deals & Commodities (Based in Cambodia) Assistant Manager, Medical Underwriting, 2610

Wan Chai District, Hong Kong SAR 3 days ago

Wan Chai District, Hong Kong SAR 1 week ago

QRM Compliance Officer, Quality and Risk Management Internal Audit Manager (Operations & Finance)

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Manager, Group Enterprise Risk Management/ Compliance

HKT

Posted 6 days ago

Job Viewed

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Job Description

3 days ago Be among the first 25 applicants

Get AI-powered advice on this job and more exclusive features.

This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.

Your role:

  • Provide risk management and regulatory compliance support to ensure effective controls on the daily operation of PCCW Group and its insurance business
  • Maintain an effective implementation of the Risk and Compliance governance structure for relevant business activities
  • Coordinate with the First Line of Defense and Group Legal team to enable business untis are operating in a strict compliance with relevant laws, regulations and internal policy guidelines
  • Monitor the current relevant regulatory landscape and devise action plan corresponding to changes of regulatory requirements
  • Organize training/ briefing with business units to promote their awareness of the Group policy requirements
  • Liaise with the First Line of Defence on the preparation of risk and compliance reporting to relevant management/ relevant authorities/ insurance principals
  • Support the review and evaluation of commercial deals and new initiatives of the business units

To succeed in this role:

  • University degree with a minimum of 3 to 5 years’ experience in risk management/regulatory compliance, preferably gained from the insurance industry
  • Sound knowledge of relevant laws, regulations and guidelines, e.g. HKIA
  • Proficient communication, interpersonal and stakeholder management skills
  • Prior experience in engagement with regulators is preferred
  • Knowledge of life insurance and general insurance products is a plus
  • Self-motivated, independent team player with strong problem-solving skills
  • Excellent command of written and spoken English and Chinese

If you have the desire for an exciting and rewarding career, please apply by sending your resume immediately, quoting your present and expected salary by clicking "Apply Now" or email to

For more information on other job opportunities of PCCW/HKT Corporate Functions, please visit our website. (

Seniority level
  • Seniority level Mid-Senior level
Employment type
  • Employment type Full-time
Job function
  • Job function Legal
  • Industries Telecommunications

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Wan Chai District, Hong Kong SAR 2 weeks ago

Senior Operational Risk Manager – Tech Risk Senior Manager, Risk and Compliance HSIL (HK) FSO - Risk Consulting - FSRM (Model Quant for Credit & Climate) - Experienced Senior/Manager - Hong Kong Manager, WPB Business Risk Management (HK) APAC Bank Internal Audit (40-50k) Welcome Big4 Business Continuity & Resilience Manager Risk and Compliance Analyst (AML) - Legal industry | Great Culture! Business Analyst, Post-trade Risk ($35-50k) - financial institution Analyst, Liquidity Risk Management, Risk Management Office for Asia TRAINEE: Valuation and Risk Analysis Analyst CYBER SECURITY AND RISK ANALYST / CYBER SECURITY ENGINEER Network Project Manager with Financial Services & Low Latency Background Cybersecurity Project Coordinator/Manager, 45k+

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About the latest Governance risk compliance Jobs in Hong Kong !

Manager, Group Enterprise Risk Management/ Compliance

Hong Kong, Hong Kong HKT

Posted today

Job Viewed

Tap Again To Close

Job Description

3 days ago Be among the first 25 applicants

Get AI-powered advice on this job and more exclusive features.

This role primarily provides risk management and regulatory compliance advisory to PCCW Group and its insurance business in order to ensure the relevant business teams operate in strict adherence to applicable internal policy standards and regulatory requirements.

Your role:

  • Provide risk management and regulatory compliance support to ensure effective controls on the daily operation of PCCW Group and its insurance business
  • Maintain an effective implementation of the Risk and Compliance governance structure for relevant business activities
  • Coordinate with the First Line of Defense and Group Legal team to enable business untis are operating in a strict compliance with relevant laws, regulations and internal policy guidelines
  • Monitor the current relevant regulatory landscape and devise action plan corresponding to changes of regulatory requirements
  • Organize training/ briefing with business units to promote their awareness of the Group policy requirements
  • Liaise with the First Line of Defence on the preparation of risk and compliance reporting to relevant management/ relevant authorities/ insurance principals
  • Support the review and evaluation of commercial deals and new initiatives of the business units

To succeed in this role:

  • University degree with a minimum of 3 to 5 years’ experience in risk management/regulatory compliance, preferably gained from the insurance industry
  • Sound knowledge of relevant laws, regulations and guidelines, e.g. HKIA
  • Proficient communication, interpersonal and stakeholder management skills
  • Prior experience in engagement with regulators is preferred
  • Knowledge of life insurance and general insurance products is a plus
  • Self-motivated, independent team player with strong problem-solving skills
  • Excellent command of written and spoken English and Chinese

If you have the desire for an exciting and rewarding career, please apply by sending your resume immediately, quoting your present and expected salary by clicking "Apply Now" or email to

For more information on other job opportunities of PCCW/HKT Corporate Functions, please visit our website. (

Seniority level
  • Seniority level Mid-Senior level
Employment type
  • Employment type Full-time
Job function
  • Job function Legal
  • Industries Telecommunications

Referrals increase your chances of interviewing at HKT by 2x

Get notified about new Enterprise Risk Manager jobs in Hong Kong, Hong Kong SAR .

Wan Chai District, Hong Kong SAR 2 weeks ago

Senior Operational Risk Manager – Tech Risk Senior Manager, Risk and Compliance HSIL (HK) FSO - Risk Consulting - FSRM (Model Quant for Credit & Climate) - Experienced Senior/Manager - Hong Kong Manager, WPB Business Risk Management (HK) APAC Bank Internal Audit (40-50k) Welcome Big4 Business Continuity & Resilience Manager Risk and Compliance Analyst (AML) - Legal industry | Great Culture! Business Analyst, Post-trade Risk ($35-50k) - financial institution Analyst, Liquidity Risk Management, Risk Management Office for Asia TRAINEE: Valuation and Risk Analysis Analyst CYBER SECURITY AND RISK ANALYST / CYBER SECURITY ENGINEER Network Project Manager with Financial Services & Low Latency Background Cybersecurity Project Coordinator/Manager, 45k+

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

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Director, Compliance (Legal, Risk & Compliance Department)

CMU OmniClear Limited

Posted 7 days ago

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Job Description

Director, Compliance (Legal, Risk & Compliance Department)

Join to apply for the Director, Compliance (Legal, Risk & Compliance Department) role at CMU OmniClear Limited

Director, Compliance (Legal, Risk & Compliance Department)

2 days ago Be among the first 25 applicants

Join to apply for the Director, Compliance (Legal, Risk & Compliance Department) role at CMU OmniClear Limited

Director, Compliance (Legal, Risk & Compliance Department)

Key Responsibilities

  • Develop, review and implement relevant compliance policies, procedures and guidelines, including those related to the code of conduct, personal securities trading restrictions, outside appointments, gifts and entertainments, and treasury management activities
  • Enhance the anti-money laundering (AML) and know-your-customer (KYC) framework to accommodate the growing number of overseas participants in our client base
  • Develop and maintain a compliance program that aligns with industry best practices and regulatory requirements
  • Ensure compliance with relevant regulatory requirements, including those related to AML and KYC
  • Establish a framework for reporting and managing incidents of non-compliance to ensure timely and effective responses to compliance breaches or concerns
  • Maintain relationship with regulators (e.g. Financial Market Infrastructure Oversight Division under the Hong Kong Monetary Authority) regarding compliance with the Payment Systems and Stored Value Facilities Ordinance (Cap. 584), the Principles for Financial Market Infrastructures (PFMI) and other relevant laws and regulations
  • Collaborate with stakeholders to develop compliance assessments and mitigation strategies
  • Develop and maintain compliance reports and dashboards to provide insights to senior management
  • Stay up-to-date with industry developments and emerging regulatory requirements, providing guidance on compliance best practices

Requirements

  • University degree in Finance, Business Management, Risk management, Law or related fields.
  • At least 8 years of experience in compliance within the financial services industry, preferably in capital markets or central securities depositories or custody business
  • Familiarity with financial markets and the regulatory frameworks applicable to financial market infrastructures (e.g. payment systems, central securities depositories)
  • Understanding of the operation of Euroclear, Clearstream or DTCC is a distinct advantage
  • Proven track record of developing and implementing effective compliance programs
  • Strong understanding of compliance principles, including AML and KYC requirements
  • Organised and detail-oriented, with effective communication skills
  • Strong problem-solving and analytical skills, and highly motivated with the ability to manage competing priorities and meet deadlines
  • Excellent command of spoken and written English; proficiency in Chinese is preferable
  • Candidates with supplementary experience and qualifications will also be considered, even if they do not meet all of the specified requirements above

(Candidates with less experience may be considered for an offer of appointment at Associate Director level.)

Conditions of service

  • Appointment will be offered by CMU OmniClear
  • A competitive remuneration package will be offered. There is flexibility to take account of additional experience and qualifications
  • Fringe benefits include medical and dental benefits and paid annual leave

Closing Date for Application: 30 August 2025.

Please visit our website at for more information about the position.

Seniority level
  • Seniority level Director
Employment type
  • Employment type Full-time
Job function
  • Job function Other

Referrals increase your chances of interviewing at CMU OmniClear Limited by 2x

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Director, Compliance (Legal, Risk & Compliance Department)

Hong Kong, Hong Kong CMU OmniClear Limited

Posted 1 day ago

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Job Description

Director, Compliance (Legal, Risk & Compliance Department)

Join to apply for the Director, Compliance (Legal, Risk & Compliance Department) role at CMU OmniClear Limited

Director, Compliance (Legal, Risk & Compliance Department)

2 days ago Be among the first 25 applicants

Join to apply for the Director, Compliance (Legal, Risk & Compliance Department) role at CMU OmniClear Limited

Director, Compliance (Legal, Risk & Compliance Department)

Key Responsibilities

  • Develop, review and implement relevant compliance policies, procedures and guidelines, including those related to the code of conduct, personal securities trading restrictions, outside appointments, gifts and entertainments, and treasury management activities
  • Enhance the anti-money laundering (AML) and know-your-customer (KYC) framework to accommodate the growing number of overseas participants in our client base
  • Develop and maintain a compliance program that aligns with industry best practices and regulatory requirements
  • Ensure compliance with relevant regulatory requirements, including those related to AML and KYC
  • Establish a framework for reporting and managing incidents of non-compliance to ensure timely and effective responses to compliance breaches or concerns
  • Maintain relationship with regulators (e.g. Financial Market Infrastructure Oversight Division under the Hong Kong Monetary Authority) regarding compliance with the Payment Systems and Stored Value Facilities Ordinance (Cap. 584), the Principles for Financial Market Infrastructures (PFMI) and other relevant laws and regulations
  • Collaborate with stakeholders to develop compliance assessments and mitigation strategies
  • Develop and maintain compliance reports and dashboards to provide insights to senior management
  • Stay up-to-date with industry developments and emerging regulatory requirements, providing guidance on compliance best practices

Requirements

  • University degree in Finance, Business Management, Risk management, Law or related fields.
  • At least 8 years of experience in compliance within the financial services industry, preferably in capital markets or central securities depositories or custody business
  • Familiarity with financial markets and the regulatory frameworks applicable to financial market infrastructures (e.g. payment systems, central securities depositories)
  • Understanding of the operation of Euroclear, Clearstream or DTCC is a distinct advantage
  • Proven track record of developing and implementing effective compliance programs
  • Strong understanding of compliance principles, including AML and KYC requirements
  • Organised and detail-oriented, with effective communication skills
  • Strong problem-solving and analytical skills, and highly motivated with the ability to manage competing priorities and meet deadlines
  • Excellent command of spoken and written English; proficiency in Chinese is preferable
  • Candidates with supplementary experience and qualifications will also be considered, even if they do not meet all of the specified requirements above

(Candidates with less experience may be considered for an offer of appointment at Associate Director level.)

Conditions of service

  • Appointment will be offered by CMU OmniClear
  • A competitive remuneration package will be offered. There is flexibility to take account of additional experience and qualifications
  • Fringe benefits include medical and dental benefits and paid annual leave

Closing Date for Application: 30 August 2025.

Please visit our website at for more information about the position.

Seniority level
  • Seniority level Director
Employment type
  • Employment type Full-time
Job function
  • Job function Other

Referrals increase your chances of interviewing at CMU OmniClear Limited by 2x

Get notified about new Director of Compliance jobs in Hong Kong, Hong Kong SAR .

Head of Client Acceptance, Global Incorporations Vice President, Product Compliance (Corporate Banking) Executive Director, Equity Order Management Systems Engineering Director - Compliance AML Team Lead Infrastructure & Security Director – Manufacturing Enterprise General Manager, Operations Control Centre PROJECT ENGINEERING DIRECTOR - toy manufacturer (Quarry Bay) Business Planning Management, Investment & Product Advisory, PvB Associate Director / Manager - Investigation and Compliance Virtual Assets & Crypto Products Compliance Director Associate Director, IBD Compliance, Compliance Virtual Assets & Crypto Products Compliance Director HEAD OF COMPLIANCE | REGIONAL BANK | INTERNATIONAL EXPANSION Senior Manager, International Compliance

Central & Western District, Hong Kong SAR 2 months ago

Head of Compliance | Asset Management, Confidential Hire | HK$80-85K

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr
This advertiser has chosen not to accept applicants from your region.
 

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