What Jobs are available for Regulatory Analyst in Hong Kong?

Job Responsibilities

1. Assist in building data models and the company's data platform, optimizing analysis processes, and promoting data standardization.
2. Perform data analysis and reporting to support product strategy and customer management.
3. Responsible for the collection, analysis, and maintenance of product-related data.

Job Requirements

1. 1-3 years of work experience; master's degree or above.
2. Strong data analysis and processing skills, proficient in using common data analysis tools such as SQL and Python.
3. Clear thinking, logical rigor, attention to detail, strong sense of responsibility, and strong data insight ability.

Our client, a top tier US investment bank, is looking for a skilled Business Analyst to lead regulatory initiatives, collaborate with key stakeholders, and optimize business processes. If you thrive in a fast-paced environment and excel at managing cross-functional projects, we'd love to hear from you

Responsibilities:

• Oversee and direct projects related to global regulatory updates, guaranteeing adherence to all applicable laws and industry standards.
• Assist coverage leaders in facilitating new business opportunities by engaging with stakeholders to align solutions with their expectations.
• Partner with teams across multiple functions to execute initiatives, ensuring smooth coordination and implementation.
• Analyze and document business workflows, pinpointing opportunities for enhancement and efficiency gains.
• Design and update project roadmaps, monitoring key milestones to ensure deadlines are met.
• Generate project-related communications, including progress reports and executive presentations.
• Maintain clear and consistent dialogue with stakeholders at all levels, keeping them informed on developments and resolving any challenges.
• Track industry and regulatory shifts, anticipating potential business implications.
• Supervise all deliverables and interdependencies, ensuring alignment with project goals.
• Serve as the primary point of contact for working groups, facilitating discussions and decision-making.
• Resolve conflicts regarding resources and stakeholder expectations, escalating issues when necessary.

Requirements:

• Bachelor's degree in business, finance, IT, or a related field.
• 3-5 years of hands-on project management experience (preferably in Banking/Retail). Regulatory change exposure is a bonus.
• Familiarity with Agile, Design Thinking, or User-Centered Design methodologies is advantageous.
• Proactive, results-driven, and able to perform under tight deadlines.
• Strong ability to simplify complex concepts for diverse audiences, including senior leadership.
• Solid project and people management skills, with a talent for influencing and problem-solving.
• Strategic thinker with the ability to dive into technical specifics when needed.
• Adaptable and innovative, with a solutions-oriented approach.
• Excellent written and verbal English proficiency.
• Strong interpersonal skills and attention to detail.
• Resilient, self-driven, and committed to delivering high-quality results.

Responsibility:

• Develop, train and deploy artificial intelligence and machine learning models to solve complex business challenges;
• Responsible for various data preprocessing activities including collection, cleansing and validation of large datasets, and transforming the data into format suitable for consumption by artificial intelligence and machine learning models;
• Conduct in-depth data analysis on large datasets, and apply statistical and machine learning algorithms for extracting meaning from data and identifying actionable insights;
• Continuously monitor model performance and iterate to improve performance and efficiency of models with a view to optimizing business function;
• Responsible for preparation and maintenance of documentations in relation to the model development throughout the model development lifecycle;
• Assist in building a compliance data warehouse and continuously expanding data scope according to the need of AML monitoring, optimizing database performance and improving data usage experience;
• Assist in management and maintenance of the compliance data warehouse, including formulating database management policy and procedure, developing and maintaining data dictionary, monitoring data quality and ensuring data security;
• Assist in data management within the department, including data accountability management, data governance, data quality and security, etc.;
• Collaborate closely with cross-functional teams and external parties including business stakeholders, inhouse IT and data scientist team and solution vendors;
• Research emerging artificial intelligence trends and models, and integrate the new techniques to enhance model capabilities

Requirements:

• Bachelor degree or above in Computer Science, Data Science, Financial Mathematics, Statistics, Finance, Economics, or related disciplines
• 3-5 years or above relevant experience in implementation of artificial intelligence and machine learning models; experience in Banking data management, analysis and application being an advantage (For Senior Manager, at least 8 years relevant experience)
• Proficiency in programming languages, including Python and R, and machine learning libraries
• Strong understanding of machine learning algorithms, deep learning and statistical methods
• Strong problem-solving ability with passion for analytic excellence, able to manage complex scenario challenges simultaneously and work independently and under pressure
• Experience in financial service industry or financial crime compliance domain, or possession of relevant qualification in CAMS, ECF (AML/CFT) Core Level, FRM, CPA, ACCA being an advantage
• Good command of written and spoken English and Chinese

Responsibility:

• Develop, train and deploy artificial intelligence and machine learning models to solve complex business challenges;
• Responsible for various data preprocessing activities including collection, cleansing and validation of large datasets, and transforming the data into format suitable for consumption by artificial intelligence and machine learning models;
• Conduct in-depth data analysis on large datasets, and apply statistical and machine learning algorithms for extracting meaning from data and identifying actionable insights;
• Continuously monitor model performance and iterate to improve performance and efficiency of models with a view to optimizing business function;
• Responsible for preparation and maintenance of documentations in relation to the model development throughout the model development lifecycle;
• Assist in building a compliance data warehouse and continuously expanding data scope according to the need of AML monitoring, optimizing database performance and improving data usage experience;
• Assist in management and maintenance of the compliance data warehouse, including formulating database management policy and procedure, developing and maintaining data dictionary, monitoring data quality and ensuring data security;
• Assist in data management within the department, including data accountability management, data governance, data quality and security, etc.;
• Collaborate closely with cross-functional teams and external parties including business stakeholders, inhouse IT and data scientist team and solution vendors;
• Research emerging artificial intelligence trends and models, and integrate the new techniques to enhance model capabilities

• Bachelor degree or above in Computer Science, Data Science, Financial Mathematics, Statistics, Finance, Economics, or related disciplines
• 3-5 years or above relevant experience in implementation of artificial intelligence and machine learning models; experience in Banking data management, analysis and application being an advantage (For Senior Manager, at least 8 years relevant experience)
• Proficiency in programming languages, including Python and R, and machine learning libraries
• Strong understanding of machine learning algorithms, deep learning and statistical methods
• Strong problem-solving ability with passion for analytic excellence, able to manage complex scenario challenges simultaneously and work independently and under pressure
• Experience in financial service industry or financial crime compliance domain, or possession of relevant qualification in CAMS, ECF (AML/CFT) Core Level, FRM, CPA, ACCA being an advantage
• Good command of written and spoken English and Chinese

We help clients manage regulatory compliance, enforcement actions, financial crime, and other regulatory investigation related matters (excluding the practice of law). These services are usually in support of the Chief Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External Legal Counsel or other designated client leaders responsible for regulatory, compliance, and financial crime issues, delivered through:

• Regulatory & Compliance;
• Financial Industry Risk & Regulatory;
• Financial Crime

• Demonstrate a strong capability to learn, specialize and initiate application of domain knowledge that contributes to effective implementation of business solutions
• Ability to understand the basics of Deloitte's methodology, assets and tools in the broader area of business solutions to support the team towards implementation of solutions
• Proactively work towards building a domain specific knowledge and demonstrates awareness of key developments in offerings
• Support and deliver risk and regulatory advisory and business transformation projects; producing high quality project deliverables as per the expected scope and timelines
• Participate in eminence building initiatives to strengthen Deloitte's leading position in the provision of risk advisory services, e.g. participating in events and publications
• Contribute to the continuous development and improvement of advisory tools and methodologies
• Support Deloitte's relationship with key financial services institutions, industry representative bodies and regulatory bodies in Hong Kong and beyond
• Participate in relationship building with the rest of the global Deloitte network through cross-firm engagements and business development opportunities, regional and international eminence activities, and staff exchanges, etc.

During your tenure with us, you will demonstrate and develop your leadership and professional capabilities in the following areas: Inspiring, Creating purpose, Driving agility, Building diverse capability, Influencing, Collaborating, Delivering value, Building the business, Analytical acumen, Effective communication, Engagement management/delivery excellence, Managing change, Managing quality & risk, Sales excellence, Strategic thinking and problem solving, and Tech savviness.

• Bachelor Degree in Finance / Computer Science / Data Science / Risk Management /  Quantitative Finance, or a related field
• Professional qualification(s) such as FRM, CFA, CISSP or equivalent
• Industry experience from leading advisory firms / banks / insurers / exchanges / regulators / tech firms
• International working experience would be an advantage
• Experience in working across complex matrix environments; the ideal individual should also be international in their outlook as well as culturally sensitive
• Familiarity with the evolving and complex regulatory environment in the context of financial institutions
• Excellent interpersonal and communication skills
• Fluency in written and spoken business English and Chinese
• Capability to support transformation and change; and work with enthusiasm, drive and effectiveness

For more than 100 years of history, Deloitte witnessed also had the honor to be part of the economic boom in China by providing industry-leading audit & assurance, consulting, risk advisory, financial advisory, tax & business advisory services to nearly 90% of the Fortune Global 500 Chinese companies and thousands of private companies. Deloitte China today carries on our centenary professionalism and strives to become the undisputed leader in professional services in China with strong responsibility and capabilities in digitalization and multidisciplinary services.

Deloitte has been named China's Top Employer since 2006, Universum's Most Attractive Employer in China since 2008, and the Best Workplaces in Greater China since 2019.

All qualified applicants will receive consideration for employment regardless of their background, experience, identity, ability or thinking style, and if you need assistance during the application process for accessibility reasons this is available upon request. The preferred candidate will be subject to background screening by Deloitte China or by their external third-party provider.

Accessibility assistance

If you need assistance or an accommodation during the recruitment  process for accessibility reasons, there will be an opportunity for you to let us know what you need once you begin your application.

Ready to take on new challenges? Apply now

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Position Purpose

The APAC GM & ALMT IT Trade Processing group runs Trade Processing and Regulatory Reporting. The Regulatory Reporting IT team focuses on driving regulatory reporting projects from a technology perspective.

Main Responsibilities For The Candidate Would Be

• Functional expert on Asia region regulatory reporting requirements including OTC Transactions Reporting to APAC regulators like ASIC, MAS, HKMA, JFSA
• Strong functional knowledge on Global Market business and regulatory regime in APAC
• Build strong relationship with APAC business and other support teams including Operations and Finance
• Bring expertise on business data and reporting solutions with a strong focus on delivering strategic solution to increase efficiency & automation and enhance control thereby reducing risk
• Develop a clear vision of the target processes including innovation / digital as the case may be

Responsibilities

• Act as Project Manager/Business Analyst for Regional & Local Initiatives to enhance regulatory reporting ecosystem for the bank and responsible for delivering various APAC regulatory projects.
• Must have strong functional knowledge of APAC regulatory landscape especially trade reporting.
• Have strong functional knowledge of trade lifecycle for various investment banking across asset classes
• Engage in detailed studies, requirement gathering, solution definition and business analysis on the project scope
• Act as an interface between business stakeholder, internal teams, third party vendors, development team and production teams
• Provide regular updates to project sponsors and business stakeholders, organize project steering meetings and issues meeting minutes
• Collaborate and follow up with development teams regionally/globally to establish IT Solutions and ensure timely delivery of the IT Solution
• Develop good communication channel and good working relationship with Central teams in Europe and offshore and ability to influence global teams to deliver APAC specific requirements.
• Pre-empt and escalate any risks/issues to management/steering committees in a timely manner
• Provide tactical solution to business in case of tight timelines and collaborate with different stake holders to provide strategic solution
• Provide trainings to Business Users and Production (APS) team before the functional project go-live and prepare support document on the wiki/SharePoint.

Technical & Behavioral Competencies

• 10-12 years of work experience within the financial services industry and/or regulatory reporting focus
• Strong understanding of Capital Market deal flow from pricing to booking, risk management and back office
• Strong hands-on business knowledge on Corporate and Investment banking middle office, Back Office Trade Processing, Settlement & Accounting Chains – FX, Rates, Structured Deposits, Fixed income products, Equities, Equity derivatives is a MUST.
• Strong analytical skills with hands on technical knowledge in programming and data analysis and prior IT implementation experience with large investment banks is a MUST.
• Strong hands-on experience with SQL, Macro is a good to have
• Strong understanding of the front to back booking chain on Booking, Validation, Confirmation, Settlements, Accounting, Reconciliations, PNL and Risk calculations is preferred
• Strong Project Management skillset and expertise in delivering large transformation programs
• Ability to manage change and complexity with confidence and is a Strong team player
• Excellent interpersonal and communication skills
• Proficiency in Microsoft office (MS Word, Excel & Power point)

Specific Qualification

• Excellent Problem solving skills
• Experience in banking environment and good understanding on banking IT ecosystems
• Good Communication skills in English and ability to conduct meetings and presentation in client, business and management facing situations
• Strong analytical skills with ability to clearly specify topics, understand their priority and criticality and accordingly escalate

About BNP PARIBAS
As the leading European Union bank, and one of the world's largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.

We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.

• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds

BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.

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Award Obtained

BNPP has won Top employer Europe award in a 10th consecutive year

Your new role

• Support the company's regulatory compliance efforts, including document drafting and review, attending project meetings, and managing filings.
• Review of all policies and procedures to ensure they comply with the regulatory requirements.
• Contribute to regulatory compliance initiatives and help uphold strong corporate governance practices.
• Conduct research on regulatory developments and compliance-related matters.
• Coordinate with internal departments and external stakeholders under supervision.
• Handle enquiries from regulatory bodies, compile periodical reports for management, steer for ad-hoc compliance projects or investigations when required.
• Carry out additional assignments as directed by the Manager or Head of Compliance. Identify potential issues or concerns and prepare findings with recommendations for corrective actions as necessary.

What you'll need to succeed

• Bachelor degree holder in Law (LLB) or Business/other related fields.
• Require 2-4 years of relevant experience in banking/financial services/legal practice/Fintech industry.
• Knowledge of regulatory compliance issues in Fintech, electronic banking, or IT application development is a plus, but not a must.
• Strong communication and interpersonal skills
• With the ability to work under pressure, demonstrate attention to detail, and show commitment to responsibilities.
• Proficient in both spoken and written English and Chinese.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. )

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

Internal Title: Risk Management / Compliance Trainee

Department: Risk Management/ Quality Assurance

Contract Duration: The employment starts from September 2025, 3 months/ 6 months/ 12 months contract, offer both full-time/ part-time internship placement

Join our team as a Risk Management/Compliance Trainee and play a pivotal role in ensuring the integrity of our pension platform. This internship offers a unique opportunity to develop expertise in regulatory compliance and client communications.

Main Duties:

• Assist in replying the enquiries from clients and other stakeholders regarding the pension platform division;
• Assist in monitoring pension administration processes and controls to ensure compliance with regulatory requirements and service delivery standards;
• Conduct analysis to support risk assessment and assist the team manager/management with decision-making processes;
• Perform ad-hoc duties as required.

Requirements:

• Year 2 or above with a bachelor's degree in Risk Management, Finance, or Business Administration preferred;
• Strong analytical and problem-solving skills;
• Detail-minded and attentive to details;
• Proficient in written and spoken English and Chinese;
• Self-motivated, strong analytical and coordination skills;
• Committed, responsible, and willing to work under pressure;
• Outstanding performers may have an opportunity in a permanent graduate position.

Experience Level

Entry level (i.e. Exec, Snr. Exec)

Education Level

Diploma,

Advanced/Higher/Graduate Diploma,

Bachelor's Degree

Language

English,

Chinese

Skillset

Risk Management,

Decision-Making

Fun

Game room with PS4, FIFA19 and Foosball at all time.

Snacks & Beverages

Vending machines with various snacks and coffee for you to choose from.

Yearly activities

Movie Day, Outdoor activities, Celebration during festive seasons and many more

Remuneration package

Competitive Salary (way above market rate if you have the right potential)

Coverage

Insurance and medical coverage.

Allowances

Monthly sports allowance, Yearly department gathering and welcome dinner for new staff.

iFAST Corporation is a global digital banking and wealth management platform headquartered in Singapore, providing a comprehensive range of investment products and services to financial advisory firms, financial institutions, banks, internet companies, multinational companies, as well as retail and high net worth investors in Asia. The Group offers access to over 17,000 investment products including funds, bonds and Singapore Government Securities (SGS), stocks, Exchange Traded Funds (ETFs), insurance products, and services including online discretionary portfolio management services (DPMS), research and investment seminars, financial technology (fintech) solutions, banking, pension administration, investment administration and transactions services. The company is also present in Hong Kong, Malaysia, China and UK.

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INTERNSHIP

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Raffles Place, Singapore

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Communications/ Design/ Marketing/ Media, Banking/ Investment Related Services

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Raffles Place, Singapore

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Banking/ Investment Related Services

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Kuala Lumpur, Malaysia

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Clerical/Administrative Support

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Raffles Place, Singapore

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Banking/ Investment Related Services, Information Technology

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Tsim Sha Tsui, Yau Tsim Mong District, Hong Kong

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Banking/ Investment Related Services

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Kuala Lumpur, Malaysia

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Banking/ Investment Related Services

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Kuala Lumpur, Malaysia

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Banking/ Investment Related Services

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Tsim Sha Tsui, Yau Tsim Mong District, Hong Kong

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Product Support & Services

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Tsim Sha Tsui, Yau Tsim Mong District, Hong Kong

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Kuala Lumpur, Malaysia

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JOB REFERENCE

BOCI00744

CONTRACT TYPE

Permanent

DIVISION

Risk Management

JOB FUNCTION

N/A

The Role

VP, Credit Risk Management, Risk Management

Key Accountabilities

• Responsible for analyze, approve and monitor the counterparty credit risk for multi trading desks;
• Responsible for analyze, approve and monitor issuers' default risk for bond investment portfolio;
• Participate in Internal Rating Model developments;
• Participate in credit risk management guidance, policy and risk management framework establishment;
• Participate in Centralized Credit Policy related duties;
• Participate in credit risk management database maintenance;
• Assist Credit Framework head and Team head in handling specially designated credit risk management projects.

Skills & Experience

• Bachelor's degree in Risk Management, Finance, Economics. Accounting or any related discipline;
• More than 10 years of experience in credit risk management;
• CFA, FRM or CPA preferred;
• Proactive, detail-oriented and able to multi-task;
• Excellent communication and writing skills in Mandarin and English.

Other Information

• Please apply in strict confidence with full resume, academic record, current and expected salaries;
• The personal data provided will be used for consideration of recruitment only. All personal data of unsuccessful candidate will be destroyed within 24 months;
• Candidates with Enhanced Competency Framework (ECF): please state on the CV.

About BOCI

As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited ("BOCI"), is now seeking highly motivated, creative and success-oriented professional who would like to pursue the career for supporting our group.