240 Risk Manager jobs in Hong Kong

Join to apply for the Operational Risk Manager - VP (APAC) role at Marex

1 day ago Be among the first 25 applicants

Join to apply for the Operational Risk Manager - VP (APAC) role at Marex

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We are seeking a highly experienced and driven Operational Risk professional to take the lead of day to day ownership of Operational Risk management across the APAC region. This pivotal role involves overseeing and managing all aspects of Operational Risk, with a focus on proactive risk management, and ensuring the identification, assessment, and mitigation of risks across all business functions. The successful candidate will be responsible for continuously improving risk processes, owning risk registers, managing risk assessments, overseeing control effectiveness, and advising the business on decisions in relation to the operating environment as required for a reduction in operational risk.

As a lead in the region, you will promote a strong risk culture and drive engagement with key stakeholders across various business disciplines. This is a highly visible role that requires the development of successful, supportive relationships and the ability to work collaboratively with senior leadership and teams. The ideal candidate will be hands-on, proactive, and anticipatory, with a strong drive to deliver value and the ability to operate independently while influencing outcomes.

Duties

• Risk representative for Operational Risk in the region, point person for all Operational Risk matters in APAC.
• Risk and Control Assessment: Facilitate risk and control assessments to identify potential risks and implement effective controls, validating remediation of operational risk exposure and related control gaps.
• Root Cause Analysis: Conduct root cause analysis of operational events and develop strategies to mitigate future risks.
• Governance: Lead risk management presence and content in governance forums, ensuring comprehensive oversight and identification of operational risk trends.
• Risk Reporting: Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting key risk areas and recommended actions.
• Trend Analysis: Identify and analyze operational risk trends to inform strategic decision-making.
• Continuous Improvement: Providing thoughtful and collaborative leadership promoting risk transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement.
• Risk Aware Culture: Promoting risk aware culture, serving as the subject matter expert on operational risk initiatives. Identifying, initiating, and fostering relationships with business and operational partners to promote a culture of continuous improvement, driving constructive communication with the ORM team.
• Regulatory Compliance: Ensuring compliance with relevant jurisdictional regulatory requirements, expectations and industry standards related to risk management
• Work with business areas in the region to build out Risk Registers and end-to-end process mapping, working to provide accurate reflection of information and challenge where appropriate.
• Develop and evaluate the design and effectiveness of controls and provide timely and in-depth analysis to Senior Management. This includes challenging management actions to remediate control gaps or weaknesses and track through to closure. Ensure accurate reflection of risk and control information within Risk Registers by providing rigorous challenge where appropriate.
• Monitor and report on Risk Events and Operational Losses escalating to management appropriately, and actively supporting business areas in the lessons learnt.
• Manage and contribute to the process for evaluating and rectifying operational risk incidents, ensuring swift resolution of the incident and that client interest is central to the process, capturing root causes, lessons learnt, ensuring actions for future risk mitigation are implemented and relevance to other business areas or processes is considered.
• Daily management of Broker Losses and reporting to help drive down total value, volumes and learn lessons.
• Challenge requests for Risk Acceptance and provide regular review of action status until closure.
• Responsible for creation of regional Operational Risk reporting for governance forums.
• Stakeholder at relevant regional risk governance Boards, Committees, and governance forums. Contribution to creation of Risk Committee reporting.
• Emerging risk scanning to identify disruptors in the external environment and losses which may lead to the identification of new risks.
• Ongoing development of the Operational Risk Framework and roll out of individual components.
• Practically maintaining strong relationships with second- and third-line assurance functions, actively participating in forums and promoting information sharing.
• Provides support and guidance to embed a positive risk culture.
• Lead on developing localized regional guidance and training. Contribute to change initiatives by reviewing new proposals, assessing their impact
• The Company may require you to carry out other duties from time to time
  
  

• 6+ years of operational risk management, enterprise risk management and/or related experience required; experience in the investment management industry preferred.
• Experience facilitating top-down and bottom-up risk assessments, focused on existing and emerging risk areas.
• Practical experience with Basel, COSO, ERM, risk and control self-assessment tools, methodologies and concepts.
• Outstanding verbal and written communication skills to work cross-functionally and at all levels internally.
• Proven capability in collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions.
• Track record in planning and project management and in maintaining composure under pressure while meeting deadlines.
• Highly organized and able to manage multiple projects with differing priorities to meet deadlines.
• Experience in governance, risk, assurance, compliance, or internal control roles in Financial Services with strong technical risk and control knowledge.
• Good knowledge of Framework methodology and practice.
• Confident working independently and remotely from your team members.
• Ability to demonstrate knowledge of assurance, controls models and corporate governance frameworks.
• Applying sound judgment in the evaluation of risks and controls;
• Facilitating insightful conversations to ensure appropriate consideration and evaluation of risks;
• Performing effective root cause analysis to identify control gaps and weaknesses and recommending appropriate corrective course of action;
• Collaborating with business managers to promote an effective risk management culture by proactively identifying areas of operational risk;
• Strong team worker and able to take initiative to scope and lead enhancement work;
• Effective report writing and oral communication skills, including the ability to communicate complex requirements simply and to translate them into viable business practices and procedures;
• Innovative/creative and passionate about driving cultural change.
• Self-starter with a positive and proactive attitude.
• Strong organizational and time management skills, as well as ability to work under pressure.
• Ability to build constructive relationships and to influence all levels of staff to deliver cultural change.
• Proactive problem-solver who is determined at chasing down actions and resolutions to completion.
• Ability to work very collaboratively within a global team.
• Strong Excel, Word, PowerPoint skills and experiences in the use of internal IT systems.
• Use of a GRC and Power BI tools desirable.
• Able to balance commercial and regulatory requirements.
• Relevant professional designation desirable.

• Seniority level Executive

• Employment type Full-time

• Job function Finance and Sales

Referrals increase your chances of interviewing at Marex by 2x

Wan Chai District, Hong Kong SAR 1 day ago

Wan Chai District, Hong Kong SAR 1 day ago

Central & Western District, Hong Kong SAR 1 week ago

Wan Chai District, Hong Kong SAR 2 weeks ago

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Join to apply for the (Assistant - Senior) Operational Risk Manager role at Bank of China (Hong Kong)

1 day ago Be among the first 25 applicants

Join to apply for the (Assistant - Senior) Operational Risk Manager role at Bank of China (Hong Kong)

• Assist in developing and driving the implementation of Operational Risk Management (ORM) framework, policies, procedures, systems and tools.
• Assist in enhancing the bank-wide Key Risk Indicators, Risk Control and Assessment, and maintain high quality standard of loss data.
• Perform risk data analysis, prepare and participate in risk reporting with appropriate standards for risk committees and management.
• Support the bank-wide outsourcing risk management.
• Support the development and implementation of Business Continuity Management (BCM) framework such as business impact analysis (BIA), risk assessment (RA), business continuity plans (BCP), BCP drill test to ensure operational resilience.
• Participate into other operational risk management activities such as ICAAP assessment, HKMA ICA/DSE information preparation.
  

• Assist in developing and driving the implementation of Operational Risk Management (ORM) framework, policies, procedures, systems and tools.
• Assist in enhancing the bank-wide Key Risk Indicators, Risk Control and Assessment, and maintain high quality standard of loss data.
• Perform risk data analysis, prepare and participate in risk reporting with appropriate standards for risk committees and management.
• Support the bank-wide outsourcing risk management.
• Support the development and implementation of Business Continuity Management (BCM) framework such as business impact analysis (BIA), risk assessment (RA), business continuity plans (BCP), BCP drill test to ensure operational resilience.
• Participate into other operational risk management activities such as ICAAP assessment, HKMA ICA/DSE information preparation.
  

• Bachelor Degree or above, with major in Economics and Finance, Risk Management, Accounting or other related discipline
• 8 years’ experience in operational risk management gained from major banks or financial institutions is preferred
• Good knowledge of business continuity management, internal control policies and procedures, and relevant regulatory requirements
• Able to work independently and perform ad-hoc task as assigned
• Self-motivated with excellent problem-solving and analytical skills
• Proficient with Microsoft Word, Excel and PowerPoint
• Good command of written and spoken Chinese and English with effective communication and presentation skills
• Holder of ECF on Operational Risk Management is preferable
• Candidate with less experience will be considered as Operational Risk Manager / Assistant Operational Risk Manager
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Finance and Sales
• Industries Banking, Capital Markets, and Financial Services

Referrals increase your chances of interviewing at Bank of China (Hong Kong) by 2x

Kowloon City District, Hong Kong SAR 1 week ago

Wan Chai District, Hong Kong SAR 2 weeks ago

Wan Chai District, Hong Kong SAR 2 weeks ago

Wan Chai District, Hong Kong SAR 3 days ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Join to apply for the Operational Risk Manager - VP (APAC) role at Marex

1 day ago Be among the first 25 applicants

Join to apply for the Operational Risk Manager - VP (APAC) role at Marex

Get AI-powered advice on this job and more exclusive features.

We are seeking a highly experienced and driven Operational Risk professional to take the lead of day to day ownership of Operational Risk management across the APAC region. This pivotal role involves overseeing and managing all aspects of Operational Risk, with a focus on proactive risk management, and ensuring the identification, assessment, and mitigation of risks across all business functions. The successful candidate will be responsible for continuously improving risk processes, owning risk registers, managing risk assessments, overseeing control effectiveness, and advising the business on decisions in relation to the operating environment as required for a reduction in operational risk.
As a lead in the region, you will promote a strong risk culture and drive engagement with key stakeholders across various business disciplines. This is a highly visible role that requires the development of successful, supportive relationships and the ability to work collaboratively with senior leadership and teams. The ideal candidate will be hands-on, proactive, and anticipatory, with a strong drive to deliver value and the ability to operate independently while influencing outcomes.
Duties

• Risk representative for Operational Risk in the region, point person for all Operational Risk matters in APAC.
• Risk and Control Assessment: Facilitate risk and control assessments to identify potential risks and implement effective controls, validating remediation of operational risk exposure and related control gaps.
• Root Cause Analysis: Conduct root cause analysis of operational events and develop strategies to mitigate future risks.
• Governance: Lead risk management presence and content in governance forums, ensuring comprehensive oversight and identification of operational risk trends.
• Risk Reporting: Preparing and presenting detailed risk reports / dashboards / metrics to senior management and stakeholders, highlighting key risk areas and recommended actions.
• Trend Analysis: Identify and analyze operational risk trends to inform strategic decision-making.
• Continuous Improvement: Providing thoughtful and collaborative leadership promoting risk transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement.
• Risk Aware Culture: Promoting risk aware culture, serving as the subject matter expert on operational risk initiatives. Identifying, initiating, and fostering relationships with business and operational partners to promote a culture of continuous improvement, driving constructive communication with the ORM team.
• Regulatory Compliance: Ensuring compliance with relevant jurisdictional regulatory requirements, expectations and industry standards related to risk management
• Work with business areas in the region to build out Risk Registers and end-to-end process mapping, working to provide accurate reflection of information and challenge where appropriate.
• Develop and evaluate the design and effectiveness of controls and provide timely and in-depth analysis to Senior Management. This includes challenging management actions to remediate control gaps or weaknesses and track through to closure. Ensure accurate reflection of risk and control information within Risk Registers by providing rigorous challenge where appropriate.
• Monitor and report on Risk Events and Operational Losses escalating to management appropriately, and actively supporting business areas in the lessons learnt.
• Manage and contribute to the process for evaluating and rectifying operational risk incidents, ensuring swift resolution of the incident and that client interest is central to the process, capturing root causes, lessons learnt, ensuring actions for future risk mitigation are implemented and relevance to other business areas or processes is considered.
• Daily management of Broker Losses and reporting to help drive down total value, volumes and learn lessons.
• Challenge requests for Risk Acceptance and provide regular review of action status until closure.
• Responsible for creation of regional Operational Risk reporting for governance forums.
• Stakeholder at relevant regional risk governance Boards, Committees, and governance forums. Contribution to creation of Risk Committee reporting.
• Emerging risk scanning to identify disruptors in the external environment and losses which may lead to the identification of new risks.
• Ongoing development of the Operational Risk Framework and roll out of individual components.
• Practically maintaining strong relationships with second- and third-line assurance functions, actively participating in forums and promoting information sharing.
• Provides support and guidance to embed a positive risk culture.
• Lead on developing localized regional guidance and training. Contribute to change initiatives by reviewing new proposals, assessing their impact
• The Company may require you to carry out other duties from time to time
  

• 6+ years of operational risk management, enterprise risk management and/or related experience required; experience in the investment management industry preferred.
• Experience facilitating top-down and bottom-up risk assessments, focused on existing and emerging risk areas.
• Practical experience with Basel, COSO, ERM, risk and control self-assessment tools, methodologies and concepts.
• Outstanding verbal and written communication skills to work cross-functionally and at all levels internally.
• Proven capability in collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions.
• Track record in planning and project management and in maintaining composure under pressure while meeting deadlines.
• Highly organized and able to manage multiple projects with differing priorities to meet deadlines.
• Experience in governance, risk, assurance, compliance, or internal control roles in Financial Services with strong technical risk and control knowledge.
• Good knowledge of Framework methodology and practice.
• Confident working independently and remotely from your team members.
• Ability to demonstrate knowledge of assurance, controls models and corporate governance frameworks.
• Applying sound judgment in the evaluation of risks and controls;
• Facilitating insightful conversations to ensure appropriate consideration and evaluation of risks;
• Performing effective root cause analysis to identify control gaps and weaknesses and recommending appropriate corrective course of action;
• Collaborating with business managers to promote an effective risk management culture by proactively identifying areas of operational risk;
• Strong team worker and able to take initiative to scope and lead enhancement work;
• Effective report writing and oral communication skills, including the ability to communicate complex requirements simply and to translate them into viable business practices and procedures;
• Innovative/creative and passionate about driving cultural change.
• Self-starter with a positive and proactive attitude.
• Strong organizational and time management skills, as well as ability to work under pressure.
• Ability to build constructive relationships and to influence all levels of staff to deliver cultural change.
• Proactive problem-solver who is determined at chasing down actions and resolutions to completion.
• Ability to work very collaboratively within a global team.
• Strong Excel, Word, PowerPoint skills and experiences in the use of internal IT systems.
• Use of a GRC and Power BI tools desirable.
• Able to balance commercial and regulatory requirements.
• Relevant professional designation desirable.

• Seniority level Executive

• Employment type Full-time

• Job function Finance and Sales

Referrals increase your chances of interviewing at Marex by 2x

Wan Chai District, Hong Kong SAR 1 day ago

Wan Chai District, Hong Kong SAR 1 day ago

Central & Western District, Hong Kong SAR 1 week ago

Wan Chai District, Hong Kong SAR 2 weeks ago

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3 days ago Be among the first 25 applicants

Get AI-powered advice on this job and more exclusive features.

Job Description

As a Second Line of Defense (2LoD) Senior Operational Risk Manager with technology focused and reporting to the lead of operational risk, you will provide independent oversight and validation of IT risk management activities, ensuring robust governance and risk mitigation across the organization. Leveraging your expertise in technology risk, vulnerability assessment, and cybersecurity controls, you will assess first-line risk management practices, advise on emerging threats, and ensure alignment with operational risk frameworks. This role requires strong collaboration with IT, cybersecurity teams, business units and other risk teams to safeguard the organization against evolving risks.

Job Description

As a Second Line of Defense (2LoD) Senior Operational Risk Manager with technology focused and reporting to the lead of operational risk, you will provide independent oversight and validation of IT risk management activities, ensuring robust governance and risk mitigation across the organization. Leveraging your expertise in technology risk, vulnerability assessment, and cybersecurity controls, you will assess first-line risk management practices, advise on emerging threats, and ensure alignment with operational risk frameworks. This role requires strong collaboration with IT, cybersecurity teams, business units and other risk teams to safeguard the organization against evolving risks.

Main Responsibilities

• Act as the independent validator of IT risk management activities performed by the first line within the second line of defense
• Review and assess the IT control documentation under various technology risk management frameworks
• Advise on technologies risk related to virtual asset activities
• Partner with the operational risk team to assess the adequacy and effectiveness of BCP set-up across reporting units
• Liaise with the operational risk team to follow up on technology risk issues identified through RCSA and KRI processes
• Liaise with the operational risk team to investigate IT incident, assess the remedial action plans and perform the follow-up procedures
• Review and advise on technology-related policies
• Provide independent risk insights to the stakeholders, translating vulnerabilities into business impact and advise on their control enhancements
• Assist in other technology risks related reporting, collaboration, and risk management initiatives
  
  

• Bachelor's/Master’s degree in cybersecurity, IT, risk management, or a related field with a strong IT background
  
  

• 7+ years in IT risk, cybersecurity, or operational risk, with at least 3 years in a 2LoD or advisory/audit/challenge role focusing on IT risk.
• Hands-on knowledge of vulnerability assessment, risk frameworks (NIST, ISO 27005), and cloud security risks
• Familiar with virtual asset risks, regulatory compliance and incident management
• Ability to work independently and collaboratively in a fast-paced environment.
• Ability to influence and build consensus across teams.
• Strong critical thinking to challenge first-line assumptions and controls.
  
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales

Wan Chai District, Hong Kong SAR 4 days ago

Wan Chai District, Hong Kong SAR 4 days ago

Central & Western District, Hong Kong SAR 2 weeks ago

Wan Chai District, Hong Kong SAR 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

3 days ago Be among the first 25 applicants

Get AI-powered advice on this job and more exclusive features.

Job Description
As a Second Line of Defense (2LoD) Senior Operational Risk Manager with technology focused and reporting to the lead of operational risk, you will provide independent oversight and validation of IT risk management activities, ensuring robust governance and risk mitigation across the organization. Leveraging your expertise in technology risk, vulnerability assessment, and cybersecurity controls, you will assess first-line risk management practices, advise on emerging threats, and ensure alignment with operational risk frameworks. This role requires strong collaboration with IT, cybersecurity teams, business units and other risk teams to safeguard the organization against evolving risks.

Job Description
As a Second Line of Defense (2LoD) Senior Operational Risk Manager with technology focused and reporting to the lead of operational risk, you will provide independent oversight and validation of IT risk management activities, ensuring robust governance and risk mitigation across the organization. Leveraging your expertise in technology risk, vulnerability assessment, and cybersecurity controls, you will assess first-line risk management practices, advise on emerging threats, and ensure alignment with operational risk frameworks. This role requires strong collaboration with IT, cybersecurity teams, business units and other risk teams to safeguard the organization against evolving risks.
Main Responsibilities

• Act as the independent validator of IT risk management activities performed by the first line within the second line of defense
• Review and assess the IT control documentation under various technology risk management frameworks
• Advise on technologies risk related to virtual asset activities
• Partner with the operational risk team to assess the adequacy and effectiveness of BCP set-up across reporting units
• Liaise with the operational risk team to follow up on technology risk issues identified through RCSA and KRI processes
• Liaise with the operational risk team to investigate IT incident, assess the remedial action plans and perform the follow-up procedures
• Review and advise on technology-related policies
• Provide independent risk insights to the stakeholders, translating vulnerabilities into business impact and advise on their control enhancements
• Assist in other technology risks related reporting, collaboration, and risk management initiatives
  

• Bachelor's/Master’s degree in cybersecurity, IT, risk management, or a related field with a strong IT background
  

• 7+ years in IT risk, cybersecurity, or operational risk, with at least 3 years in a 2LoD or advisory/audit/challenge role focusing on IT risk.
• Hands-on knowledge of vulnerability assessment, risk frameworks (NIST, ISO 27005), and cloud security risks
• Familiar with virtual asset risks, regulatory compliance and incident management
• Ability to work independently and collaboratively in a fast-paced environment.
• Ability to influence and build consensus across teams.
• Strong critical thinking to challenge first-line assumptions and controls.
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales

Wan Chai District, Hong Kong SAR 4 days ago

Wan Chai District, Hong Kong SAR 4 days ago

Central & Western District, Hong Kong SAR 2 weeks ago

Wan Chai District, Hong Kong SAR 2 weeks ago

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Join to apply for the Operational Risk & Control Manager / Lead, Operational Risk & Control Operations role at Mox Bank

2 weeks ago Be among the first 25 applicants

Join to apply for the Operational Risk & Control Manager / Lead, Operational Risk & Control Operations role at Mox Bank

Description

Application Deadline: 10 September 2025

Department: Operations

Location: Hong Kong (SAR)

• Support the operation of risk forum and relevant risk escalations to risk committees.
• Support the implementation of the Bank’s risk governance framework, process, control, policies and guidelines.
• Facilitate the Businesses and Functions to understand and to comply with internal policies and external regulatory requirements.
• Support the Businesses and Functions in conducting the risk and control self-assessment on their processes and closely working with Risk Framework Owners and Subject Matter Experts.
• Responsible for ensuring adherence to Operational Risk deadlines, along with consistent execution of CST/KCI for relevant processes including the maintenance of relevant risk repository or system platform.
• Be the ‘go-to’ person for the Businesses and Functions with regards to the escalation of all operational and other non-Tech risk related incidents/queries/events that arise in the Bank.
• Govern the effective execution of controls in Businesses and Functions, including identification of gaps and remediation of issues, elevating residual risk where appropriate.
• Support the Businesses and Functions in minimizing operational risks and losses, and ensure material operational losses are investigated and mitigated to prevent re-occurrence.
• Prepare and develop risk related reports and dashboard required on ad hoc or regular basis.
• Support the internal/ external audit, compliance and regulatory review and monitor the status and tracking the agreed action plans arising from internal/external review until closure.
• Participate in the risk assessment and review on new products/services to minimize operational risk exposure.
  
  

• Degree holders in Risk Management, Finance, Accounting, Business Administration, or related discipline
• Solid experience in financial institutions, with exposure to risk management or internal audit functions, preferably in Retail/ Virtual/ Digital Banking and/or wealth management (investment, insurance, etc).
• Holder of ECF on Operational Risk Management (ORM) accredited by HKIB is preferred
• Sound knowledge of Operational Risk Management, Control & Governance, Risk and Control Self-Assessment (“RCSA”), Incident Management and Key Risk Indicators.
• Proficiencies and knowledge in regulatory requirements of HKMA, SFC, IA, etc such as SPM OR-1, and Code of Banking Practice, etc.
• A lateral thinker and an influencer with good communication and interpersonal skills
• Strong analytical mind with solid problem-solving skills and attention to details
• Ability to work independently and work hands-on
• Self-motivated, organsied with good judgement and able to work under pressure
• Good stakeholder management by establishing good working relationships with stakeholders at all levels
• · Fluency in English and Cantonese with good command of written English and Chinese
• · Depending on the background and experience, candidates who are more senior may be considered for the Lead, Risk & Control Operations position
• Key Stakeholders
• · 1LoD: Business and Function Teams, Ops Teams
• · 2LoD: Operational Risk, Compliance, Legal, FCC
• · 3LoD: Internal Audit
  
  
All personal data provided by applicants will be used for recruitment and other employment-related purposes only. Personal data of unsuccessful applicants will be erased within 24 months of rejection of the applicant’s application.

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales
• Industries Banking

Referrals increase your chances of interviewing at Mox Bank by 2x

Shenzhen, Guangdong, China CN¥15,000.00-CN¥25,000.00 1 year ago

Kowloon City District, Hong Kong SAR 5 days ago

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Join to apply for the Operational Risk & Control Manager / Lead, Operational Risk & Control Operations role at Mox Bank

2 weeks ago Be among the first 25 applicants

Join to apply for the Operational Risk & Control Manager / Lead, Operational Risk & Control Operations role at Mox Bank

Description

Application Deadline: 10 September 2025

Department: Operations

Location: Hong Kong (SAR)

• Support the operation of risk forum and relevant risk escalations to risk committees.
• Support the implementation of the Bank’s risk governance framework, process, control, policies and guidelines.
• Facilitate the Businesses and Functions to understand and to comply with internal policies and external regulatory requirements.
• Support the Businesses and Functions in conducting the risk and control self-assessment on their processes and closely working with Risk Framework Owners and Subject Matter Experts.
• Responsible for ensuring adherence to Operational Risk deadlines, along with consistent execution of CST/KCI for relevant processes including the maintenance of relevant risk repository or system platform.
• Be the ‘go-to’ person for the Businesses and Functions with regards to the escalation of all operational and other non-Tech risk related incidents/queries/events that arise in the Bank.
• Govern the effective execution of controls in Businesses and Functions, including identification of gaps and remediation of issues, elevating residual risk where appropriate.
• Support the Businesses and Functions in minimizing operational risks and losses, and ensure material operational losses are investigated and mitigated to prevent re-occurrence.
• Prepare and develop risk related reports and dashboard required on ad hoc or regular basis.
• Support the internal/ external audit, compliance and regulatory review and monitor the status and tracking the agreed action plans arising from internal/external review until closure.
• Participate in the risk assessment and review on new products/services to minimize operational risk exposure.
  

• Degree holders in Risk Management, Finance, Accounting, Business Administration, or related discipline
• Solid experience in financial institutions, with exposure to risk management or internal audit functions, preferably in Retail/ Virtual/ Digital Banking and/or wealth management (investment, insurance, etc).
• Holder of ECF on Operational Risk Management (ORM) accredited by HKIB is preferred
• Sound knowledge of Operational Risk Management, Control & Governance, Risk and Control Self-Assessment (“RCSA”), Incident Management and Key Risk Indicators.
• Proficiencies and knowledge in regulatory requirements of HKMA, SFC, IA, etc such as SPM OR-1, and Code of Banking Practice, etc.
• A lateral thinker and an influencer with good communication and interpersonal skills
• Strong analytical mind with solid problem-solving skills and attention to details
• Ability to work independently and work hands-on
• Self-motivated, organsied with good judgement and able to work under pressure
• Good stakeholder management by establishing good working relationships with stakeholders at all levels
• · Fluency in English and Cantonese with good command of written English and Chinese
• · Depending on the background and experience, candidates who are more senior may be considered for the Lead, Risk & Control Operations position
• Key Stakeholders
• · 1LoD: Business and Function Teams, Ops Teams
• · 2LoD: Operational Risk, Compliance, Legal, FCC
• · 3LoD: Internal Audit
  
All personal data provided by applicants will be used for recruitment and other employment-related purposes only. Personal data of unsuccessful applicants will be erased within 24 months of rejection of the applicant’s application.

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Finance and Sales
• Industries Banking

Referrals increase your chances of interviewing at Mox Bank by 2x

Shenzhen, Guangdong, China CN¥15,000.00-CN¥25,000.00 1 year ago

Kowloon City District, Hong Kong SAR 5 days ago

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Join to apply for the Assistant Business Compliance and Operational Risk Manager (BRCM) role at Bank of China (Hong Kong)

1 day ago Be among the first 25 applicants

Join to apply for the Assistant Business Compliance and Operational Risk Manager (BRCM) role at Bank of China (Hong Kong)

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• Support for Regional Oversight & Framework Management:
• Assist in coordinating and monitoring compliance and operational risk for the Southeast Asia (SEA) market.
• Help to enhance local internal control capabilities.
• Support the timely implementation of audit rectification measures and track their effectiveness.
• Collaborate with regional business lines to help harmonize approval processes and ensure consistent policy application.
  

• Support for Regional Oversight & Framework Management:
• Assist in coordinating and monitoring compliance and operational risk for the Southeast Asia (SEA) market.
• Help to enhance local internal control capabilities.
• Support the timely implementation of audit rectification measures and track their effectiveness.
• Collaborate with regional business lines to help harmonize approval processes and ensure consistent policy application.
  

• Participate in site visits to SEA markets to help assess the local execution of policies, identify potential risks, and provide actionable recommendations.
• Utilize data analysis and thematic reviews to proactively identify emerging risk areas and trends.
• Assist in coordination of control assurance reviews and the monitoring of key business activities.
• Support the operational compliance risk management lifecycle by:

• Providing input on operational manuals and product due diligence.
• Performing gap analysis of internal processes against external regulations.
• Assisting with the follow-up and implementation of remedial and mitigation measures.
• Supporting incident reporting processes and ensuring appropriate escalation.
• Assisting with risk assessments for business outsourcing and insourcing arrangements.

• Degree or above with major in Business, Accounting, Finance, Marketing, Law, or related disciplines.
• A keen interest in a career in Compliance or Operational Risk within the Banking industry.
• A foundational understanding of banking and financial operations, products, and applicable regulatory requirements is a plus.
• Strong organizational skills with the ability to manage multiple tasks, meet deadlines, and perform effectively under supervision.
• Possesses strong logical, analytical, and problem-solving skills with a keen intellectual curiosity and attention to detail.
• A flexible, proactive self-starter with the ability to learn quickly and a willingness to take on new challenges.
• Excellent interpersonal and communication skills, with a strong command of both spoken and written English and Chinese (Mandarin and Cantonese).
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
• Familiarity with or a strong desire to learn data analysis tools or programming languages such as VBA, SAS, or Python is a plus.
  
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Finance and Sales
• Industries Banking, Capital Markets, and Financial Services

Referrals increase your chances of interviewing at Bank of China (Hong Kong) by 2x

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Central & Western District, Hong Kong SAR 20 hours ago

Sha Tin District, Hong Kong SAR 2 weeks ago

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Join to apply for the Business Compliance and Operational Risk Manager - Insurance (BRCM) role at Bank of China (Hong Kong)

1 day ago Be among the first 25 applicants

Join to apply for the Business Compliance and Operational Risk Manager - Insurance (BRCM) role at Bank of China (Hong Kong)

Responsibilities

• Provide advisory support and assistance to business units on compliance and operational risk related queries and issues, including Hong Kong market as well as the Southeast Asia market.
• Provide advice on operational manuals, product due diligence, gap analysis done by business unit.
• Support the timely implementation of audit rectification measures and track their effectiveness of our Affiliates.
• Able to work closely with second line of defense in harmony way.
• Assist in providing comments on different compliance and operational risk assessments.
• Support incident reporting processes and ensuring appropriate escalation.
• Prepare and provide reporting materials in Chinese in timely manner.
• Support ad hoc tasks / projects assigned by supervisors.
  
  

• Provide advisory support and assistance to business units on compliance and operational risk related queries and issues, including Hong Kong market as well as the Southeast Asia market.
• Provide advice on operational manuals, product due diligence, gap analysis done by business unit.
• Support the timely implementation of audit rectification measures and track their effectiveness of our Affiliates.
• Able to work closely with second line of defense in harmony way.
• Assist in providing comments on different compliance and operational risk assessments.
• Support incident reporting processes and ensuring appropriate escalation.
• Prepare and provide reporting materials in Chinese in timely manner.
• Support ad hoc tasks / projects assigned by supervisors.
  
  

• Degree or above with major in Business, Accounting, Finance, Marketing, Law, or related disciplines.
• A keen interest in a career in Compliance or Operational Risk within the Banking industry.
• Knowledgeable in insurance regulatory requirements.
• Strong organizational skills with the ability to manage multiple tasks, meet deadlines, and perform effectively under supervision.
• Possesses strong logical, analytical, and problem-solving skills with a keen intellectual curiosity and attention to detail.
• A flexible, proactive self-starter with the ability to learn quickly and a willingness to take on new challenges.
• Excellent interpersonal and communication skills, with a strong command of both spoken and written English and Chinese (Mandarin and Cantonese).
• Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint).
  
  

• Seniority level Not Applicable

• Employment type Full-time

• Job function Finance and Sales
• Industries Banking, Capital Markets, and Financial Services

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